0001209191-13-021208.txt : 20130412 0001209191-13-021208.hdr.sgml : 20130412 20130412101111 ACCESSION NUMBER: 0001209191-13-021208 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130412 DATE AS OF CHANGE: 20130412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puissant Robert E CENTRAL INDEX KEY: 0001471354 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 13757743 MAIL ADDRESS: STREET 1: C/O FUEL TECH STREET 2: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2013-03-15 2013-03-22 0 0000846913 FUEL TECH, INC. FTEK 0001471354 Puissant Robert E C/O FUEL TECH 27601 BELLA VISTA PARKWAY WARRENVILLE IL 60555 0 1 0 0 Executive Vice President Restricted Stock Units 2013-03-15 4 A 0 7200 0.00 A Common Stock 7200 7200 D Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The Form 4, as originally filed, incorrectly reported the number of RSUs granted. The Form 4, as amended by this Form 4/A, correctly reports such information. The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest thirteen (13) months after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) the remaining one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's 2012 Executive Performance RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date. Rober E. Puissant 2013-04-12