0001209191-13-021207.txt : 20130412
0001209191-13-021207.hdr.sgml : 20130412
20130412101041
ACCESSION NUMBER: 0001209191-13-021207
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130410
FILED AS OF DATE: 20130412
DATE AS OF CHANGE: 20130412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY DOUGLAS G
CENTRAL INDEX KEY: 0001246268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33059
FILM NUMBER: 13757742
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUEL TECH, INC.
CENTRAL INDEX KEY: 0000846913
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 205657551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
BUSINESS PHONE: 6308454433
MAIL ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
FORMER COMPANY:
FORMER CONFORMED NAME: FUEL TECH N V
DATE OF NAME CHANGE: 19930510
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-04-10
0
0000846913
FUEL TECH, INC.
FTEK
0001246268
BAILEY DOUGLAS G
120 LONG RIDGE ROAD
STAMFORD
CT
06902
1
1
0
0
President, CEO & Chairman
Common Stock
2013-04-10
4
M
0
16000
A
16000
D
Restricted Stock Units
2013-04-10
4
A
0
8000
0.00
A
Common stock
8000
8000
D
Represents the conversion upon vesting of restricted stock units ("RSUs") into Common Stock. On April 10, 2013, the reporting person was granted 24,000 RSUs, of which two-thirds of the shares subject to the RSUs vested immediately. The remainder of such RSUs are reported in Table II below.
Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.
The Restricted Stock Units vest on the first anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's 2011 Executive Performance RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.
Douglas G. Bailey
2013-04-12