0001209191-13-021205.txt : 20130412 0001209191-13-021205.hdr.sgml : 20130412 20130412100943 ACCESSION NUMBER: 0001209191-13-021205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130410 FILED AS OF DATE: 20130412 DATE AS OF CHANGE: 20130412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARNONE VINCENT J CENTRAL INDEX KEY: 0001272727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 13757738 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-04-10 0 0000846913 FUEL TECH, INC. FTEK 0001272727 ARNONE VINCENT J 27601 BELLA VISTA PARKWAY WARRENVILLE IL 60555 0 1 0 0 Executive Vice President Common Stock 2013-04-10 4 M 0 8000 A 8000 D Restricted Stock Units 2013-04-10 4 A 0 4000 0.00 A Common stock 4000 4000 D Represents the conversion upon vesting of restricted stock units ("RSUs") into Common Stock. On April 10, 2013, the reporting person was granted 12,000 RSUs, of which two-thirds of the shares subject to the RSUs vested immediately. The remainder of such RSUs are reported in Table II below. Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The Restricted Stock Units vest on the first anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's 2011 Executive Performance RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date. Vincent J. Arnone 2013-04-12