0001209191-13-008355.txt : 20130213 0001209191-13-008355.hdr.sgml : 20130213 20130213155740 ACCESSION NUMBER: 0001209191-13-008355 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY DOUGLAS G CENTRAL INDEX KEY: 0001246268 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 13602973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2012-12-31 0 0 0 0000846913 FUEL TECH, INC. FTEK 0001246268 BAILEY DOUGLAS G 120 LONG RIDGE ROAD STAMFORD CT 06902 1 1 0 0 President, CEO & Chairman Common Stock 1515258 D Common Stock 2012-12-24 5 G 0 245000 0.00 A 245000 I Family Trust On December 24, 2012 a parent of the reporting person transferred 245,000 shares to a family trust. The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust for purposes of Section 16 or for any other purpose. Douglas G. Bailey 2013-02-13