0001209191-13-008354.txt : 20130213 0001209191-13-008354.hdr.sgml : 20130213 20130213155646 ACCESSION NUMBER: 0001209191-13-008354 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY RALPH E CENTRAL INDEX KEY: 0001246269 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 13602961 MAIL ADDRESS: STREET 1: 695 E. MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER NAME: FORMER CONFORMED NAME: BILEY RALPH E DATE OF NAME CHANGE: 20030624 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2012-12-31 0 0 0 0000846913 FUEL TECH, INC. FTEK 0001246269 BAILEY RALPH E 120 LONG RIDGE ROAD STAMFORD CT 06902 0 0 1 0 Common Stock 1418223 D Common Stock 2013-12-24 5 G 0 245000 0.00 D 1550566 I Owned by Spouse Common Stock 170980 I Owned jointly with Spouse Common Stock 2013-12-24 5 G 0 245000 0.00 A 245000 I Family Trust On 12/24/12, Mr. Bailey's spouse transferred 245,000 shares directly owned to a family trust. Mr. Bailey has power of substitution over property in this trust but neither Mr. Bailey nor his spouse are beneficiaries of the trust and Mr. Bailey disclaims beneficial ownership of such shares. This report should not be deemed admission that the reporting person is the beneficial owner of the shares in this trust for purposes of Section 16 or for any other purposes. Ralph E. Bailey 2013-02-13