0001209191-12-059303.txt : 20121226
0001209191-12-059303.hdr.sgml : 20121226
20121226145046
ACCESSION NUMBER: 0001209191-12-059303
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121221
FILED AS OF DATE: 20121226
DATE AS OF CHANGE: 20121226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Puissant Robert E
CENTRAL INDEX KEY: 0001471354
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33059
FILM NUMBER: 121285110
MAIL ADDRESS:
STREET 1: C/O FUEL TECH
STREET 2: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUEL TECH, INC.
CENTRAL INDEX KEY: 0000846913
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 205657551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
BUSINESS PHONE: 6308454433
MAIL ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
FORMER COMPANY:
FORMER CONFORMED NAME: FUEL TECH N V
DATE OF NAME CHANGE: 19930510
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-21
0
0000846913
FUEL TECH, INC.
FTEK
0001471354
Puissant Robert E
C/O FUEL TECH
27601 BELLA VISTA PARKWAY
WARRENVILLE
IL
60555
0
1
0
0
Executive Vice President
Common Stock
2012-12-21
4
M
0
5000
A
15000
D
Restricted Stock Units
2012-12-21
4
M
0
5000
D
Common Stock
5000
5000
D
Represents the conversion upon vesting of restricted stock units ("RSUs") into Common Stock. On December 21, 2010, the reporting person was granted 10,000 RSUs, of which fifty percent (50%) of the shares subject to the RSUs vested on December 21, 2012. Such Rsus were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on December 22, 2010.
Each restricted stock unit is the economic equivalent of one share of Fuel Tech, Inc. Common Stock.
On December 21, 2010, the reporting person was granted 10,000 RSUs, of which fifty percent (50%) of the shares subject to the RSUs vested on December 21, 2012. The Common Stock into which such vested RSUs converted is reported in Table I of the Form 4. The remaining unvested RSUs will continue to vest as follows: 2,500 RSUs will vest on December 21, 2013, and 2,500 RSUs will vest on December 21, 2014.
Robert E. Puissant
2012-12-26