0001209191-12-059303.txt : 20121226 0001209191-12-059303.hdr.sgml : 20121226 20121226145046 ACCESSION NUMBER: 0001209191-12-059303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121221 FILED AS OF DATE: 20121226 DATE AS OF CHANGE: 20121226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puissant Robert E CENTRAL INDEX KEY: 0001471354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 121285110 MAIL ADDRESS: STREET 1: C/O FUEL TECH STREET 2: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-21 0 0000846913 FUEL TECH, INC. FTEK 0001471354 Puissant Robert E C/O FUEL TECH 27601 BELLA VISTA PARKWAY WARRENVILLE IL 60555 0 1 0 0 Executive Vice President Common Stock 2012-12-21 4 M 0 5000 A 15000 D Restricted Stock Units 2012-12-21 4 M 0 5000 D Common Stock 5000 5000 D Represents the conversion upon vesting of restricted stock units ("RSUs") into Common Stock. On December 21, 2010, the reporting person was granted 10,000 RSUs, of which fifty percent (50%) of the shares subject to the RSUs vested on December 21, 2012. Such Rsus were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on December 22, 2010. Each restricted stock unit is the economic equivalent of one share of Fuel Tech, Inc. Common Stock. On December 21, 2010, the reporting person was granted 10,000 RSUs, of which fifty percent (50%) of the shares subject to the RSUs vested on December 21, 2012. The Common Stock into which such vested RSUs converted is reported in Table I of the Form 4. The remaining unvested RSUs will continue to vest as follows: 2,500 RSUs will vest on December 21, 2013, and 2,500 RSUs will vest on December 21, 2014. Robert E. Puissant 2012-12-26