0001209191-12-059302.txt : 20121226
0001209191-12-059302.hdr.sgml : 20121226
20121226144948
ACCESSION NUMBER: 0001209191-12-059302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121221
FILED AS OF DATE: 20121226
DATE AS OF CHANGE: 20121226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY DOUGLAS G
CENTRAL INDEX KEY: 0001246268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33059
FILM NUMBER: 121285102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUEL TECH, INC.
CENTRAL INDEX KEY: 0000846913
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 205657551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
BUSINESS PHONE: 6308454433
MAIL ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
FORMER COMPANY:
FORMER CONFORMED NAME: FUEL TECH N V
DATE OF NAME CHANGE: 19930510
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-21
0
0000846913
FUEL TECH, INC.
FTEK
0001246268
BAILEY DOUGLAS G
120 LONG RIDGE ROAD
STAMFORD
CT
06902
1
1
0
0
President, CEO & Chairman
Common Stock
2012-12-21
4
M
0
12500
A
1515258
D
Restricted Stock Units
2012-12-21
4
M
0
12500
D
Common Stock
12500
12500
D
Represents the conversion upon vesting of restricted stock units ("RSUs") into Common Stock. On December 21, 2010, the reporting person was granted 25,000 RSUs, of which fifty percent (50%) of the shares subject to the RSUs vested on December 21, 2012. Such RSUs were previously reported in Table II on Form 4 filed with the Securities and Exchange Commission on December 22, 2010.
Each restricted stock unit is the economic equivalent of one share of Fuel Tech, Inc. Common Stock.
On December 21, 2010, the reporting person was granted 25,000 RSUs, of which fifty percent (50%) of the shares subject to the RSUs vested on December 21, 2012. The Common Stock into which such vested RSUs converted is reported in Table I of the Form 4. The remaining unvested RSUs will continue to vest as follows: 6,250 RSUs will vest on December 21, 2013, and 6,250 RSUs will vest on December 21, 2014.
Douglas G. Bailey
2012-12-26