0001209191-12-016789.txt : 20120308 0001209191-12-016789.hdr.sgml : 20120308 20120308155536 ACCESSION NUMBER: 0001209191-12-016789 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120301 FILED AS OF DATE: 20120308 DATE AS OF CHANGE: 20120308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petrak Michael F CENTRAL INDEX KEY: 0001544124 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 12677292 MAIL ADDRESS: STREET 1: C/O FUEL TECH STREET 2: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 3 1 doc3.xml FORM 3 SUBMISSION X0204 3 2012-03-01 0 0000846913 FUEL TECH, INC. FTEK 0001544124 Petrak Michael F FUEL TECH 27601 BELLA VISTA PARKWAY WARRENVILLE IL 60555 0 1 0 0 Vice President Common stock 5000 D Stock options 10.20 2009-05-20 2019-05-20 Common stock 5000 D Restricted Stock Units Common stock 2500 D Restricted Stock Units Common stock 4478 D The Restricted Stock Units (RSUs) vest in three installments: 50% of the RSUs vest on the second anniversary of the transaction date shown above; 25% vest on the third anniversary of the transaction date; and 25% vest on the fourth anniversary of the transaction date. Subject to the restrictions on distribution set forth in the registrant's RSU Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date. Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. Michael F Petrak 2012-03-08