0001209191-11-050560.txt : 20111005
0001209191-11-050560.hdr.sgml : 20111005
20111005112023
ACCESSION NUMBER: 0001209191-11-050560
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110929
FILED AS OF DATE: 20111005
DATE AS OF CHANGE: 20111005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUEL TECH, INC.
CENTRAL INDEX KEY: 0000846913
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 205657551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
BUSINESS PHONE: 6308454433
MAIL ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
FORMER COMPANY:
FORMER CONFORMED NAME: FUEL TECH N V
DATE OF NAME CHANGE: 19930510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY RALPH E
CENTRAL INDEX KEY: 0001246269
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33059
FILM NUMBER: 111125986
MAIL ADDRESS:
STREET 1: 695 E. MAIN STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER NAME:
FORMER CONFORMED NAME: BILEY RALPH E
DATE OF NAME CHANGE: 20030624
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-09-29
0
0000846913
FUEL TECH, INC.
FTEK
0001246269
BAILEY RALPH E
120 LONG RIDGE ROAD
STAMFORD
CT
06902
0
0
1
0
Common Stock
2011-09-29
5
J
0
E
367589
0.00
A
756046
D
Common Stock
2011-09-29
5
J
0
E
2286945
0.00
D
0
I
See footnote 1
Common Stock
2011-09-29
5
J
0
E
1919356
A
2125481
I
Owned by Spouse
Common Stock
2011-09-29
5
G
0
E
1919356
0.00
D
206125
I
Owned by Spouse
Common Stock
170980
I
Owned jointly with Spouse
On September 29, 2011 a family limited liability company, the interests in which company are owned 50% by the reporting person and 50% by the spouse of the reporting person, made a liquidating distribution including Fuel Tech shares. The reporting person held 100% of the voting power over these Fuel Tech shares. 367,589 of the shares and property valued at $9,295,082 were distributed to the reporting person and 1,919,356 shares were distributed to the spouse of the reporting person.
Shares transferred by reporting person's spouse to a grantor retained annuity trust ("Spouse's GRAT").
Ralph E. Bailey
2011-10-05