0001209191-11-030623.txt : 20110524 0001209191-11-030623.hdr.sgml : 20110524 20110524120731 ACCESSION NUMBER: 0001209191-11-030623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110519 FILED AS OF DATE: 20110524 DATE AS OF CHANGE: 20110524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY RALPH E CENTRAL INDEX KEY: 0001246269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 11867329 MAIL ADDRESS: STREET 1: 695 E. MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER NAME: FORMER CONFORMED NAME: BILEY RALPH E DATE OF NAME CHANGE: 20030624 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-19 0 0000846913 FUEL TECH, INC. FTEK 0001246269 BAILEY RALPH E 120 LONG RIDGE ROAD STAMFORD CT 06902 1 0 1 0 Common Stock 2011-05-19 4 M 0 51048 A 51048 D Common Stock 2286945 I See footnote (2) Common Stock 55000 I Owned by Spouse Common Stock 170980 I Owned jointly with Spouse Units 2011-05-19 4 M 0 51048 D 2011-05-19 2011-05-19 Common Stock 51048 0 D Each share equivalent unit was the economic equivalent of one share of the Company's Common Stock. On May 19, 2011 all of the share equivalent units were settled for an equal number of shares of the Company's Common Stock in connection with the reporting person's retirement from the board of directors. Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares. Ralph E. Bailey 2011-05-24