-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KBo1D3mLy5rwo0TLBVg5+rauoouMGqhHHj7t7czTEngQT1NP0tbt1Azgi4X6rRW3 uBLMH5GNeX8PUMj82l2mBQ== 0001209191-10-032637.txt : 20100607 0001209191-10-032637.hdr.sgml : 20100607 20100607155903 ACCESSION NUMBER: 0001209191-10-032637 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100603 FILED AS OF DATE: 20100607 DATE AS OF CHANGE: 20100607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY RALPH E CENTRAL INDEX KEY: 0001246269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 10881493 MAIL ADDRESS: STREET 1: 695 E. MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER NAME: FORMER CONFORMED NAME: BILEY RALPH E DATE OF NAME CHANGE: 20030624 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-06-03 0 0000846913 FUEL TECH, INC. FTEK 0001246269 BAILEY RALPH E 120 LONG RIDGE ROAD STAMFORD CT 06902 1 1 0 0 Emeritus Chairman Common Stock 2010-06-03 5 J 0 E 500000 0.00 A 500000 D Common Stock 2010-06-03 5 J 0 E 500000 0.00 A 500000 I See footnote Common Stock 2010-06-03 5 G 0 E 500000 0.00 D 500000 I See footnote Common Stock 2010-06-03 5 G 0 E 1000000 0.00 D 0 I See footnote Common Stock 2562400 I See footnote Common Stock 125980 I Owned jointly with Spouse Common Stock 50000 I Owned by Spouse Pro rata distribution from a family limited liability company the interests in which company are owned 50% by the reporting person and 50% by the spouse of the reporting person. Shares issued to spouse of reporting person in connection with pro rata distribution described in footnote 1. Shares transferred by reporting person to spouse as a gift. Shares transferred by reporting person's spouse to a grantor retained annuity trust ("Spouse's GRAT"). Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares. Ralph E. Bailey 2010-06-07 -----END PRIVACY-ENHANCED MESSAGE-----