-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H4EmMjfJ0tCtv3TgGukl0ZHAvsma9HCwE6AckQh5Dl95JNCPrle+laGd8CokspC3 SsHUMtRzhRTFsRs+01HUyg== 0001209191-10-030560.txt : 20100526 0001209191-10-030560.hdr.sgml : 20100526 20100526163321 ACCESSION NUMBER: 0001209191-10-030560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100524 FILED AS OF DATE: 20100526 DATE AS OF CHANGE: 20100526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY RALPH E CENTRAL INDEX KEY: 0001246269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 10859937 MAIL ADDRESS: STREET 1: 695 E. MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER NAME: FORMER CONFORMED NAME: BILEY RALPH E DATE OF NAME CHANGE: 20030624 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-05-24 0 0000846913 FUEL TECH, INC. FTEK 0001246269 BAILEY RALPH E 120 LONG RIDGE ROAD STAMFORD CT 06902 1 1 0 0 Emeritus Chairman Common Stock 2010-05-24 4 J 0 497444 0.00 A 0 I See footnote Common Stock 2010-05-24 4 G 0 1000000 0.00 D 1000000 I See footnote Common Stock 3562400 I See footnote Common Stock 125980 I Owned jointly with Spouse Common Stock 50000 I Owned by Spouse This transation represents the substitution by the reporting person of a promissory note for the shares held by the reporting person's grantor retained annuity trust (the "2009 GRAT"). These shares were transferred to a grantor retained annuity trust ("2010 GRAT"). Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares. Ralph E. Bailey 2010-05-26 -----END PRIVACY-ENHANCED MESSAGE-----