-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TqrHYdNezpHPmF2CgxfWuEUzufPYKhnSDXhIzyWKpiBfjmCm5frARf5e6vi+JVlo Y2x/X2UtkhGTGRUg2wzIBQ== 0001209191-09-016340.txt : 20090316 0001209191-09-016340.hdr.sgml : 20090316 20090316114719 ACCESSION NUMBER: 0001209191-09-016340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090312 FILED AS OF DATE: 20090316 DATE AS OF CHANGE: 20090316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 BUSINESS PHONE: 6308454437 MAIL ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY RALPH E CENTRAL INDEX KEY: 0001246269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 09683020 MAIL ADDRESS: STREET 1: 695 E. MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER NAME: FORMER CONFORMED NAME: BILEY RALPH E DATE OF NAME CHANGE: 20030624 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-12 0 0000846913 FUEL TECH, INC. FTEK 0001246269 BAILEY RALPH E 695 E. MAIN STREET STAMFORD CT 06901 1 1 0 0 Exec Chairman Common Stock 2009-03-12 4 J 0 1000000 0.00 A 0 I See footnote Common Stock 2009-03-12 4 G 0 1000000 0.00 D 1000000 I See footnote Common Stock 3562400 I See footnote Common Stock 125980 I Owned jointly with Spouse This transation represents the substitution by the reporting person of a promissory note for the shares held by the reporting person's grantor retained annuity trust (the "2008 GRAT"). These shares were transferred to a grantor retained annuity trust ("2009 GRAT"). Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares. Ralph E. Bailey 2009-03-16 -----END PRIVACY-ENHANCED MESSAGE-----