-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DD2KO7ruDttBhZwoiMmHW5cvG3KD2r++G6LVkYZ5sdHqamT1fIEh35bsMOnHexp5 Z8Wa3yl1WZUdDp0dwEDdkQ== 0001209191-09-016234.txt : 20090313 0001209191-09-016234.hdr.sgml : 20090313 20090313165015 ACCESSION NUMBER: 0001209191-09-016234 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081210 FILED AS OF DATE: 20090313 DATE AS OF CHANGE: 20090313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 BUSINESS PHONE: 6308454437 MAIL ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY RALPH E CENTRAL INDEX KEY: 0001246269 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 09680809 BUSINESS ADDRESS: STREET 1: C/O FUEL TECH INC STREET 2: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2034259830 MAIL ADDRESS: STREET 1: 695 E. MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER NAME: FORMER CONFORMED NAME: BILEY RALPH E DATE OF NAME CHANGE: 20030624 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0303 4/A 2008-12-10 2008-12-11 0 0000846913 FUEL TECH, INC. FTEK 0001246269 BAILEY RALPH E 695 E. MAIN STREET STAMFORD CT 06901 1 1 0 0 Exec Chairman Common Stock 2008-12-10 4 G 0 1000000 0.00 D 1000000 I See footnote Common Stock 3562400 I See footnote Common Stock 125980 I Owned Jointly with Spouse Common Stock 50000 I Owned by Spouse These shares were contributed to a grantor retained annuity trust on December 10, 2008. Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reoprting person. The reporting person holds 100% of the voting power over these Fuel Tech shares. Ralph E. Bailey 2009-03-13 -----END PRIVACY-ENHANCED MESSAGE-----