-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHSLkR+OIaB5IVgHf8cmNwA7CQniIiN+GYqbJ8vPodYkKBNPixpbcK9RygKh4LA1 BqPphTaN2cAhZcy5j765Fg== 0001125282-07-001048.txt : 20071214 0001125282-07-001048.hdr.sgml : 20071214 20071214103303 ACCESSION NUMBER: 0001125282-07-001048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071213 FILED AS OF DATE: 20071214 DATE AS OF CHANGE: 20071214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 BUSINESS PHONE: 6308454437 MAIL ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY RALPH E CENTRAL INDEX KEY: 0001246269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 071306224 BUSINESS ADDRESS: STREET 1: C/O FUEL TECH INC STREET 2: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2034259830 MAIL ADDRESS: STREET 1: 695 E. MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER NAME: FORMER CONFORMED NAME: BILEY RALPH E DATE OF NAME CHANGE: 20030624 4 1 form.xml X0202 4 2007-12-13 0000846913 FUEL TECH, INC. FTEK 0001246269 BAILEY RALPH E C/O FUEL TECH 695 E. MAIN STREET STAMFORD CT 06901 1 1 1 Executive Chairman Common Stock 2007-12-13 4 P 0 25000 18.20 A 25000 D Common Stock 2007-12-13 4 P 0 25000 18.19 A 25000 I Owned by spouse Common Stock 4562400 I See Footnote Option 1.531 1998-07-17 2008-07-17 Common 10000 10000 D Option 2.125 1999-06-28 2009-06-28 Common 10000 10000 D Option 2.344 2000-06-26 2010-06-26 Common 10000 10000 D Option 3.595 2001-06-13 2011-06-13 Common 10000 10000 D Option 6.265 2002-06-06 2012-06-06 Common 10000 10000 D Option 4.195 2003-05-29 2013-05-29 Common 10000 10000 D Option 4.565 2004-06-03 2014-06-03 Common 10000 10000 D Option 5.995 2005-06-03 2015-06-03 Common 10000 10000 D Warrant 1.75 2005-09-16 2008-04-30 Common 76478 76478 D Option 15.95 2006-06-02 2016-06-02 Common 10000 10000 D Units Common 397 37948 D Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares. Share equivalent units under Directors Deferred Compensation Plan issuable after retirement. Ralph E. Bailey 2007-12-14 -----END PRIVACY-ENHANCED MESSAGE-----