-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AH8296e+DMO1HnByJhJ7AMqGCkSgSr0X6Fex560pHeJN51/0PCYz0pZQfZHxB+4i GUKfaRkONwC8yp2XLZLiHQ== 0001125282-07-000112.txt : 20070108 0001125282-07-000112.hdr.sgml : 20070108 20070108125411 ACCESSION NUMBER: 0001125282-07-000112 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070108 FILED AS OF DATE: 20070108 DATE AS OF CHANGE: 20070108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 BUSINESS PHONE: 6308454437 MAIL ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY DOUGLAS G CENTRAL INDEX KEY: 0001246268 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 07516800 BUSINESS ADDRESS: STREET 1: C/O FUEL TECH INC STREET 2: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2034259830 4/A 1 form.xml X0202 4/A 2007-01-08 2006-12-26 0000846913 FUEL TECH, INC. FTEK 0001246268 BAILEY DOUGLAS G C/O FUEL TECH 695 E. MAIN STREET STAMFORD CT 06901 1 1 Deputy Chairman Common Stock 2006-12-26 4 S 0 2500 25.27 D 244292 D Common Stock 2006-12-27 4 S 0 22500 25.00 D 221792 D Common Stock 2006-12-28 4 S 0 25000 25.00 D 196792 D Common Warrant 1.75 1998-04-30 2008-04-30 Common 1250000 1250000 D Common Option 1.531 1998-07-17 2008-07-17 Common 10000 10000 D Common Option 2.125 1999-06-28 2009-06-28 Common 10000 10000 D Common Option 2.344 2000-06-26 2010-06-26 Common 10000 10000 D Common Option 3.595 2001-06-13 2011-06-13 Common 10000 10000 D Common Option 6.265 2002-06-16 2012-06-16 Common 10000 10000 D Common Option 4.195 2003-05-29 2013-05-29 Common 10000 10000 D Common Option 3.80 2005-12-09 2013-12-09 Common 40000 40000 D Common Option 4.68 2006-12-07 2014-12-07 Common 15000 15000 D Common Option 8.46 2007-12-06 2015-12-06 Common 12500 12500 D Common Option 25.49 2008-12-07 2016-12-07 Common 10000 10000 D Douglas G. Bailey 2007-01-08 -----END PRIVACY-ENHANCED MESSAGE-----