-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PIL847jJRPe0GcFE6dfPPKHiDnL7T2RiZzAxwT4mOcufrQH9xYYA4bhlPfZcbf3X acVZHrpj2LAfSf9OfYCe1A== 0001125282-06-007742.txt : 20061211 0001125282-06-007742.hdr.sgml : 20061211 20061211174923 ACCESSION NUMBER: 0001125282-06-007742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061207 FILED AS OF DATE: 20061211 DATE AS OF CHANGE: 20061211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 BUSINESS PHONE: 6308454437 MAIL ADDRESS: STREET 1: 512 KINGSLAND DRIVE CITY: BATAVIA STATE: IL ZIP: 60510 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ NOLAN R CENTRAL INDEX KEY: 0001246274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 061269696 BUSINESS ADDRESS: STREET 1: C/O FUEL TECH INC STREET 2: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2034259830 4 1 form.xml X0202 4 2006-12-07 0000846913 FUEL TECH, INC. FTEK 0001246274 SCHWARTZ NOLAN R C/O FUEL TECH 695 E. MAIN STREET STAMFORD CT 06901 1 Vice President Option 25.49 2006-12-07 4 A 0 20000 0 A 2008-12-07 2016-12-07 Common 20000 20000 D Option 1.531 1998-07-17 2008-07-17 Common 10000 10000 D Option 2.125 1999-06-28 2009-06-28 Common 10000 10000 D Option 2.344 2000-06-26 2010-06-26 Common 10000 10000 D Option 3.595 2001-06-13 2011-06-13 Common 10000 10000 D Option 6.265 2002-06-16 2012-06-16 Common 10000 10000 D Option 4.195 2003-05-29 2013-05-29 Common 10000 10000 D Option 3.80 2005-12-09 2013-12-09 Common 30000 30000 D Option 4.68 2006-12-07 2014-12-07 Common 20000 20000 D Warrant 1.75 1998-04-30 2008-04-30 Common 283290 283290 D Option 8.46 2007-12-06 2015-12-06 Common 20000 20000 D Nolan R. Schwartz 2006-12-11 -----END PRIVACY-ENHANCED MESSAGE-----