-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GCAsIVtw3o7MvFoH0ZWlUUfRrPsvk8kFW3NgO3Cd8ONiGDT1PCBArATO3Sp1RN5E ua4zemsonjWI1ZoW9k8SLg== 0001125282-05-004889.txt : 20050920 0001125282-05-004889.hdr.sgml : 20050920 20050920111115 ACCESSION NUMBER: 0001125282-05-004889 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050916 FILED AS OF DATE: 20050920 DATE AS OF CHANGE: 20050920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH N V CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CASTORWEG 22-24 CITY: CURACAO NETHERLANDS STATE: P7 MAIL ADDRESS: STREET 1: C/O FUEL TECH INC STREET 2: 300 ATLANTIC ST CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ NOLAN R CENTRAL INDEX KEY: 0001246274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21724 FILM NUMBER: 051092749 BUSINESS ADDRESS: STREET 1: C/O FUEL TECH INC STREET 2: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2034259830 4 1 form.xml X0202 4 2005-09-16 0000846913 FUEL TECH N V FTEK 0001246274 SCHWARTZ NOLAN R C/O FUEL TECH 695 E. MAIN STREET STAMFORD CT 06901 1 Vice President of Operating Su Common stock 25000 D Warrant 1.75 2005-09-16 4 S 0 16710 4.75 D 1998-04-30 2008-04-30 Common 16710 283290 D Option 1.531 1998-07-17 2008-07-17 Common 10000 10000 D Option 2.125 1999-06-28 2009-06-28 Common 10000 10000 D Option 2.344 2000-06-26 2010-06-26 Common 10000 10000 D Option 3.595 2001-06-13 2011-06-13 Common 10000 10000 D Option 6.265 2002-06-16 2012-06-16 Common 10000 10000 D Option 4.195 2003-05-29 2013-05-29 Common 10000 10000 D Option 3.80 2005-12-09 2013-12-09 Common 30000 30000 D Option 4.68 2006-12-07 2014-12-07 Common 20000 20000 D Private assignment of warrant shares Nolan R. Schwartz 2005-09-20 -----END PRIVACY-ENHANCED MESSAGE-----