-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UuYueAyTLCkHnaoSVha3OFzgaI+O6uAK01U7z4wdzpTQextrYUViXMjAsmKxRGuW PbsaHNt1Zr+6yOE7f/CB5A== 0000950116-97-001168.txt : 19970617 0000950116-97-001168.hdr.sgml : 19970617 ACCESSION NUMBER: 0000950116-97-001168 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970616 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-51147 FILM NUMBER: 97624618 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033277050 MAIL ADDRESS: STREET 1: 300 ATLANTIC ST STREET 2: STE 702 CITY: STAMFORD STATE: CT ZIP: 06901 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH N V CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: CASTORWEG 22-24 CITY: CURACAO NETHERLANDS STATE: P7 MAIL ADDRESS: STREET 1: C/O FUEL TECH INC STREET 2: 300 ATLANTIC ST CITY: STAMFORD STATE: CT ZIP: 06901 SC 13G 1 SCHEDULE 13G - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 and 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 CLEAN DIESEL TECHNOLOGIES, INC. ------------------------------- (Name of Issuer) COMMON STOCK, par value $0.05 per share --------------------------------------- (Title of Class of Securities) 18449C 10 4 ----------- (CUSIP Number) - -------------------------------------------------------------------------------- Page 1 of 4 pages CUSIP No. 18449C 10 4 13G Page 2 of 4 pages - -------------------------------------------------------------------------------- 1. Name of Reporting Persons FUEL-TECH N.V. S.S. or I.R.S. Identification Number None of above person - -------------------------------------------------------------------------------- 2. Check the appropriate box if a member of a / / a group b / / - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Netherlands Antilles Organization - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 689,147 Shares 6. Shared Voting Power -0- Beneficially 7. Sole Dispositive 689,147 Power Owned by Each 8. Shared Dispositive -0- Reporting Person With Power - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially 689,147 Owned by Each Reporting Person - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares / / - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 27.4% - -------------------------------------------------------------------------------- 12. Type of Reporting Person CO - -------------------------------------------------------------------------------- CUSIP No. 18449C 10 4 13G Page 3 of 4 pages - ------------------------------------------------------------------------------- ITEM 1(A). NAME OF ISSUER Clean Diesel Technologies, Inc. This statement relates to shares of Clean Diesel Technologies, Inc. owned by Fuel-Tech N.V., the reporting person, prior to Clean Diesel Technologies, Inc. becoming a public company subject to the Securities Exchange Act of 1934. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES Suite 702 300 Atlantic Street Stamford CT 06901 ITEM 2(A). NAME OF PERSON FILING Fuel-Tech N.V. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE. Castorweg 22-24 Curacao, Netherlands Antilles ITEM 2(C). CITIZENSHIP Netherlands Antilles ITEM 2(D). TITLE OF CLASS OF SECURITIES Common Stock, par value $0.05 per share ITEM 2(E). CUSIP NUMBER 18449C 10 4 ITEM 3. Not Applicable ITEM 4. OWNERSHIP (a) Amount Beneficially Owned 689,147 (b) Percent of Class 27.4% CUSIP No. 18449C 10 4 13G Page 4 of 4 pages - ------------------------------------------------------------------------------- (c) Number of Shares as to Which Such Person has: (i) Sole power to vote or direct the vote 689,147 (ii) Shared power to vote of direct the vote -0- (iii) Sole power to dispose or direct the disposition of 689,147 (iv) Shared power to dispose or direct the disposition of -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 16, 1997 ------------------------------- (Date) /s/ C.W. Grinnell ------------------------------- (Signature) Charles W. Grinnell/Secretary ------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----