0000846913-16-000090.txt : 20160104
0000846913-16-000090.hdr.sgml : 20160104
20160104162729
ACCESSION NUMBER: 0000846913-16-000090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151230
FILED AS OF DATE: 20160104
DATE AS OF CHANGE: 20160104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUEL TECH, INC.
CENTRAL INDEX KEY: 0000846913
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 205657551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
BUSINESS PHONE: 6308454433
MAIL ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
FORMER COMPANY:
FORMER CONFORMED NAME: FUEL TECH N V
DATE OF NAME CHANGE: 19930510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY DOUGLAS G
CENTRAL INDEX KEY: 0001246268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33059
FILM NUMBER: 161318409
4
1
wf-form4_145194283843898.xml
FORM 4
X0306
4
2015-12-30
0
0000846913
FUEL TECH, INC.
FTEK
0001246268
BAILEY DOUGLAS G
C/O FUEL TECH, 27601 BELLA VISTA PARKWAY
WARRENVILLE
IL
60555
1
1
0
0
Executive Chairman
Common Stock
2015-12-30
4
P
0
15000
1.85
A
1842438
D
Common Stock
15000
I
Daughter
Common Stock
245000
I
Family Trust
This transaction was executed in multiple trades at prices ranging from $1.82 to $1.85; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
The reporting person disclaims beneficial ownership of these shares.
The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.
Douglas G. Bailey
2016-01-04