0000846913-16-000090.txt : 20160104 0000846913-16-000090.hdr.sgml : 20160104 20160104162729 ACCESSION NUMBER: 0000846913-16-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151230 FILED AS OF DATE: 20160104 DATE AS OF CHANGE: 20160104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY DOUGLAS G CENTRAL INDEX KEY: 0001246268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 161318409 4 1 wf-form4_145194283843898.xml FORM 4 X0306 4 2015-12-30 0 0000846913 FUEL TECH, INC. FTEK 0001246268 BAILEY DOUGLAS G C/O FUEL TECH, 27601 BELLA VISTA PARKWAY WARRENVILLE IL 60555 1 1 0 0 Executive Chairman Common Stock 2015-12-30 4 P 0 15000 1.85 A 1842438 D Common Stock 15000 I Daughter Common Stock 245000 I Family Trust This transaction was executed in multiple trades at prices ranging from $1.82 to $1.85; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. The reporting person disclaims beneficial ownership of these shares. The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose. Douglas G. Bailey 2016-01-04