Filed by the Registrant
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[X]
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Filed by a Party other than the Registrant
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[ ]
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Check the appropriate box:
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[ ]
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Preliminary Proxy Statement
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[ ]
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Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
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[X ]
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Definitive Proxy Statement
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[ ]
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Definitive Additional Materials
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[ ]
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Soliciting Material Pursuant to Rule 14a-12
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______________________________________________________________________
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(Name of Registrant as Specified in Charter)
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______________________________________________________________________
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(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)
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Payment of Filing Fee (Check the appropriate box):
|
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[X]
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No fee required.
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[ ]
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title of each class of securities to which transaction applies: __________
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(2)
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Aggregate number of securities to which transaction applies:__________
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(3)
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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): ______________________________________
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(4)
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Proposed maximum aggregate value of transaction:__________________
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(5)
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Total fee paid: _______________________________________________
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[ ]
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Fee previously paid with preliminary materials.
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[ ]
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.
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(1)
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Amount previously paid:____________________________
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(2)
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Form, schedule or registration statement no.:____________
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(3)
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Filing party:______________________________________
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(4)
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Date filed: _______________________________________
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To vote, you may use any of the following methods:
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·
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By Mail. Please complete, date and sign the enclosed proxy card for each fund in which you own shares and mail it in the enclosed, postage-paid envelope.
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·
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By Internet. Have your proxy card(s) available. Go to the website listed on the proxy card. Enter your control number from your proxy card. Follow the instructions on the website.
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·
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By Telephone. Have your proxy card(s) available. Call the toll-free number listed on the proxy card. Enter your control number from your proxy card. Follow the recorded instructions.
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·
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In Person. Any shareholder who attends the meeting in person may vote by ballot at the meeting.
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Sincerely,
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Bradley J. Skapyak
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President
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By Order of the Boards,
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Janette E. Farragher
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Secretary
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New York, New York | |
June 11, 2012 |
*
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Advantage Funds, Inc., Dreyfus Index Funds, Inc., Dreyfus International Funds, Inc., Dreyfus Manager Funds I, Dreyfus Manager Funds II, Dreyfus Money Market Instruments, Inc., Dreyfus Premier Investment Funds, Inc. and Dreyfus Variable Investment Fund are "series" investment companies comprised of separate portfolios, each of which may be referred to as a Fund, as applicable, in the Proxy Statement. For a list of the series, see Schedule 1 to the Proxy Statement.
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WE NEED YOUR PROXY VOTE |
A SHAREHOLDER MAY THINK HIS OR HER VOTE IS NOT IMPORTANT, BUT IT IS VITAL. BY LAW, THE MEETING OF SHAREHOLDERS OF A FUND WILL HAVE TO BE ADJOURNED WITHOUT CONDUCTING ANY BUSINESS IF LESS THAN A QUORUM IS REPRESENTED. IN THAT EVENT, THE AFFECTED FUND, AT SHAREHOLDERS' EXPENSE, WOULD CONTINUE TO SOLICIT VOTES IN AN ATTEMPT TO ACHIEVE A QUORUM. CLEARLY, YOUR VOTE COULD BE CRITICAL TO ENABLE THE FUND TO HOLD THE MEETING AS SCHEDULED, SO PLEASE RETURN YOUR PROXY CARD(S) OR OTHERWISE VOTE PROMPTLY. YOU AND ALL OTHER SHAREHOLDERS WILL BENEFIT FROM YOUR COOPERATION.
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IMPORTANT NOTICE REGARDING INTERNET
AVAILABILITY OF PROXY MATERIALS
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THIS PROXY STATEMENT AND COPIES OF EACH FUND'S MOST RECENT
ANNUAL AND, IF APPLICABLE, SEMI-ANNUAL REPORTS TO SHAREHOLDERS ARE AVAILABLE AT
HTTP://WWW.DREYFUS.COM/PROXYINFO.HTM.
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Name (Age) of Board Member or Nominee
Position with Funds (Since)
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Principal Occupation
During Past 5 Years
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Other Public Company Board
Memberships During Past 5 Years
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Nominees for AF, DGIF, DIF, DILF, DMFI, DMFII, DMIF , DMMI, DRGF, DSIF and DVIF
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Lynn Martin (72)
Board Member
DUSTMMF (1993)
DBUSMSF (1993)
DNJMBF (1993)
DPIF (1993)
DUSTITF (1993)
DUSTLTF (1993)
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President of The Martin Hall Group LLC, a human resources consulting firm (2005 – present)
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AT&T, Inc., a telecommunications company, Director (1999 – 2012)
Ryder System, Inc., a supply chain and transportation management company, Director (1993 – 2012)
The Proctor & Gamble Co., a consumer products company, Director (1994 – 2009)
Constellation Energy Group, Inc., Director (2003 – 2009)
Board member of 6 funds (17 if elected at the Meeting) in The Dreyfus Family of Funds (13 portfolios and 46 if elected at the Meeting)
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Robin A. Melvin (48)
Board Member
DUSTMMF (2011)
DBUSMSF (2011)
DNJMBF (2011)
DPIF (2011)
DUSTITF (2011)
DUSTLTF (2011)
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Director, Boisi Family Foundation, a private family foundation that supports organizations serving the needs of youth from disadvantaged circumstances (1995 – 2012)
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Board member of 28 funds (39 if elected at the Meeting) in The Dreyfus Family of Funds (50 portfolios and 83 if elected at the Meeting)
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Philip L. Toia (79)
Board Member
DUSTMMF (1997)
DBUSMSF (1997)
DNJMBF (1997)
DPIF (1997)
DUSTITF (1997)
DUSTLTF (1997)
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Private Investor
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Board member of 13 funds (24 if elected at the Meeting) in The Dreyfus Family of Funds (23 portfolios and 56 if elected at the Meeting)
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Nominees for DUSTMMF, DBUSMSF, DNJMBF, DPIF, DUSTITF and DUSTLTF
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Peggy C. Davis (69)
Board Member
AF (2006)
DGIF (2006)
DIF (2006)
DILF (2006)
DMFI (2006)
DMFII (2006)
DMIF (2006)
DMMI (2006)
DRGF (2006)
DSIF (2006)
DVIF (2006)
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Shad Professor of Law, New York University
School of Law (1983 – present)
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Board member of 22 funds (28 if elected at the Meeting) in The Dreyfus Family of Funds (50 portfolios and 63 if elected at the Meeting)
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Martin Peretz (72)
Board Member
AF (2006)
DGIF (1991)
DIF (2006)
DILF (1993)
DMFI (2006)
DMFII (2006)
DMIF (2006)
DMMI (1974)
DRGF (1971)
DSIF (2006)
DVIF (1990)
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Editor-in-Chief Emeritus of The New Republic Magazine (2010 – present) (previously, Editor-in-Chief, 1974 – 2010)
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TheStreet.com, a financial information service on the web, Director (1996 – present)
Board member of 11 funds (17 if elected at the Meeting) in The Dreyfus Family of Funds (33 portfolios and 46 if elected at the Meeting)
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Ehud Houminer (71)
Board Member
AF (1993)
DGIF (2006)
DIF (1996)
DILF (2006)
DMFI (2003)
DMFII (2003)
DMIF (1996)
DMMI (2006)
DRGF (2006)
DSIF (1996)
DVIF (2006)
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Executive-in-Residence at the Columbia Business School, Columbia University (1992 – present)
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Avnet, Inc., an electronics distributor, Director (1993 – present)
Board member of 26 funds (32 if elected at the Meeting) in The Dreyfus Family of Funds (60 portfolios and 73 if elected at the Meeting)
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Current Board Members for all Funds
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Joseph S. DiMartino (68)
Chairman of the Boards
AF (1995)
DUSTMMF (1995)
DBUSMSF (1995)
DGIF (1995)
DIF (1995)
DILF (1995)
DMFI (2003)
DMFII (2003)
DMIF (1995)
DMMI (1995)
DNJMBF (1995)
DPIF (1995)
DRGF (1995)
DSIF (1995)
DUSTITF (1995)
DUSTLTF (1995)
DVIF (1995)
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Corporate Director and Trustee
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CBIZ (formerly, Century Business Services, Inc.), a provider of outsourcing functions for small and medium size companies, Director (1997 – present)
The Newark Group, a provider of a national market of paper recovery facilities, paperboard mills and paperboard converting plants, Director (2000 – 2010)
Sunair Services Corporation, a provider of certain outdoor-related services to homes and businesses, Director (2005 – 2009)
Board member of 72 funds in The Dreyfus Family of Funds (156 portfolios)
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David P. Feldman (72)
Board Member
AF (1996)
DUSTMMF (1987)
DBUSMSF (1987)
DGIF (1994)
DIF (1989)
DILF (1994)
DMFI (2003)
DMFII (2003)
DMIF (1989)
DMMI (1994)
DNJMBF (1987)
DPIF (1991)
DRGF (1994)
DSIF (1996)
DUSTITF (1987)
DUSTLTF (1987)
DVIF (1994)
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Corporate Director and Trustee
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BBH Mutual Funds Group (4 registered mutual funds), Director (1992 – present)
QMed, Inc., a healthcare company, Director (1999 – 2007)
Board member of 17 funds in The Dreyfus Family of Funds (46 portfolios)
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·
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Joseph S. DiMartino – Mr. DiMartino has been the Chairman of the Boards of the funds in The Dreyfus Family of Funds for over 15 years. From 1971 through 1994, Mr. DiMartino served in various roles as an employee of Dreyfus (prior to its acquisition by a predecessor of The Bank of New York Mellon Corporation ("BNY Mellon") in August 1994 and related management changes), including portfolio manager, President, Chief Operating Officer and a director. He ceased being an employee or director of Dreyfus by the end of 1994. From July 1995 to November 1997, Mr. DiMartino served as Chairman of the Board of The Noel Group, a public buyout firm; in that capacity, he helped manage, acquire, take public and liquidate a number of operating companies. From 1986 to 2010, Mr. DiMartino served as a Director of the Muscular Dystrophy Association.
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·
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Peggy C. Davis – Ms. Davis currently serves as the John S. R. Shad Professor of Lawyering and Ethics at New York University School of Law as a writer and teacher in the fields of evidence, constitutional theory, family law, social sciences and the law, legal process and professional methodology and training. Prior to joining the university's faculty in 1983, Ms. Davis served as a Judge of the Family Court of the State of New York. Before her appointment to the bench, she practiced law for ten years in both the commercial and public interest sectors. Ms. Davis also has served as Chair of the Board of the Russell Sage Foundation.
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·
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David P. Feldman – Mr. Feldman is the former Chairman and Chief Executive Officer of AT&T Investment Management Corp., from which he retired in 1997, where he was responsible for $70 billion in pension assets. Mr. Feldman has served as Chairman of the Financial Executives Institute's Committee on Investment of Employee Benefits Assets. Mr. Feldman currently serves as a member of the Pension Managers Advisory Committee of the New York Stock Exchange.
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·
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Ehud Houminer – Mr. Houminer currently serves on Columbia Business School's Board of Overseers. Prior to his association with Columbia Business School beginning in 1991, Mr. Houminer held various senior financial, strategic and management positions at Philip Morris Companies Inc., including serving as Senior Corporate Vice President for Corporate Planning, and as President and Chief Executive Officer of Philip Morris USA, Inc. (now part of Altria Group, Inc.). Mr. Houminer is Chairman of the Columbia Business School Board and a Trustee of Ben Gurion University.
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·
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Lynn Martin – Ms. Martin served in the U.S. House of Representatives from 1981 to 1991, the Illinois Senate from 1979 to 1980, and the Illinois House of Representatives from 1977 to 1979. Ms. Martin also served as Co-Chairperson of then-Vice President George H.W. Bush's 1988 presidential campaign, and from 1991 to 1993 served as U.S. Secretary of Labor under President Bush. After her tenure in politics, Ms. Martin was a professor at the Kellogg School of Management, Northwestern University, and also a fellow at Harvard University's Kennedy School of Government. She also has served as an Advisor of Deloitte & Touche LLP and as Chair of its Council for the Advancement of Women. Ms. Martin serves on the Chicago Council on Global Affairs, Coca-Cola International Advisory Council and Deutsche Bank Advisory Council.
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·
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Robin A. Melvin – Ms. Melvin served as a Director of the Boisi Family Foundation, a private family foundation that supports organizations serving the needs of youth from disadvantaged circumstances, from 1995 to 2012. In that role she also managed the Boisi Family Office, providing the primary interface with all investment managers, legal advisors and other service providers to the family. She has also served in various roles with MENTOR, a national non-profit youth mentoring advocacy organization, including Executive Director of the New York City affiliate, Vice President of the national affiliate network, Vice President of Development, and, immediately prior to her departure, Senior Vice President in charge of strategy. Prior to that, Ms. Melvin was an investment banker with Goldman Sachs Group, Inc.
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·
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Dr. Martin Peretz – Dr. Peretz is the Editor-in-Chief Emeritus of The New Republic and was Editor-in-Chief from 1974 until 2010. Dr. Peretz is also the co-founder and a director of TheStreet.com. Previously, Dr. Peretz was a member of the faculty of Harvard University from 1966 through 2002. He currently serves on the boards of a number of significant non-profit organizations.
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·
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Philip L. Toia – From 1984 through 1997, Mr. Toia served in various roles as an employee of Dreyfus. During this time he directed the organization of the fixed-income research group and investor relations, organized the bank wholesaling group, and served as a director and officer of subsidiaries of Dreyfus. Upon the acquisition of Dreyfus by a predecessor of BNY Mellon, Mr. Toia took on additional duties as Vice Chairman for Administration and Operations, including being responsible for fund accounting, fund legal, information systems and human resources. He also served as a director of Dreyfus. He ceased all roles at Dreyfus by 1997. Prior to joining Dreyfus, Mr. Toia served as Group Executive for Public Finance at Chase Manhattan Bank, managing its investment banking group and its tax-exempt underwriting, trading and sales departments. He also served on the Board of Directors of Chase Manhattan Bank, Delaware. In addition, from 1975 through 1977, Mr. Toia served as Deputy Mayor for Finance for the City of New York.
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Name of Fund
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Time of Shareholder Meeting
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Advantage Funds, Inc.
|
10:00 a.m.
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- Dreyfus Global Absolute Return Fund ("DGARF")
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- Dreyfus Global Dynamic Bond Fund ("DGDBF")
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- Dreyfus Global Real Return Fund ("DGRRF")
|
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- Dreyfus International Value Fund ("DIVF")
|
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- Dreyfus Opportunistic Midcap Value Fund ("DOMVF")
|
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- Dreyfus Opportunistic Small Cap Fund ("DOSCF")
|
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- Dreyfus Opportunistic U.S. Stock Fund ("DOUSSF")
|
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- Dreyfus Strategic Value Fund ("DSVF")
|
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- Dreyfus Structured Midcap Fund ("DSMF")
|
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- Dreyfus Technology Growth Fund ("DTGF")
|
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- Dreyfus Total Emerging Markets Fund ("DTEMF")
|
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- Dreyfus Total Return Advantage Fund ("DTRAF")
|
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- Global Alpha Fund ("GAF")
|
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Dreyfus 100% U.S. Treasury Money Market Fund
|
11:00 a.m.
|
Dreyfus BASIC U.S. Mortgage Securities Fund
|
11:00 a.m.
|
Dreyfus Growth and Income Fund, Inc.
|
10:00 a.m.
|
Dreyfus Index Funds, Inc.
|
10:00 a.m.
|
- Dreyfus International Stock Index Fund ("DISIF")
|
|
- Dreyfus S&P 500 Index Fund ("DSPIF")
|
|
- Dreyfus Smallcap Stock Index Fund ("DSCIF")
|
|
Dreyfus International Funds, Inc.
|
10:00 a.m.
|
- Dreyfus Brazil Equity Fund ("DBEF")
|
|
- Dreyfus Emerging Markets Fund ("DEMF")
|
|
Dreyfus Manager Funds I
|
10:00 a.m.
|
- Dreyfus MidCap Core Fund ("DMCF")
|
|
Dreyfus Manager Funds II
|
10:00 a.m.
|
- Dreyfus Balanced Opportunity Fund ("DBOF")
|
|
Dreyfus Midcap Index Fund, Inc.
|
10:00 a.m.
|
Dreyfus Money Market Instruments, Inc.
|
10:00 a.m.
|
- Government Securities Series ("GSS")
|
|
- Money Market Series ("MMS")
|
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Dreyfus New Jersey Municipal Bond Fund, Inc.
|
11:00 a.m.
|
Dreyfus Premier Investment Funds, Inc.
|
11:00 a.m.
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- Dreyfus Diversified International Fund ("DDIF")
|
|
- Dreyfus Emerging Asia Fund ("DEAF")
|
|
- Dreyfus Global Real Estate Securities Fund ("DGRESF")
|
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- Dreyfus Greater China Fund ("DGCF")
|
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- Dreyfus India Fund ("DINF")
|
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- Dreyfus Large Cap Equity Fund ("DLCEF")
|
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- Dreyfus Large Cap Growth Fund ("DLCGF")
|
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- Dreyfus Satellite Alpha Fund ("DSAF")
|
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Dreyfus Research Growth Fund, Inc.
|
10:00 a.m.
|
Dreyfus Stock Index Fund, Inc.
|
10:00 a.m.
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Dreyfus U.S. Treasury Intermediate Term Fund
|
11:00 a.m.
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Dreyfus U.S. Treasury Long Term Fund
|
11:00 a.m.
|
Dreyfus Variable Investment Fund
|
10:00 a.m.
|
- Appreciation Portfolio ("AP")
|
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- Growth and Income Portfolio ("GIP")
|
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- International Equity Portfolio ("IEP")
|
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- International Value Portfolio ("IVP")
|
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- Money Market Portfolio ("MMP")
|
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- Opportunistic Small Cap Portfolio ("OSCP")
|
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- Quality Bond Portfolio ("QBP")
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Name of Fund and
Number of Shares Outstanding
|
Name and Address of Shareholder
|
Amount of
Shares Held
|
Percentage of
Shares Held
|
AF:
|
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DGARF–Class A
520,254.1860
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National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
33,967.8950
|
6.5291%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
34,324.3440
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6.5976%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
145,348.1980
|
27.9379%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
171,427.1400
|
32.9507%
|
|
DGARF–Class C
107,966.1300
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
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19,706.2990
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18.2523%
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Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
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19,985.2140
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18.5106%
|
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First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
36,207.4070
|
33.5359%
|
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
23,122.1460
|
21.4161%
|
|
DGARF–Class I
1,172,089.3290
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
62,358.2930
|
5.3341%
|
SEI Private Trust Company
C/O Mellon Bank
Attn: Mutual Fund Admin.
One Freedom Valley Drive
Oaks, PA 19456-9989
|
530,003.8780
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45.3360%
|
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Dreyfus Moderate Allocation Fund
The Dreyfus Corporation
Attn: John Heinsohn
200 Park Avenue, 7th Floor
New York, NY 10166-0090
|
140,960.5710
|
12.0576%
|
|
Dreyfus Growth Allocation Fund
The Dreyfus Corporation
Attn: John Heinsohn
200 Park Avenue, 7th Floor
New York, NY 10166-0090
|
103,895.8260
|
8.8871%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
119,924.6530
|
10.2582%
|
|
LPL Financial
9785 Towne Centre Drive
San Diego, CA 92121-1968
|
60,022.6740
|
5.1343%
|
|
DGDBF–Class A
72,525.1190
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
18,456.7510
|
25.4488%
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
13,509.5770
|
18.6274%
|
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
40,000.000
|
55.1533%
|
|
DGDBF–Class C
42,661.4180
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
40,000.0000
|
96.0986%
|
DGDBF–Class I
714,029.7210
|
BLMC LP
A Partnership
P.O. Box 2212
Soquel, CA 95063
|
191,833.3220
|
26.8663%
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
399,807.5380
|
55.9931%
|
|
Global Investors LP
100 Court Avenue, Suite 211
Des Moines, IA 50309-2213
|
120,140.9140
|
16.8258%
|
|
DGRRF–Class A
540,110.5910
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
380,040.4810
|
70.3010%
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
85,732.4940
|
15.8590
|
|
DGRRF–Class C
31,664.5540
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
6,398.0380
|
20.2057%
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
4,729.6510
|
14.9367%
|
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
16,472.3470
|
52.0214%
|
|
DGRRF–Class I
2,026,366.3640
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
188,821.8290
|
9.3182%
|
Charles Schwab & Co. Inc.
Reinvest Account
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
1,698,696.5230
|
83.8297%
|
|
DIVF–Class A
8,724,655.9770
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
2,665,152.4140
|
30.4926%
|
The Vanguard Fiduciary Trust Co.
Attn: Outside Funds
P.O. Box 2600
Valley Forge, PA 19482-2600
|
1,712,992.4600
|
19.5987%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
1,550,043.3380
|
17.7344%
|
|
DIVF–Class C
924,328.4300
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
55,060.5570
|
5.9790%
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
87,242.9540
|
9.4736%
|
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
97,803.7080
|
10.6204%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
408,804.5700
|
44.3916%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
95,155.0820
|
10.3328%
|
|
DIVF–Class I
8,905,079.7630
|
SEI Private Trust Company
C/O Mellon
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
814,007.3420
|
9.1409%
|
Dreyfus Premier Diversified International Fund
The Dreyfus Corporation
Attn: John Heinsohn
200 Park Avenue, 7th Floor
New York, NY 10166-0090
|
7,533,511.9850
|
84.5977%
|
|
DOMVF–Class A
34,379,720.1700
|
Fidelity Investments Institutional Operations Co. as Agent for
Entropic Communications Inc.
100 Magellan Way (KWIC)
Covington, KY 41015-1999
|
4,216,815.4350
|
12.2581%
|
JPMorgan Chase as Trustee
FBO $uper $aver 401(k) Plan
11500 Outlook Street
Overland Park, KS 66211-1804
|
5,828,419.1150
|
16.9429%
|
|
The Vanguard Fiduciary Trust Co.
Attn: Outside Funds
P.O. Box 2600
Valley Forge, PA 19482-2600
|
4,279,516.4050
|
12.4403%
|
|
DOMVF–Class C
867,940.7070
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
43,815.2670
|
5.0335%
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
126,498.8430
|
14.5321%
|
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
87,181.4130
|
10.0153%
|
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
53,149.9450
|
6.1058%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
178,317.7630
|
20.4850%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
75,370.1160
|
8.6584%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
61,818.8310
|
7.1017%
|
|
LPL Financial
9785 Towne Centre Drive
San Diego, CA 92121-1968
|
50,825.1360
|
5.8387%
|
|
DOMVF–Class I
5,748,438.1420
|
Banco Popular de Puerto Rico as TRU
FBO The TJX Companies, Inc. General Savings/Profit Sharing Plan – Puerto Rico
11500 Outlook Street
Overland Parks, KS 66211-1804
|
1,716,335.6110
|
29.7833%
|
Fidelity Investments Institutional Operations Co. as Agent for
Pfeiffer Vacuum Inc. 401(k) Plan
100 Magellan Way (KWIC)
Covington, KY 41015-1999
|
533,543.0200
|
9.2585%
|
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
731,098.8070
|
12.6866%
|
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
551,824.4940
|
9.5757%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
457,304.9570
|
7.9355%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
487,229.9100
|
8.4548%
|
|
JPMorgan Chase as Trustee
FBO American Eagle 401(k) Plan
11500 Outlook Street
Overland Park, KS 66211-1804
|
326,502.7550
|
5.6658%
|
|
DOSCF
24,432,555.9930
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
3,006,826.1370
|
12.3068%
|
SEI Private Trust Company
C/O Mellon
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
6,111,593.5510
|
25.0145%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
1,754,506.6310
|
7.1811%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
101 Montgomery Street
San Francisco, CA 94104-4151
|
1,597,996.1310
|
6.5405%
|
|
DOUSSF–Class A
3,020.9380
|
Wilbert Lawrence
Brooklyn, NY
|
168.9190
|
5.5916%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
1,180.1730
|
39.0664%
|
|
The Bank of New York Mellon Cust.
FBO Stephen J. Oracko
Under IRA Rollover Plan
Roanoke, VA
|
292.2630
|
9.6746%
|
|
The Bank of New York Mellon Cust.
FBO Nicholas P. Linihan
Under IRA Plan
Fruitport, MI
|
203.8040
|
6.7464%
|
|
The Bank of New York Mellon Cust.
FBO Lois B. Willis
Under IRA Plan
Overland Parks, KS
|
375.7790
|
12.4391%
|
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
800.0000
|
26.4818%
|
|
DOUSSF–Class C
2,273.129
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
1,397.7710
|
61.4911%
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
800.0000
|
35.1938%
|
|
DOUSSF–Class I
238,750.1400
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
238,400.0000
|
99.8533%
|
DSVF–Class A
29,183,841.6400
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
1,879,677.7330
|
6.4412%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
1,664,511.7960
|
5.7039%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
2,241,025.9530
|
7.6795%
|
|
UMB Bank NA
FBO Fiduciary for Tax Deferred Accts
One Security Benefit Place
Topeka, KS 66636-1000
|
1,539,515.8470
|
5.2756%
|
|
Charles Schwab & Co. Inc.
Attn: Mutual Fund Operations
101 Montgomery Street
San Francisco, CA 94104-4151
|
2,380,189.4190
|
8.1563%
|
|
DSVF–Class C
1,861,477.3050
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
145,845.8760
|
7.8547%
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
136,824.4730
|
7.3689%
|
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
189,230.8530
|
10.1913%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
393,983.4170
|
21.2185%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
175,903.9240
|
9.4736%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
103,443.8390
|
5.5711%
|
|
DSVF–Class I
6,528,757.9420
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
739,472.7760
|
11.3237%
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
757,729.4060
|
11.6032%
|
|
SEI Private Trust Company
C/O Mellon
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
1,037,945.2830
|
15.8942%
|
|
DSMF–Class A
1,285,210.6040
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
238,746.4210
|
18.5875%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
134,596.7980
|
10.4790%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
155,476.1910
|
12.1045%
|
|
Orchard Trust Co. TTEE
Employee Benefits Clients 401(k)
8515 Orchard Road 2T2
Greenwood Village, CO 80111-5002
|
64,650.7120
|
5.0333%
|
|
Charles Schwab & Co. Inc.
Special Custody Acct FBO Customers
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
73,624.7360
|
5.7320%
|
|
DSMF–Class C
551,922.0690
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
104,966.4310
|
19.0616%
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
30,445.1340
|
5.5287%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
186,430.0500
|
33.8552%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
70,427.5240
|
12.7894%
|
|
DSMF–Class I
1,226,737.9500
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
511,061.7000
|
41.6188%
|
WTC TTEE FBO Mercycare Service Corp. Supplemental Retirement Plan
C/O Mutual Funds
P.O. Box 8880
Wilmington, DE 19899-8880
|
325,198.6110
|
26.4828%
|
|
Wells Fargo Bank NA
Omnibus Acct for Various Ret. Plans
1525 West WT Harris Boulevard
Charlotte, NC 28288-1076
|
207,465.4010
|
22.0256%
|
|
DTGF–Class A
6,854,139.1960
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
668,201.4210
|
9.7523%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
530,031.3120
|
7.7357%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
376,651.6600
|
5.4972%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
412,466.1580
|
6.0199%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
101 Montgomery Street
San Francisco, CA 94104-4151
|
510,474.7920
|
7.4503%
|
|
DTGF–Class C
945,704.8650
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
84,068.6260
|
8.8962%
|
Citigroup Global Markets Inc.
333 West 34th Street
New York, NY 10001-2402
|
50,328.2970
|
5.3258%
|
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
83,844.0690
|
8.8724%
|
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
84,370.3910
|
8.9281%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
229,287.3080
|
24.2632%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
113,425.9270
|
12.0028%
|
|
Charles Schwab & Co. Inc.
Special Custody Acct FBO Customers
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
48,781.6920
|
5.1621%
|
|
DTGF–Class I
400,230.6490
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
58,691.6080
|
14.6085%
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
34,588.4900
|
8.6092%
|
|
SEI Private Trust Company
C/O Mellon
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
27,329.5400
|
6.8024%
|
|
TD Ameritrade Inc. for the Exclusive Benefit of Our Clients
P.O. Box 2226
Omaha, NE 68103-2226
|
121,570.5170
|
30.2592%
|
|
Orchard Trust Co. TTEE
Employee Benefits Clients 401(k)
8515 East Orchard Road 2T2
Greenwood Village, CO 80111-5002
|
39,441.6250
|
9.8171%
|
|
DTEMF–Class A
54,668.6190
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
10,640.4080
|
19.4635%
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
40,000.0000
|
73.1681%
|
|
DTEMF–Class C
46,392.9510
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
5,848.7650
|
12.4429%
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
40,000.0000
|
85.0976%
|
|
DTEMF–Class I
5,164,772.8130
|
Fifth Street Station LLC
A Partnership
505 5th Avenue S, Suite 900
Seattle, WA 98104-3821
|
432,900.4330
|
8.3818%
|
SEI Private Trust Company
C/O Mellon
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
3,991,398.2100
|
77.2812%
|
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
732,511.6710
|
14.1828%
|
|
DTRAF–Class A
3,647,561.4900
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
517,181.2690
|
14.1953%
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
1,950,851.6210
|
53.5460%
|
|
LPL Financial
9785 Towne Centre Drive
San Diego, CA 92121-1968
|
428,784.0970
|
11.7691%
|
|
DTRAF–Class C
612,847.3590
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
92,154.5570
|
15.0448%
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
50,863.1810
|
8.3037%
|
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
72,845.7400
|
11.8925%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
176,250.8340
|
28.7740%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
51,774.6600
|
8.4525%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
104,730.8870
|
17.0980%
|
|
DTRAF–Class I
1,673,499.3480
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
240,733.5080
|
14.3887%
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
369,228.4690
|
22.0688%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
237,402.5550
|
14.1896%
|
|
Dreyfus Conservative Allocation Fund
The Dreyfus Corporation
Attn: John Heinsohn
200 Park Avenue, 7th Floor
New York, NY 10166-0090
|
300,389.0270
|
17.9543%
|
|
Dreyfus Moderate Allocation Fund
The Dreyfus Corporation
Attn: John Heinsohn
200 Park Avenue, 7th Floor
New York, NY 10166-0090
|
348,716.9290
|
20.8428%
|
|
GAF–Class A
1,334,580.3540
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
68,050.4340
|
5.1236%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
144,068.0010
|
10.8470%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
68,331.0740
|
5.1447%
|
|
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn: Mutual Funds Ops Manager
510 Marquette Avenue S
Minneapolis, MN 55402-1110
|
96,554.2680
|
7.2696%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
627,872.3350
|
47.2730%
|
|
GAF–Class C
699,047.2360
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
51,966.2850
|
7.4336%
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
93,258.4600
|
13.3403%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
164,316.7190
|
23.5049%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
103,985.3250
|
14.8747%
|
|
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn: Mutual Funds Ops Manager
510 Marquette Avenue S
Minneapolis, MN 55402-1110
|
65,280.5880
|
9.3382%
|
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
119,312.5070
|
17.0672%
|
|
GAF–Class I
5,841,565.7300
|
SEI Private Trust Company
C/O Mellon
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
5,278,792.5490
|
90.3743%
|
DUSTMMF
1,259,379,082.8710
|
Lighthouse Capital Insurance Co.
P.O. Box 69
Grand Cayman
|
93,980,530.2500
|
7.4645%
|
DBUSMSF
5,817,487.3130
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
361,237.4630
|
6.2084%
|
The Bank of New York Mellon Cust.
FBO Adrienne G. Gruberg
Under IRA Plan
New York, NY
|
421,515.3080
|
7.2443%
|
|
Trust Company of America
P.O. Box 6503
Englewood, CO 80155-6503
|
1,422,675.1760
|
24.4507%
|
|
DGIF
35,124,981.2030
|
None
|
N/A
|
N/A
|
DIF:
|
|||
DISIF
33,994,280.0120
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
3,182,468.1750
|
9.3553%
|
VRSCO
FBO Volunteers of America Bay Area
2929 Allen Parkway, A6-20
Houston, TX 77019-7177
|
11,115,359.2570
|
32.6750%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
7,995,305.6470
|
23.5032%
|
|
DSPIF
61,848,807.9170
|
Fidelity Investments Institutional Operations Co. as Agent for
Pericom Semiconductor Corporation
100 Magellan Way (KWIC)
Covington, KY 41015-1999
|
11,064,801.0160
|
17.8844%
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
6,772,465.1880
|
10.9466%
|
|
Nationwide Life Insurance Company
DCVA C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
4,373,614.1190
|
7.0692%
|
|
VRSCO
FBO Blue Mountain Hosp Dist
2929 Allen Parkway, A6-20
Houston, TX 77019-7177
|
8,653,882.5040
|
13.9876%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
6,910,062.4810
|
11.1690%
|
|
DSCIF
52,452,233.7440
|
Fidelity Investment Institutional Operations Co. as Agent for
Affiliated Associates
100 Magellan Way (KWIC)
Covington, KY 41015-1999
|
3,654,192.2910
|
6.9652%
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
7,597,745.9900
|
14.4819%
|
|
VRSCO
FBO Texas Tech University 403B
2929 Allen Parkway, A6-20
Houston, TX 77019-7177
|
8,818,487.7160
|
16.8088%
|
|
Wells Fargo Bank NA
FBO Rt Bae Sys Land and Armaments Excs
P.O. Box 1533
Minneapolis, MN 55480-1533
|
4,817,029.3700
|
9.1816%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
101 Montgomery Street
San Francisco, CA 94104-4151
|
10,852,398.3260
|
20.6855%
|
|
DILF:
|
|||
DBEF–Class A
2,154,869.2540
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
268,826.9400
|
12.4724%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
173,834.6490
|
8.0652%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
278,220.6320
|
12.9082%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
825,408.1120
|
38.2953%
|
|
DBEF–Class C
418,893.6590
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
38,542.7660
|
9.2009%
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
179,307.1090
|
42.8042%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
70,898.0790
|
16.9248%
|
|
LPL Financial
9785 Towne Centre Drive
San Diego, CA 92121-1968
|
34,220.8090
|
8.1692%
|
|
DBEF–Class I
463,819.6770
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
64,463.7190
|
13.9451%
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
257,871.1350
|
55.7840%
|
|
LPL Financial
9785 Towne Centre Drive
San Diego, CA 92121-1968
|
102,051.5550
|
22.0763%
|
|
DEMF–Class A
37,735,570.3670
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
4,442,091.6610
|
11.7677%
|
Citigroup Global Markets Inc.
333 West 34th Street
New York, NY 10001-2402
|
3,880,411.2620
|
10.2798%
|
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
6,883,390.4450
|
18.1026%
|
|
The Vanguard Fiduciary Trust Co.
Attn: Outside Funds
P.O. Box 2600
Valley Forge, PA 19482-2600
|
1,963,891.5410
|
5.2026%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
2,551,884.2030
|
6.7603%
|
|
Charles Schwab & Co. Inc.
Special Custody Acct FBO Customers
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
4,929,158.9090
|
13.0580%
|
|
DEMF–Class C
2,946,947.0670
|
Citigroup Global Markets Inc.
333 West 34th Street
New York, NY 10001-2402
|
147,885.4440
|
5.0316%
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
207,487.7870
|
7.0609%
|
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
367,206.4060
|
12.4961%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
355,462.9080
|
12.0965%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
512,089.9480
|
17.4266%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
229,323.6310
|
7.8039%
|
|
DEMF–Class I
69,602,645.9240
|
JPMorgan Chase as Trustee
FBO $uper $aver 401(k) Plan
11500 Outlook Street
Overland Park, KS 66211-1804
|
5,706,876.0100
|
8.1954%
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
32,742,605.5130
|
47.0202%
|
|
SEI Private Trust Company
C/O State Street Bank & Trust
Attn: Mutual Fund Administrator
One Freedom Valley Drive
Oaks, PA 19456-9989
|
13,293,205.9220
|
19.0898%
|
|
Dreyfus Premier Diversified International Fund
The Dreyfus Corporation
Attn: John Heinsohn
200 Park Avenue, 7th Floor
New York, NY 10166-0090
|
5,241,570.0550
|
7.5272%
|
|
Edward D. Jones & Co.
Attn: Mutual Fund
Shareholder Accounting
201 Progress Parkway
Maryland Heights, MO 63043-3009
|
3,535,687.4120
|
5.0774%
|
|
DMFI:
|
|||
DMCF–Class A
3,079,529.4100
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
400,968.9770
|
13.0314%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
408,291.9390
|
13.2694%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
194,722.0150
|
6.3284%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
450,279.2800
|
14.6340%
|
|
DMCF–Class C
714,449.1170
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
38,650.3800
|
5.4321%
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
79,891.5140
|
11.2283%
|
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
70,016.2260
|
9.8404%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
106,576.3840
|
14.9787%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
107,462.3380
|
15.1032%
|
|
LPL Financial Services
9785 Towne Centre Drive
San Diego, CA 92121-1968
|
45,370.5210
|
6.3766%
|
|
DMCF–Class I
976,974.2110
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
123,533.0090
|
12.6399%
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
52,806.1180
|
5.4031%
|
|
Wilmington Trust Company Cust. FBO Henry Street Settlement
C/O Mutual Funds
P.O. Box 8880
Wilmington, DE 19899-8880
|
303,538.5700
|
31.0582%
|
|
DMFII:
|
|||
DBOF–Class A
9,008,403.7020
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
1,050,018.3050
|
11.6662%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
982,734.9240
|
10.9187%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
569,790.0880
|
6.3307%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
577,656.6280
|
6.4181%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
539,438.0980
|
5.9934%
|
|
Charles Schwab & Co. Inc.
Special Custody Acct FBO Customers
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
632,712.5690
|
7.0298%
|
|
DBOF–Class C
2,204,301.4020
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
248,578.2900
|
11.2951%
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
334,224.6130
|
15.1868%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
185,236.5050
|
8.4169%
|
|
DBOF–Class I
123,293.2490
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
11,836.1680
|
9.6000%
|
Maura McCarthy & David Conley TTEEs
George M. & Ann E. Conley Irrevocable Trust UA Dtd 09/14/2006
Bayside, NY
|
7,113.1470
|
5.7693%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
14,752.1210
|
11.9650%
|
|
SEI Private Trust Company
C/O Mellon
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
6,726.2520
|
5.4555%
|
|
Mac & Co.
Mutual Fund Operations
P.O. Box 3198
Pittsburgh, PA 15230-3198
|
11,535.6100
|
9.3562%
|
|
Southwest Gas Corp. Foundation
5241 Spring Mountain Road
Las Vegas, NV 89150-0002
|
21,318.7570
|
17.2910%
|
|
DBOF–Class J
1,281,510.2870
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
82,360.6660
|
6.4268%
|
Charles Schwab & Co. Inc.
Reinvest Account
101 Montgomery Street
San Francisco, CA 94104-4151
|
226,780.6890
|
17.6963%
|
|
DBOF–Class Z
2,314,779.1090
|
Nationwide Trust Company FSB
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
181,779.4560
|
7.8537%
|
Nationwide Life Insurance Company
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
594,876.3080
|
25.7015%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
101 Montgomery Street
San Francisco, CA 94104-4151
|
142,365.3180
|
6.1509%
|
|
DMIF
88,078,857.0130
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
11,130,867.8020
|
12.6306%
|
SEI Private Trust Company
C/O Mellon
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
8,420,475.3760
|
9.5550%
|
|
Wells Fargo Bank
FBO Various Retirement Plans
1525 West WT Harris Boulevard
Charlotte, NC 28262-8522
|
8,311,680.3980
|
9.4315%
|
|
VRSCO
FBO Northwest Regional Hospital
2929 Allen Parkway, A6-20
Houston, TX 77019-7177
|
13,524,344.1040
|
15.3465%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
14,197,943.9960
|
16.1109%
|
|
DMMI:
|
|||
GSS
2,813,534.5900
|
Citigroup Global Markets Inc.
333 West 34th Street
New York, NY 10001-2402
|
367,317,745.4900
|
74.7455%
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
32,643,357.3800
|
6.6426%
|
|
MMS
686,980,921.1890
|
Citigroup Global Markets Inc.
333 West 34th Street
New York, NY 10001-2402
|
622,056,314.3800
|
90.3930%
|
DNJMBF–Class A
34,245,719.9760
|
None
|
N/A
|
N/A
|
DNJMBF–Class C
744,465.3220
|
Citigroup Global Markets Inc.
333 West 34th Street
New York, NY 10001-2402
|
39,496.8960
|
5.6468%
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
256,665.4280
|
36.6953%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
152,792.3680
|
21.8446%
|
|
LPL Financial
9785 Towne Centre Drive
San Diego, CA 92121-1968
|
44,006.8180
|
6.2916%
|
|
DNJMBF–Class I
220,728.8400
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
79,702.9930
|
36.1090%
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
137,844.1890
|
62.4496%
|
|
DNJMBF–Class Z
10,532,012.5330
|
Charles Schwab & Co. Inc.
Reinvest Account
Attn: Mutual Funds Dept.
101 Montgomery Street
San Francisco, CA 94104-4151
|
561,886.8940
|
5.3360%
|
DPIF:
|
|||
DDIF–Class A
1,018,783.2440
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
76,363.1800
|
7.4955%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
711,277.2890
|
69.8164%
|
|
DDIF–Class C
32,714.8190
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
2,587.3500
|
7.7944%
|
Lawrence A. Froehlich & George F. Froelich TTEEs Froehlich Foundation UA Dtd 9/20/2006
South Park, PA
|
2,121.4080
|
6.3908%
|
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-6449
|
24,308.7990
|
73.2305%
|
|
DDIF–Class I
53,862,778.7400
|
SEI Private Trust Company
C/O Mellon Bank
Attn: Mutual Fund Administrator
One Freedom Valley Drive
Oaks, PA 19456-9989
|
53,416,989.3540
|
99.1395%
|
DEAF–Class A
2,962,096.5760
|
Citigroup Global Markets Inc.
333 West 34th Street
New York, NY 10001-2402
|
198,020.5360
|
6.6858%
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
263,873.7130
|
8.9092%
|
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
326,186.2330
|
11.0131%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
224,342.8410
|
7.5745%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
714,174.6380
|
24.1128%
|
|
DEAF–Class C
1,259,839.9580
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
188,948.1120
|
15.0041%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
185,033.1530
|
14.6932%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
328,555.5110
|
26.0901%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
195,734.9650
|
15.5430%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
88,686.2880
|
7.0424%
|
|
DEAF–Class I
2,262,056.1830
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
180,735.4710
|
7.9942%
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
383,870.1610
|
16.9791%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
213,525.9030
|
9.4446%
|
|
Dreyfus Premier Diversified International Fund
The Dreyfus Corporation
Attn: John Heinsohn
200 Park Avenue, 7th Floor
New York, NY 10166-0090
|
1,146,822.7870
|
50.7256%
|
|
DGRESF–Class A
339,241.5520
|
Ira Glener TOD
Woodside, NY
|
46,447.1410
|
13.6915%
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
40,884.8980
|
12.0401%
|
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
48,800.1380
|
14.3851%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
63,173.1580
|
18.6219%
|
|
Charles Schwab & Co. Inc.
Reinvest Account
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
34,111.0200
|
10.0551%
|
|
DGRESF–Class C
90,320.0890
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
6,595.2600
|
7.3021%
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
23,987.7120
|
26.5586%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
32,318.0430
|
35.7817%
|
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
8,247.8720
|
9.1318%
|
|
Charles Schwab & Co. Inc.
Special Custody Acct FBO Customers
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
6,997.7060
|
7.7477%
|
|
DGRESF–Class I
43,221,443.5790
|
SEI Private Trust Company
C/O Mellon Bank
Attn: Mutual Fund Administrator
One Freedom Valley Drive
Oaks, PA 19456-9989
|
34,560,041.5270
|
79.8629%
|
Mac & Co.
Attn: Mutual Fund Operations
P.O. Box 3198
525 William Penn Place
Pittsburgh, PA 15230-3198
|
2,534,629.2440
|
5.8571%
|
|
DGCF–Class A
7,834,591.6350
|
National Financial Services
82 Devonshire Street G10G
Boston, MA 02109-3605
|
557,150.6620
|
7.1182%
|
Citigroup Global Markets Inc.
333 West 34th Street
New York, NY 10001-2402
|
432,213.9450
|
5.5220%
|
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
454,067.2460
|
5.8012%
|
|
Morgan Stanley & Co.
Harborside Financial Plaza 2
3rd Floor
Jersey City, NJ 07303-2052
|
392,387.5840
|
5.0132%
|
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
686,618.9950
|
8.7723%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
810,771.4600
|
10.3585%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
445,050.2210
|
5.6860%
|
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
1,106,671.4780
|
14.1390%
|
|
Charles Schwab & Co. Inc.
Attn: Mutual Fund Operations 120/2
101 Montgomery Street
San Francisco, CA 94104-4151
|
733,560.9360
|
9.3721%
|
|
DGCF–Class C
4,321,400.7350
|
National Financial Services
82 Devonshire Street G10G
Boston, MA 02109-3605
|
384,435.4200
|
8.9230%
|
Citigroup Global Markets Inc.
333 West 34th Street
New York, NY 10001-2402
|
268,690.8170
|
6.2365%
|
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
341,974.6450
|
7.9374%
|
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
268,247.9180
|
6.2262%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
1,387,829.2560
|
32.2124%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
431,979.2500
|
10.0265%
|
|
DGCF–Class I
2,154,247.7830
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
448,584.4100
|
20.8608%
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
160,697.8050
|
7.4730%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
654,868.6060
|
30.4537%
|
|
First Clearing, LLC
10750 Wheat First Drive
Glen Allen, VA 23060-9243
|
289,232.7080
|
13.4504%
|
|
DINF–Class A
206,193.1050
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
10,838.3610
|
5.3016%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
14,148.5250
|
6.9207%
|
|
The Bank of New York Mellon Cust. FBO Steven A. Evans
Under IRA Rollover Plan
New Canaan, CT
|
12,353.9330
|
6.0429%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
77,191.1810
|
37.7580%
|
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
30,090.7440
|
14.7189%
|
|
DINF–Class C
84,548.7330
|
The Bank of New York Mellon Cust. FBO Abraham B. Stenberg
Under SEP IRA Plan
Purchase, NY
|
6,168.2060
|
7.2954%
|
Oppenheimer & Co Inc.
FBO Marvin Levin Roth IRA
Elkins Park, PA
|
7,030.2280
|
8.3150%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
13,771.6450
|
16.2884%
|
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
40,000.0000
|
47.3100%
|
|
DINF–Class I
99,626.5050
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
40,000.0000
|
40.1500%
|
LPL Financial
9785 Towne Centre Drive
San Diego, CA 92121-1968
|
54,007.5200
|
54.2100%
|
|
DLCEF–Class A
58,702.4650
|
Robert Gerry Schnelle Trustee
The Robert Gerry Schnelle Trust
U/A DTD 12/06/1991
1825 Alyssum Place
Winston Salem, NC 27127-7548
|
9,866.2230
|
16.8053%
|
Hong Wang & James Q. Hull JTWROS
Norristown, PA
|
3,924.6160
|
6.6849%
|
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
8,320.1660
|
14.1719%
|
|
Charles Schwab & Co. Inc.
Special Custody Acct FBO Customers
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
25,166.9480
|
42.8673%
|
|
DLCEF–Class C
9,187.0660
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
2,912.0140
|
31.6969%
|
The Bank of New York Mellon Cust.
FBO Robert J. Santo
Roth IRA
Bethlehem, PA
|
1,923.0100
|
20.9317%
|
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
3,821.4970
|
41.5965%
|
|
DLCEF–Class I
17,502,233.6300
|
SEI Private Trust Company
C/O Harris Bank ID 940
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
15,769,910.3940
|
89.9284%
|
DLCGF–Class A
162,601.1810
|
Constantine L. Tsomides & Diana G. Tsomides JT TEN TOD
Brookline, MA 02445-5753
|
10,955.6160
|
6.7377%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
17,318.6200
|
10.6510%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
9,367.6070
|
5.7611%
|
|
Barbara Alexander Buck TOD
Riverview, FL
|
10,347.8930
|
6.3640%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
25,631.9120
|
15.7637%
|
|
Stifel Nicolaus & Co. Inc.
Exclusive Benefit of Customers
501 N. Broadway
St. Louis, MO 63102-2188
|
15,700.1000
|
9.6556%
|
|
Charles Schwab & Co. Inc.
Special Custody Acct FBO Customers
Attn: Mutual Funds
101 Montgomery Street
San Francisco, CA 94104-4151
|
12,852.3790
|
7.9042%
|
|
DLCGF–Class C
23,454.157
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
14,492.4750
|
61.7906%
|
Guy Devine Tod
Plainville, MA
|
1,358.6090
|
5.7926%
|
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
5,115.6580
|
21.8113%
|
|
DLCGF–Class I
5,134,319.9030
|
SEI Private Trust Company
C/O Mellon Bank
Attn: Mutual Funds
One Freedom Valley Drive
Oaks, PA 19456-9989
|
4,190,554.0120
|
81.6185%
|
DSAF–Class A
39,930.7660
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
3,688.9720
|
9.2384%
|
American Enterprise Investment Svc.
707 2nd Avenue South
Minneapolis, MN 55402-2405
|
26,779.4830
|
67.0648%
|
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
8,002.2490
|
20.0403%
|
|
DSAF –Class C
9,579.3810
|
Frederick R. Semon & Edwin J. Semon JT TEN
Clarendon Hills, IL
|
1,115.3620
|
11.6434%
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
4,209.6130
|
43.9445%
|
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
4,000.8460
|
41.7652%
|
|
DSAF –Class I
4,408.5240
|
Fidelity Investments Institutional
Operations Co. as agent for
Teletracking Technologies Inc.
100 Magellan Way (KWIC)
Covington, KY 41015-1999
|
405.4330
|
9.1966%
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
4,003.0900
|
90.8034%
|
|
DRGF–Class A
51,595,043.4620
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
3,070,609.9860
|
5.9520%
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
2,982,513.2660
|
5.7812%
|
|
First Clearing, LLC
10750 Wheaton First Drive
Glen Allen, VA 23060-9243
|
3,797,093.6370
|
7.3601%
|
|
American Enterprise Investment Svc.
P.O. Box 9446
Minneapolis, MN 55440-9446
|
3,583,674.4620
|
6.9465%
|
|
Charles Schwab & Co. Inc.
Reinvested Dividends
101 Montgomery Street
San Francisco, CA 94104-4151
|
10,446,724.3500
|
20.2495%
|
|
DRGF–Class C
9,251,255.5900
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
650,033.0530
|
7.0296%
|
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
491,815.2670
|
5.3186%
|
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
617,248.7080
|
6.6751%
|
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
655,423.2670
|
7.0879%
|
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
870,537.3420
|
9.4142%
|
|
First Clearing, LLC
10750 Wheaton First Drive
Glen Allen, VA 23060-9243
|
1,579,088.4890
|
17.0766%
|
|
Charles Schwab & Co. Inc.
Attn: Mutual Fund Operations
101 Montgomery Street
San Francisco, CA 94104-4151
|
1,045,214.9950
|
11.3032%
|
|
DRGF–Class I
4,925,268.3800
|
Morgan Stanley & Co.
Harborside Financial Center
Plaza 2, 3rd Floor
Jersey City, NJ 07311
|
527,020.5210
|
10.6743%
|
First Clearing, LLC
10750 Wheaton First Drive
Glen Allen, VA 23060-9243
|
681,961.7990
|
13.8125%
|
|
Mac & Co.
Attn: Mutual Fund Operations
P.O. Box 3198
Pittsburgh, PA 15230-3198
|
1,391,503.3200
|
28.1836%
|
|
RBC Capital Markets LLC
Mutual Fund Omnibus Processing
Attn: Mutual Fund Ops Manager
510 Marquette Avenue S
Minneapolis, MN 55402-1110
|
336,845.8460
|
6.8225%
|
|
LPL Financial
9785 Towne Centre Drive
San Diego, CA 92121-1968
|
507,564.0890
|
10.2802%
|
|
DRGF–Class Z
34,156,012.0980
|
None
|
N/A
|
N/A
|
DSIF–Initial Shares
50,357,229.7930
|
Sun Life Assurance Company of Canada (US) Large Case
Attn: Accounting Control
P.O. Box 9134
Wellesley Hills, MA 02481-9134
|
2,739,052.4240
|
5.4405%
|
Nationwide Life Insurance Company
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
31,716,349.7060
|
62.9969%
|
|
DSIF–Service
Shares
5,750,274.8080
|
Annuity Investors Life Insurance Co.
Attn: Chris Accurso
P.O. Box 5423
Cincinnatti, OH 45201-5423
|
439,615.8210
|
7.6374%
|
Nationwide Life Insurance Company
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
3,992,987.5090
|
69.3697%
|
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
417,829.6810
|
7.2589%
|
|
Symetra Life Insurance Co.
Attn: RS Accounting
P.O. Box 3882
Seattle, WA 98124-3882
|
825,049.7800
|
14.3335%
|
|
DUSTITF
7,537,992.5550
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
554,362.0520
|
7.3489%
|
Merrill Lynch
4800 Deer Lake Drive East
2nd Floor
Jacksonville, FL 32246-6484
|
688,673.0770
|
9.1294%
|
|
DUSTLTF
4,101,847.6930
|
National Financial Services
82 Devonshire Street, G10G
Boston, MA 02109-3605
|
410,657.7650
|
9.9986%
|
First Clearing, LLC
10750 Wheaton First Drive
Glen Allen, VA 23060-9243
|
263,446.7740
|
6.4144%
|
|
DVIF:
|
|||
AP–Initial Shares
8,855,674.7700
|
Annuity Investors Life Insurance Co.
Attn: Chris Accurso
P.O. Box 5423
Cincinnatti, OH 45201-5423
|
463,203.6510
|
5.2296%
|
Nationwide Life Insurance Company
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
4,713,758.8640
|
53.2189%
|
|
Transamerica Financial Life Insurance Company
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
465,758.7000
|
5.2585%
|
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
1,431,443.9970
|
16.1612%
|
|
AP–Service
Shares
4,671,017.4060
|
Ohio National Life Insurance Co.
FBO Its Separate Accounts
Attn: Dennis Taney
P.O. Box 237
1 Financial Way
Cincinnati, OH 45201-0237
|
953,126.7330
|
20.4124%
|
Nationwide Life Insurance Company
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
2,408,132.7200
|
51.5732%
|
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
411,846.6470
|
8.8202%
|
|
Transamerica Advisors Life Insurance Co. NY
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
665,433.3670
|
14.2511%
|
|
GIP–Initial
Shares
3,307,476.8000
|
Annuity Investors Life Insurance Co.
Attn: Chris Accurso
P.O. Box 5423
Cincinnatti, OH 45201-5423
|
234,119.9560
|
7.0888%
|
Nationwide Life Insurance Company
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
710,131.1740
|
21.5018%
|
|
Transamerica Financial Life Insurance Company
Aegon USA
FMD Accounting
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
386,357.8350
|
11.6984%
|
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
1,478,156.7120
|
44.7565%
|
|
GIP–Service
Shares
365,152.1130
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
352,065.4490
|
96.4206%
|
IEP–Initial
Shares
2,357,198.6260
|
Modern Woodmen
Product Valuation
5801 SW Sixth Avenue
Topeka, KS 66636-1001
|
241,783.3660
|
10.2575%
|
Transamerica Financial Life Insurance Company
Attn: FMG Operational Acctg
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
174,095.4970
|
7.3859%
|
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
749,324.0980
|
31.7895%
|
|
Farm Bureau Life Insurance Co.
5400 University Avenue
West Des Moines, IA 50266-5950
|
779,681.4000
|
33.0774%
|
|
Equitrust Life Insurance Co.
Attn: Mutual Fund Accounting
5400 University Avenue
West Des Moines, IA 50266-5950
|
144,614.6960
|
6.1352%
|
|
Great West Life & Annuity Ins. Co.
8515 East Orchard Road, 2T2
Englewood, CO 80111-5002
|
181,486.0870
|
7.6994%
|
|
IEP–Service
Shares
650,068.3580
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
204,194.7250
|
31.4180%
|
IDS Life Insurance Company
222 AXP Financial Center
Minneapolis, MN 55474-0002
|
388,544.8480
|
59.7827%
|
|
IVP–Initial
Shares
4,733,710.8880
|
Nationwide Life Insurance Company
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
1,147,081.6370
|
29.6219%
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
716,193.0410
|
18.4947%
|
|
American Fidelity
Separate Account B
2000 North Classen Boulevard
Oklahoma City, OK 73106-6013
|
1,045,744.0920
|
27.0050%
|
|
Jefferson National Life Ins. Co.
Attn: Separate Accounts
9920 Corporate Campus Drive
Suite 1000
Louisville, KY 40223-4051
|
477,077.1810
|
12.3199%
|
|
Great West Life & Annuity Ins. Co.
8515 East Orchard Road 2T2
Englewood, CO 80111-5002
|
264,224.1130
|
6.8232%
|
|
IVP–Service
Shares
3,412,105.5350
|
First Security Benefit Life Ins. Co.
FBO FSBL Advisor Design – Navisys
C/O Variable Annuity Dept.
One Security Benefit Place
Topeka, KS 66636-1000
|
1,313,057.3610
|
38.4982%
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
423,391.3980
|
12.4136%
|
|
Security Distributors, Inc.
SBL Advance Designs
C/O Variable Annuity Dept.
One Security Benefit Place
Topeka, KS 66636-1000
|
1,613,666.4160
|
47.3119%
|
|
MMP
161,962,473.0500
|
Federal Kemper Life Assurance Co.
Attn: Craig Lambertson
2500 Westfield Drive
Elgin, IL 60124-7836
|
11,862,096.4300
|
7.4241%
|
Transamerica Financial Life Insurance Company
Separate Account
Accounting Department
Attn: FMG Operational Acctg
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
22,020,370.7300
|
13.7818%
|
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
72,225,385.2400
|
45.2036%
|
|
Philadelphia Financial Life Assurance
Separate A/C
One Liberty Place
1650 Market Street, 54th Floor
Philadelphia, PA 19103-7309
|
37,969,036.2500
|
23.7636%
|
|
OSCP–Initial
Shares
6,097,085.2540
|
Lincoln Life & Annuity Co. of NY
Mutual Fund Accounting
1300 South Clinton Street
Fort Wayne, IN 46802-3506
|
408,323.7350
|
6.6985%
|
American General Life Ins. Co.
Signature II A
C/O Variable Product
P.O. Box 1591
Houston, TX 77251-1591
|
785,846.9690
|
12.8917%
|
|
Annuity Investors Life Insurance Co.
Attn: Chris Accurso
P.O. Box 5423
Cincinnatti, OH 45201-5423
|
314,805.3860
|
5.1643%
|
|
Nationwide Insurance Company
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
1,096,815.4320
|
17.9930%
|
|
Lincoln Life & Annuity Co. of NY
1300 South Clinton Street
Fort Wayne, IN 46802-3518
|
828,036.3290
|
13.5838%
|
|
Transamerica Financial Life Insurance Company
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
339,211.9980
|
5.5647%
|
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
868,768.6520
|
14.2520%
|
|
Kansas City Life Ins. Co.
Variable Annuity Product
Attn: Accounting Operations
P.O. Box 219139
Kansas City, MO 64121-9139
|
325,029.9070
|
5.3321%
|
|
OSCP–Service
Shares
475,734.4460
|
Nationwide Insurance Company
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
55,963.1250
|
11.7672%
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
123,510.1930
|
25.9701%
|
|
Principal Financial Group
Attn: IND Accounting
711 High Street
Des Moines, IA 50392-9992
|
106,258.4710
|
22.3426%
|
|
Farmer New World Life Ins. Co.
Variable Universal Life
Attn: Separate Accts Dept.
3003 77th Avenue SE
Mercer Island, WA 98040-2890
|
180,571.9290
|
37.9683%
|
|
QBP–Initial
Shares
5,657,654.9150
|
American General Life Ins. Co.
Signature II A
C/O Variable Product
P.O. Box 1591
Houston, TX 77251-1591
|
650,010.8290
|
11.4893%
|
Nationwide Life Insurance
Nationwide Multi-Flex (NEA)
C/O IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
452,937.8100
|
8.0059%
|
|
Transamerica Financial Life Insurance Company
Aegon USA
FMD Accounting
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
580,953.9530
|
10.2687%
|
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
2,759,436.8660
|
48.7746%
|
|
Symetra Life Insurance Co.
Attn: RS Accounting
P.O. Box 3882
Seattle, WA 98124-3882
|
845,065.0050
|
14.9370%
|
|
QBP–Service
Shares
2,163,532.2610
|
Transamerica Financial Life Insurance Company
Attn: FMG Operational Acctg
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
197,967.5330
|
9.1504%
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
1,528,582.7230
|
70.6538%
|
|
Principal Financial Group
FBO Benefit Variable Universal Life
Attn: IND Accounting
711 High Street
Des Moines, IA 50392-9992
|
213,887.7610
|
9.8863%
|
|
Farmer New World Life Ins. Co.
Variable Universal Life
Attn: Separate Accts Dept.
3003 77th Avenue SE
Mercer Island, WA 98040-2890
|
223,043.7890
|
10.3095%
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
|||
AF
|
DUSTMMF
|
DBUSMSF
|
DGIF
|
|
Joseph S. DiMartino
|
None
|
None
|
None
|
None
|
Peggy C. Davis
|
None
|
None
|
None
|
None
|
David P. Feldman
|
Over $100,000
|
None
|
None
|
None
|
Ehud Houminer
|
$10,001-$50,000
|
$1-$10,000
|
None
|
None
|
Lynn Martin
|
None
|
None
|
None
|
None
|
Robin A. Melvin
|
None
|
None
|
None
|
None
|
Martin Peretz
|
None
|
None
|
None
|
None
|
Philip L. Toia
|
None
|
None
|
None
|
None
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
|||
DIF
|
DILF
|
DMFI
|
DMFII
|
|
Joseph S. DiMartino
|
None
|
None
|
None
|
None
|
Peggy C. Davis
|
None
|
$10,001-$50,000
|
None
|
None
|
David P. Feldman
|
None
|
None
|
None
|
None
|
Ehud Houminer
|
Over $100,000
|
None
|
None
|
None
|
Lynn Martin
|
None
|
None
|
None
|
None
|
Robin A. Melvin
|
None
|
None
|
None
|
None
|
Martin Peretz
|
None
|
None
|
None
|
None
|
Philip L. Toia
|
None
|
None
|
None
|
None
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
|||
DMIF
|
DMMI
|
DNJMBF
|
DPIF
|
|
Joseph S. DiMartino
|
None
|
None
|
None
|
$50,001-$100,000
|
Peggy C. Davis
|
None
|
None
|
None
|
None
|
David P. Feldman
|
None
|
None
|
$1-$10,000
|
None
|
Ehud Houminer
|
None
|
None
|
None
|
None
|
Lynn Martin
|
None
|
None
|
None
|
None
|
Robin A. Melvin
|
None
|
None
|
None
|
None
|
Martin Peretz
|
None
|
None
|
None
|
None
|
Philip L. Toia
|
None
|
None
|
None
|
$10,001-$50,000
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
|||
DRGF
|
DSIF
|
DUSTITF
|
DUSTLTF
|
|
Joseph S. DiMartino
|
None
|
None
|
None
|
None
|
Peggy C. Davis
|
None
|
None
|
None
|
None
|
David P. Feldman
|
None
|
None
|
None
|
None
|
Ehud Houminer
|
None
|
None
|
None
|
None
|
Lynn Martin
|
None
|
None
|
None
|
None
|
Robin A. Melvin
|
None
|
None
|
None
|
None
|
Martin Peretz
|
$10,001-$50,000
|
None
|
None
|
None
|
Philip L. Toia
|
None
|
None
|
None
|
None
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
Dollar Range of Aggregate Holding of Funds in The Dreyfus Family of Funds
|
|
DVIF
|
|||
Joseph S. DiMartino
|
None
|
Over $100,000
|
|
Peggy C. Davis
|
None
|
$50,001-$100,000
|
|
David P. Feldman
|
None
|
Over $100,000
|
|
Ehud Houminer
|
None
|
Over $100,000
|
|
Lynn Martin
|
None
|
$1-$10,000
|
|
Robin A. Melvin
|
None
|
Over $100,000
|
|
Martin Peretz
|
None
|
$50,001-$100,000
|
|
Philip L. Toia
|
None
|
$10,001-$50,000
|
Name of Fund
|
Number of Board
Meetings
|
Number of
Audit Committee
Meetings
|
Number of
Nominating
Committee
Meetings
|
Number of
Compensation
Committee
Meetings
|
Number of
Pricing
Committee
Meetings
|
|||||
AF (8/31)
|
7
|
4
|
0
|
0
|
1
|
|||||
AF (10/31)
|
6
|
4
|
0
|
0
|
0
|
|||||
DUSTMMF
|
7
|
2
|
0
|
0
|
0
|
|||||
DBUSMSF
|
6
|
2
|
0
|
0
|
1
|
|||||
DGIF
|
6
|
4
|
0
|
0
|
0
|
|||||
DIF
|
6
|
4
|
0
|
0
|
0
|
|||||
DILF (5/31)
|
6
|
4
|
1
|
0
|
0
|
|||||
DILF (8/31)
|
6
|
4
|
0
|
0
|
0
|
|||||
DMFI
|
7
|
4
|
1
|
0
|
0
|
|||||
DMFII
|
6
|
4
|
0
|
0
|
0
|
|||||
DMIF
|
6
|
4
|
0
|
0
|
0
|
|||||
DMMI
|
7
|
4
|
0
|
0
|
0
|
|||||
DNJMBF
|
6
|
2
|
0
|
0
|
0
|
|||||
DPIF (10/31)
|
6
|
2
|
1
|
0
|
0
|
|||||
DPIF (12/31)
|
7
|
2
|
0
|
0
|
0
|
|||||
DRGF
|
6
|
4
|
0
|
0
|
0
|
|||||
DSIF
|
6
|
4
|
0
|
0
|
0
|
|||||
DUSTITF
|
6
|
2
|
0
|
0
|
0
|
|||||
DUSTLTF
|
6
|
2
|
0
|
0
|
0
|
|||||
DVIF
|
6
|
4
|
0
|
0
|
0
|
Name of Board Member
|
Aggregate Compensation
From Each Fund*
|
Total Compensation From the Funds
and Fund Complex(**)
|
||
Peggy C. Davis
|
$291,000 (54)
|
|||
AF
|
$29,283
|
|||
DGIF
|
$4,057
|
|||
DIF
|
$29,510
|
|||
DILF
|
$9,152
|
|||
DMFI
|
$4,550
|
|||
DMFII
|
$2,234
|
|||
DMIF
|
$17,814
|
|||
DMMI
|
$16,884
|
|||
DRGF
|
$1,229
|
|||
DSIF
|
$12,540
|
|||
DVIF
|
$9,026
|
|||
Joseph S. DiMartino
|
$1,062,188 (173)
|
|||
AF
|
$20,403
|
|||
DUSTMMF
|
$28,381
|
|||
DBUSMSF
|
$2,193
|
|||
DGIF
|
$5,071
|
|||
DIF
|
$39,662
|
|||
DILF
|
$6,899
|
|||
DMFI
|
$5,687
|
|||
DMFII
|
$3,164
|
|||
DMIF
|
$22,265
|
|||
DMMI
|
$21,104
|
|||
DNJMBF
|
$15,905
|
|||
DPIF
|
$49,905
|
|||
DRGF
|
$1,536
|
|||
DSIF
|
$15,674
|
|||
DUSTITF
|
$2,997
|
|||
DUSTLTF
|
$1,817
|
|||
DVIF
|
$11,273
|
|||
David P. Feldman
|
$235,000 (52)
|
|||
AF
|
$32,488
|
|||
DUSTMMF
|
$22,706
|
|||
DBUSMSF
|
$1,755
|
|||
DGIF
|
$4,505
|
|||
DIF
|
$32,838
|
|||
DILF
|
$10,200
|
|||
DMFI
|
$5,120
|
|||
DMFII
|
$2,487
|
|||
DMIF
|
$19,765
|
|||
DMMI
|
$18,653
|
|||
DNJMBF
|
$12,725
|
|||
DPIF
|
$39,920
|
|||
DRGF
|
$1,377
|
|||
DSIF
|
$13,928
|
|||
DUSTITF
|
$2,399
|
|||
DUSTLTF
|
$1,456
|
|||
DVIF
|
$10,014
|
|||
James F. Henry***
|
$67,500 (36)
|
|||
AF
|
$20,403
|
|||
DGIF
|
$2,353
|
|||
DIF
|
$17,128
|
|||
DILF
|
$6,899
|
|||
DMFI
|
$4,477
|
|||
DMFII
|
$1,254
|
|||
DMIF
|
$10,231
|
|||
DMMI
|
$16,715
|
|||
DRGF
|
$1,142
|
|||
DSIF
|
$6,222
|
|||
DVIF
|
$4,389
|
|||
Ehud Houminer
|
$242,000 (65)
|
|||
AF
|
$30,110
|
|||
DGIF
|
$4,057
|
|||
DIF
|
$29,510
|
|||
DILF
|
$8,167
|
|||
DMFI
|
$4,755
|
|||
DMFII
|
$2,234
|
|||
DMIF
|
$17,814
|
|||
DMMI
|
$16,884
|
|||
DRGF
|
$1,230
|
|||
DSIF
|
$12,540
|
|||
DVIF
|
$9,026
|
|||
Rosalind G. Jacobs***
|
$94,500 (8)
|
|||
AF
|
$0
|
|||
DGIF
|
$5,667
|
|||
DIF
|
$0
|
|||
DILF
|
$11,910
|
|||
DMFI
|
$0
|
|||
DMFII
|
$0
|
|||
DMIF
|
$0
|
|||
DMMI
|
$21,614
|
|||
DRGF
|
$2,513
|
|||
DSIF
|
$0
|
|||
DVIF
|
$11,431
|
|||
Paul A. Marks***
|
$63,500 (36)
|
|||
AF
|
$15,377
|
|||
DGIF
|
$1,818
|
|||
DIF
|
$13,697
|
|||
DILF
|
$4,272
|
|||
DMFI
|
$2,169
|
|||
DMFII
|
$983
|
|||
DMIF
|
$8,165
|
|||
DMMI
|
$7,197
|
|||
DRGF
|
$585
|
|||
DSIF
|
$5,862
|
|||
DVIF
|
$4,141
|
|||
Lynn Martin
|
$83,000 (16)
|
|||
DUSTMMF
|
$22,706
|
|||
DBUSMSF
|
$1,755
|
|||
DNJMBF
|
$12,725
|
|||
DPIF
|
$22,492
|
|||
DUSTITF
|
$2,399
|
|||
DUSTLTF
|
$1,456
|
|||
Robin A. Melvin
|
$209,258 (56)
|
|||
DUSTMMF
|
$13,869
|
|||
DBUSMSF
|
$1,048
|
|||
DNJMBF
|
$7,468
|
|||
DPIF
|
$18,059
|
|||
DUSTITF
|
$1,357
|
|||
DUSTLTF
|
$869
|
|||
Gloria Messinger***
|
$68,000 (36)
|
|||
AF
|
$14,706
|
|||
DGIF
|
$1,475
|
|||
DIF
|
$14,807
|
|||
DILF
|
$4,539
|
|||
DMFI
|
$2,260
|
|||
DMFII
|
$1,106
|
|||
DMIF
|
$8,839
|
|||
DMMI
|
$9,088
|
|||
DRGF
|
$614
|
|||
DSIF
|
$6,222
|
|||
DVIF
|
$4,349
|
|||
Martin Peretz
|
$126,000 (36)
|
|||
AF
|
$26,887
|
|||
DGIF
|
$3,724
|
|||
DIF
|
$27,068
|
|||
DILF
|
$8,392
|
|||
DMFI
|
$4,724
|
|||
DMFII
|
$2,064
|
|||
DMIF
|
$16,334
|
|||
DMMI
|
$16,884
|
|||
DRGF
|
$1,229
|
|||
DSIF
|
$11,542
|
|||
DVIF
|
$8,309
|
|||
Daniel Rose***
|
$76,750 (34)
|
|||
DUSTMMF
|
$6,186
|
|||
DBUSMSF
|
$470
|
|||
DNJMBF
|
$4,083
|
|||
DPIF
|
$14,334
|
|||
DUSTITF
|
$648
|
|||
DUSTLTF
|
$389
|
|||
Philip L. Toia
|
$127,500 (27)
|
|||
DUSTMMF
|
$22,443
|
|||
DBUSMSF
|
$1,735
|
|||
DNJMBF
|
$12,578
|
|||
DPIF
|
$39,126
|
|||
DUSTITF
|
$2,368
|
|||
DUSTLTF
|
$1,439
|
|||
Sander Vanocur***
|
$94,750 (34)
|
|||
DUSTMMF
|
$8,683
|
|||
DBUSMSF
|
$661
|
|||
DNJMBF
|
$4,391
|
|||
DPIF
|
$15,563
|
|||
DUSTITF
|
$903
|
|||
DUSTLTF
|
$545
|
|||
Name of Fund
|
Fiscal Year Ended
|
Audit Fees
|
Audit-Related Fees
|
Tax Fees
|
All Other Fees
|
Aggregate Non-Audit Fees*
|
AF (8/31)
|
2011
|
$222,792
|
$42,000
|
$24,023
|
$1,424
|
$16,103,335
|
2010
|
$200,225
|
$43,674
|
$25,525
|
$4,672
|
$28,173,266
|
|
AF (10/31)
|
2011
|
$220,020
|
$24,000
|
$30,288
|
$58
|
$16,139,606
|
2010
|
$115,000
|
$16,146
|
$16,143
|
$44
|
$31,544,905
|
|
DUSTMMF
|
2011
|
$30,312
|
$12,000
|
$3,508
|
$283
|
$20,226,638
|
2010
|
$36,326
|
$5,382
|
$3,181
|
$367
|
$39,552,052
|
|
DBUSMSF
|
2011
|
$35,820
|
$12,000
|
$3,508
|
$23
|
$20,226,638
|
2010
|
$40,961
|
$5,382
|
$3,692
|
$28
|
$39,552,052
|
|
DGIF
|
2011
|
$30,312
|
$6,000
|
$2,742
|
$198
|
$16,139,606
|
2010
|
$31,942
|
$5,382
|
$3,537
|
$180
|
$31,544,905
|
|
DIF
|
2011
|
$101,544
|
$18,000
|
$23,422
|
$1,393
|
$16,139,606
|
2010
|
$126,072
|
$18,608
|
$9,549
|
$1,346
|
$31,544,905
|
|
DILF (5/31)
|
2011
|
$40,920
|
$6,000
|
$6,390
|
$764
|
$19,526,919
|
2010
|
$41,463
|
$5,382
|
$6,058
|
$-0-
|
$28,017,293
|
|
DILF (8/31)
|
2011
|
$40,920
|
$6,000
|
$1,988
|
$16
|
$16,103,335
|
2010
|
$31,642
|
$3,000
|
$938
|
$-0-
|
$28,173,266
|
|
DMFI
|
2011
|
$96,936
|
$18,000
|
$9,112
|
$226
|
$60,419,333
|
2010
|
$110,548
|
$16,146
|
$10,626
|
$-0-
|
$26,201,339
|
|
DMFII
|
2011
|
$35,820
|
$6,000
|
$2,460
|
$98
|
$17,593,159
|
2010
|
$48,328
|
$5,382
|
$4,007
|
$108
|
$33,851,490
|
|
DMIF
|
2011
|
$30,312
|
$6,000
|
$2,742
|
$876
|
$16,139,606
|
2010
|
$37,078
|
$5,382
|
$5,050
|
$744
|
$31,544,905
|
|
DMMI
|
2011
|
$60,624
|
$24,000
|
$7,017
|
$639
|
$20,226,638
|
2010
|
$62,753
|
$10,764
|
$6,363
|
$661
|
$39,552,052
|
|
DNJMBF
|
2011
|
$30,312
|
$12,000
|
$3,508
|
$177
|
$20,226,638
|
2010
|
$38,832
|
$5,382
|
$4,681
|
$207
|
$39,552,052
|
|
DPIF (10/31)
|
2011
|
$213,696
|
$30,000
|
$13,805
|
$511
|
$16,139,606
|
2010
|
$158,580
|
$39,292
|
$13,345
|
$506
|
$31,544,905
|
|
DPIF (12/31)
|
2011
|
$101,544
|
$36,000
|
$19,368
|
$147
|
$20,226,638
|
2010
|
$111,384
|
$21,528
|
$12,226
|
$161
|
$39,552,052
|
|
DRGF
|
2012
|
$30,857
|
$6,000
|
$3,699
|
$84
|
$29,653,219
|
2011
|
$30,312
|
$6,000
|
$3,348
|
$57
|
$51,981,800
|
|
DSIF
|
2011
|
$30,312
|
$15,693
|
$3,508
|
$593
|
$20,226,638
|
2010
|
$49,528
|
$9,075
|
$3,181
|
$604
|
$39,552,052
|
|
DUSTITF
|
2011
|
$35,820
|
$12,000
|
$3,508
|
$33
|
$20,226,638
|
2010
|
$26,682
|
$5,382
|
$3,692
|
$43
|
$39,552,052
|
|
DUSTLTF
|
2011
|
$35,820
|
$12,000
|
$3,508
|
$19
|
$20,226,638
|
2010
|
$26,682
|
$5,382
|
$4,203
|
$22
|
$39,552,052
|
|
DVIF
|
2011
|
$238,908
|
$109,854
|
$28,718
|
$414
|
$20,226,638
|
2010
|
$160,412
|
$63,528
|
$25,727
|
$407
|
$39,552,052
|
|
*
|
For Service Affiliates (i.e., Dreyfus and any entity controlling, controlled by or under common control with Dreyfus that provides ongoing services to the Fund), none of such fees required pre-approval by the Audit Committee.
|
Name (Age) Position with the Funds (Since) |
Principal Occupation During Past 5 Years
|
Bradley J. Skapyak (53)
President (2010)
|
Chief Operating Officer and a director of Dreyfus since June 2009. From April 2003 to June 2009, Mr. Skapyak was the head of the Investment Accounting and Support Department of Dreyfus. He is an officer of 72 investment companies (comprised of 156 portfolios) managed by Dreyfus.
|
J. Charles Cardona* (56)
Executive Vice President (2002)
|
Vice Chair and a director of Dreyfus, Executive Vice President of the Distributor, President of Dreyfus Institutional Services Division, and an officer of 12 investment companies (comprised of 19 portfolios) managed by Dreyfus.
|
James Windels (53)
Treasurer (2001)
|
Director – Mutual Fund Accounting of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
|
Janette E. Farragher (49)
Vice President (2005) and Secretary (2011)
|
Assistant General Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
|
Kiesha Astwood (39)
Vice President and Assistant Secretary (2010)
|
Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
|
James Bitetto (45)
Vice President and Assistant Secretary (2005)
|
Senior Counsel of BNY Mellon and Secretary of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
|
Joni Lacks Charatan (56)
Vice President and Assistant Secretary (2005)
|
Senior Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
|
Joseph M. Chioffi (50)
Vice President and Assistant Secretary (2005)
|
Senior Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
|
Kathleen DeNicholas (37)
Vice President and Assistant Secretary (2010)
|
Managing Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
|
John B. Hammalian (48)
Vice President and Assistant Secretary (2005)
|
Senior Managing Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
|
M. Cristina Meiser (42)
Vice President and Assistant Secretary (2010)
|
Senior Counsel of The BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
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Robert M. Mullery (60)
Vice President and Assistant Secretary (2005)
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Managing Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
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Jeff S. Prusnofsky (47)
Vice President and Assistant Secretary (2005)
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Senior Managing Counsel of BNY Mellon, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
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Richard S. Cassaro (53)
Assistant Treasurer (2008)
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Senior Accounting Manager – Money Market and Municipal Bond Funds of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
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Gavin C. Reilly (43)
Assistant Treasurer (2005)
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Tax Manager of the Investment Accounting and Support Department
of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
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Robert S. Robol (48)
Assistant Treasurer (2005)
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Senior Accounting Manager – Fixed Income Funds of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
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Robert Salviolo (45)
Assistant Treasurer (2007)
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Senior Accounting Manager – Equity Funds of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
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Robert Svagna (45)
Assistant Treasurer (2002)
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Senior Accounting Manager – Equity Funds of Dreyfus, and an officer of 73 investment companies (comprised of 183 portfolios) managed by Dreyfus.
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Matthew D. Connolly (40)
Anti-Money Laundering Compliance Officer (2012)
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Anti-Money Laundering Compliance Officer of the Distributor since October 2011; from March 2010 to September 2011, Global Head, KYC Reviews and Director, UBS Investment Bank; until March 2010, AML Compliance Officer and Senior Vice President, Citi Global Wealth Management. He is an officer of 69 investment companies (comprised of 179 portfolios) managed by Dreyfus.
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Joseph W. Connolly (55)
Chief Compliance Officer (2004)
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Chief Compliance Officer of Dreyfus and The Dreyfus Family of Funds (73 investment companies, comprised of 183 portfolios).
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Name of Board Member,
Nominee or Officer
|
Fund
|
Amount of
Beneficial
Ownership |
|||
James Bitetto
|
DGCF
|
643.180 | |||
James Bitetto
|
DIVF
|
4,934.160 | |||
James Bitetto
|
DOMVF
|
336.244 | |||
Peggy C. Davis
|
DEMF
|
1,591.147 | |||
Joseph S. DiMartino
|
DGCF
|
831.616 | |||
Joseph S. DiMartino
|
DEAF
|
3,054.101 | |||
Janette E. Farragher
|
DSCIF
|
5,535.836 | |||
Janette E. Farragher
|
DISIF
|
2,239.844 | |||
Janette E. Farragher
|
DRGF
|
906.344 | |||
Ehud Houminer
|
DTGF
|
61.180 | |||
Martin Peretz
|
DRGF
|
5,060.274 | |||
Jeff S. Prusnofsky
|
DTGF
|
1,612.353 |
·
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the character and integrity of the person;
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·
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whether or not the person is qualified under applicable laws and regulations to serve as a Director of the Fund;
|
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·
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whether or not the person has any relationships that might impair his or her service on the Board;
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·
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whether nomination of the person would be consistent with Fund policy and applicable laws and regulations regarding the number and percentage of Independent Directors on the Board;
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·
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whether or not the person serves on boards of, or is otherwise affiliated with, competing financial service organizations or their related fund complexes;
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·
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whether or not the person is willing to serve and is willing and able to commit the time necessary for the performance of the duties and responsibilities of a Director of the Fund; and
|
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·
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the educational background; business, professional training or practice (e.g., medicine, accounting or law), public service or academic positions; experience from service as a board member (including the Board) or as an executive of investment funds, public companies or significant private or not-for-profit entities or other organizations; and/or other life experiences.
|
For all Nominees /_/
|
Withhold Authority /_/
|
Withhold Authority /_/
|
|
only for those Nominee(s)
|
for all Nominees
|
||
whose name(s) I have written
|
|||
below
|
|||
Nominees for Election are: Lynn Martin, Robin A. Melvin and Philip L. Toia.
|
For all Nominees /_/
|
Withhold Authority /_/
|
Withhold Authority /_/
|
|
only for those Nominee(s)
|
for all Nominees
|
||
whose name(s) I have written
|
|||
below
|
|||
Nominees for Election are: Peggy C. Davis, Ehud Houminer and Martin Peretz.
|
|||
1.
|
Call Toll-Free 1-800-690-6903 and follow the recorded instructions; or
|
2.
|
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|
3.
|
Return this Proxy Card, signed and dated, in the enclosed envelope.
|
Signature(s) should be exactly as name or names appearing on this proxy.
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|
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Signature(s)
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Signature(s)
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