0000846800-16-000019.txt : 20160222 0000846800-16-000019.hdr.sgml : 20160222 20160222170550 ACCESSION NUMBER: 0000846800-16-000019 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160222 DATE AS OF CHANGE: 20160222 EFFECTIVENESS DATE: 20160222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DREYFUS STOCK INDEX FUND INC CENTRAL INDEX KEY: 0000846800 IRS NUMBER: 133537664 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-05719 FILM NUMBER: 161445789 BUSINESS ADDRESS: STREET 1: THE DREYFUS CORPORATION STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226855 MAIL ADDRESS: STREET 1: C/O DREYFUS CORP STREET 2: 200 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS LIFE & ANNUITY INDEX FUND INC DATE OF NAME CHANGE: 19920703 0000846800 S000001911 Dreyfus Stock Index Fund, Inc. C000005028 Dreyfus Stock Index Fund, Inc. - Initial Shares C000005029 Dreyfus Stock Index Fund, Inc. - Service Shares NSAR-B 1 ANSWER.FIL ANNUAL N-SAR PAGE 1 000 B000000 12/31/2015 000 C000000 0000846800 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 DREYFUS STOCK INDEX FUND, INC. 001 B000000 811-5719 001 C000000 2129227192 002 A000000 200 PARK AVENUE, 7TH FLOOR 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10166 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 018 000000 Y 019 A000000 Y 019 B000000 139 019 C000000 DREYFUSFAM 020 A000001 CITIGROUP INC. 020 B000001 52-1568099 020 C000001 11 020 A000002 CANTOR FITZGERALD & CO. 020 B000002 13-3680184 020 C000002 5 020 A000003 WEEDEN & CO. L.P. 020 B000003 13-3364318 020 C000003 1 020 A000004 ITG INC. 020 B000004 95-4339369 020 C000004 0 020 A000005 UBS SECURITIES LLC 020 B000005 13-3873456 020 C000005 0 020 A000006 KNIGHT CAPITAL MARKETS LLC 020 B000006 22-3791454 020 C000006 0 020 A000007 GOLDMAN, SACHS & CO. 020 B000007 13-5108880 020 C000007 0 020 A000008 BANK OF AMERICA NA 020 B000008 94-1687665 020 C000008 0 020 A000009 J.P. MORGAN SECURITIES LLC PAGE 2 020 B000009 13-3299429 020 C000009 0 020 A000010 MORGAN STANLEY 020 B000010 36-3145972 020 C000010 0 021 000000 18 022 A000001 MORGAN STANLEY 022 B000001 36-3145972 022 C000001 34234 022 D000001 44227 022 A000002 J.P. MORGAN SECURITIES LLC 022 B000002 13-3299429 022 C000002 4366 022 D000002 20489 022 A000003 BANK OF AMERICA NA 022 B000003 94-1687665 022 C000003 12245 022 D000003 9488 022 A000004 CITIGROUP INC. 022 B000004 52-1568099 022 C000004 7329 022 D000004 6320 022 A000005 COWEN & COMPANY, LLC 022 B000005 38-3698933 022 C000005 7041 022 D000005 3197 022 A000006 GOLDMAN, SACHS & CO. 022 B000006 13-5108880 022 C000006 2860 022 D000006 709 022 A000007 INSTINET, LLC 022 B000007 13-2625132 022 C000007 1152 022 D000007 0 022 A000008 DEUTSCHE BANK SECURITIES INC. 022 B000008 13-2730828 022 C000008 0 022 D000008 920 022 C000009 0 022 D000009 0 022 C000010 0 022 D000010 0 023 C000000 69227 023 D000000 85350 025 A000001 J.P. MORGAN SECURITIES LLC 025 B000001 13-3299429 025 C000001 E 025 D000001 27937 025 A000002 BANK OF AMERICA NA 025 B000002 94-1687665 025 C000002 E PAGE 3 025 D000002 20081 025 A000003 CITIGROUP INC. 025 B000003 52-1568099 025 C000003 E 025 D000003 17781 025 A000004 GOLDMAN,SACHS & CO. 025 B000004 13-5108880 025 C000004 E 025 D000004 8268 025 A000005 MORGAN STANLEY 025 B000005 36-3145972 025 C000005 E 025 D000005 5546 025 D000006 0 025 D000007 0 025 D000008 0 028 A010000 8254 028 A020000 0 028 A030000 0 028 A040000 29246 028 B010000 14341 028 B020000 0 028 B030000 0 028 B040000 25264 028 C010000 13474 028 C020000 9378 028 C030000 0 028 C040000 20683 028 D010000 12671 028 D020000 0 028 D030000 0 028 D040000 21738 028 E010000 26524 028 E020000 0 028 E030000 0 028 E040000 19400 028 F010000 43823 028 F020000 10221 028 F030000 0 028 F040000 51627 028 G010000 119087 028 G020000 19599 028 G030000 0 028 G040000 167958 028 H000000 0 042 A000000 0 042 B000000 0 042 C000000 100 042 D000000 0 042 E000000 0 042 F000000 0 PAGE 4 042 G000000 0 042 H000000 0 043 000000 541 044 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 071 A000000 78731 071 B000000 174540 071 C000000 3907292 071 D000000 2 072 A000000 12 072 B000000 128 072 C000000 44269 072 D000000 0 072 E000000 0 072 F000000 5228 072 G000000 0 072 H000000 0 072 I000000 12 072 J000000 0 072 K000000 0 072 L000000 143 072 M000000 149 072 N000000 3 072 O000000 0 072 P000000 21 072 Q000000 0 072 R000000 46 072 S000000 39 072 T000000 541 072 U000000 0 072 V000000 0 072 W000000 182 072 X000000 6364 072 Y000000 0 PAGE 5 072 Z000000 38033 072AA000000 91897 072BB000000 13776 072CC010000 0 072CC020000 91936 072DD010000 34901 072DD020000 3322 072EE000000 59898 073 A010000 0.8080 073 A020000 0.6960 073 B000000 1.2428 073 C000000 0.0000 074 A000000 27987 074 B000000 0 074 C000000 1100 074 D000000 0 074 E000000 0 074 F000000 2056103 074 G000000 0 074 H000000 0 074 I000000 19424 074 J000000 0 074 K000000 0 074 L000000 2768 074 M000000 12 074 N000000 2107394 074 O000000 206 074 P000000 482 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 22968 074 S000000 0 074 T000000 2083738 074 U010000 43310 074 U020000 4670 074 V010000 43.42 074 V020000 43.47 074 W000000 0.0000 074 X000000 81 074 Y000000 1100 075 A000000 0 075 B000000 2134067 076 000000 0.00 077 A000000 Y 077 B000000 Y 080 A000000 NAT'L UNION FIRE INS. CO. OF PITTSBURGH, PA 080 B000000 FEDERAL INSURANCE COMPANY 080 C000000 115000 081 A000000 Y PAGE 6 081 B000000 164 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 Y SIGNATURE JANETTE FARRAGHER TITLE VP & SECRETARY EX-99.77B ACCT LTTR 2 acctreport22216.htm ACCOUNTANT'S REPORT ON INTERNAL CONTROL acctreport22216.htm - Generated by SEC Publisher for SEC Filing

 

 

 

 

 

 

Report of Independent Registered Public Accounting Firm

 

 

To the Shareholders and Board of Directors of

Dreyfus Stock Index Fund, Inc.

 

In planning and performing our audit of the financial statements of Dreyfus Stock Index Fund, Inc. (the “Company”) as of and for the year ended December 31, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Company’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Company’s internal control over financial reporting. Accordingly, we express no such opinion. 

 

The management of the Company is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Company’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Company’s internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of December 31, 2015.

 

This report is intended solely for the information and use of management and the Board of Directors of Dreyfus Stock Index Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

 

/s/ ERNST & YOUNG LLP

 

 

New York, New York

February 11, 2016