-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uh1D017xLNRFKgphKcUoP5hjnlNzc/0A0QQ6jUROkAAd2VMvyZbGo/t/5paMnYdN Oqc6VXYB5Ud5QJXDVIKJIg== 0000846800-04-000010.txt : 20040824 0000846800-04-000010.hdr.sgml : 20040824 20040824165730 ACCESSION NUMBER: 0000846800-04-000010 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040824 DATE AS OF CHANGE: 20040824 EFFECTIVENESS DATE: 20040824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DREYFUS STOCK INDEX FUND INC CENTRAL INDEX KEY: 0000846800 IRS NUMBER: 133537664 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05719 FILM NUMBER: 04994626 BUSINESS ADDRESS: STREET 1: THE DREYFUS CORPORATION STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226855 MAIL ADDRESS: STREET 1: C/O DREYFUS CORP STREET 2: 200 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS LIFE & ANNUITY INDEX FUND INC DATE OF NAME CHANGE: 19920703 NSAR-A 1 answer.fil SEMI-ANNUAL REPORT PAGE 1 000 A000000 06/30/2004 000 C000000 0000846800 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 DREYFUS STOCK INDEX FUND, INC. 001 B000000 811-5719 001 C000000 2129226867 002 A000000 200 PARK AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10166 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 015 A000001 BOSTON SAFE DEPOSIT AND TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 E030001 X 018 000000 Y 019 A000000 Y 019 B000000 200 019 C000000 DREYFUSFAM 020 A000001 CITIGROUP GLOBAL MARKETS INC. 020 B000001 11-2418191 020 C000001 19 020 A000002 J.P. MORGAN CHASE & CO. 020 B000002 13-3224016 020 C000002 2 020 A000003 INSTINET CORPORATION 020 B000003 13-3443395 020 C000003 0 020 A000004 GOLDMAN, SACHS & CO. 020 B000004 13-5108880 020 C000004 0 020 A000005 SPEAR, LEEDS & KELLOGG 020 B000005 13-5515160 020 C000005 0 020 A000006 MORGAN STANLEY DEAN WITTER & CO. 020 B000006 13-2655998 020 C000006 0 020 A000007 JEFFERIES & COMPANY, INC. PAGE 2 020 B000007 95-2622900 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 21 022 A000001 RBS GREENWICH CAPITAL 022 B000001 13-3172275 022 C000001 6410689 022 D000001 0 022 A000002 CITIGROUP GLOBAL MARKETS INC. 022 B000002 11-2418191 022 C000002 75727 022 D000002 0 022 A000003 J.P. MORGAN CHASE & CO. 022 B000003 13-3224016 022 C000003 24216 022 D000003 14493 022 A000004 GOLDMAN, SACHS & CO. 022 B000004 13-5108880 022 C000004 22095 022 D000004 9222 022 A000005 DEUTSCHE BANK SECURITIES INC. 022 B000005 13-2730828 022 C000005 16492 022 D000005 4903 022 A000006 CREDIT SUISSE FIRST BOSTON CORPORATION 022 B000006 13-5659485 022 C000006 3389 022 D000006 680 022 A000007 BARCLAYS GLOBAL INVESTORS SERVICES 022 B000007 94-3112180 022 C000007 2994 022 D000007 0 022 A000008 LEHMAN BROTHERS INC. 022 B000008 13-2518466 022 C000008 2994 022 D000008 0 022 A000009 BANC OF AMERICA SECURITIES LLC 022 B000009 56-2058405 022 C000009 2990 022 D000009 0 022 A000010 MERRILL LYNCH, PIERCE FENNER & SMITH INC. 022 B000010 13-5674085 022 C000010 1497 022 D000010 0 023 C000000 6563680 023 D000000 29299 024 000000 Y 025 A000001 BANC OF AMERICA SECURITIES LLC 025 B000001 56-2058405 PAGE 3 025 C000001 E 025 D000001 66875 025 A000002 CITIGROUP GLOBAL MARKETS INC. 025 B000002 11-2418191 025 C000002 E 025 D000002 93210 025 A000003 GOLDMAN, SACHS & CO. 025 B000003 13-5108880 025 C000003 E 025 D000003 17613 025 A000004 J.P. MORGAN CHASE & CO. 025 B000004 13-3224016 025 C000004 E 025 D000004 31294 025 A000005 LEHMAN BROTHERS INC. 025 B000005 13-2518466 025 C000005 E 025 D000005 8078 025 A000006 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B000006 13-5674085 025 C000006 E 025 D000006 20109 025 A000007 MORGAN STANLEY DEAN WITTER & CO. 025 B000007 13-2655998 025 C000007 E 025 D000007 22484 025 A000008 RBS GREENWICH CAPITAL 025 B000008 13-3172275 025 C000008 D 025 D000008 52900 027 000000 Y 028 A010000 61517 028 A020000 0 028 A030000 0 028 A040000 41558 028 B010000 48223 028 B020000 0 028 B030000 0 028 B040000 56312 028 C010000 59859 028 C020000 13319 028 C030000 0 028 C040000 103593 028 D010000 79528 028 D020000 0 028 D030000 0 028 D040000 50587 028 E010000 44939 028 E020000 0 028 E030000 0 028 E040000 55787 PAGE 4 028 F010000 51583 028 F020000 14116 028 F030000 0 028 F040000 35935 028 G010000 345649 028 G020000 27435 028 G030000 0 028 G040000 343772 028 H000000 0 029 000000 N 030 A000000 0 030 B000000 0.00 030 C000000 0.00 034 000000 N 035 000000 0 036 B000000 0 037 000000 N 038 000000 0 039 000000 N 040 000000 Y 041 000000 Y 042 A000000 0 042 B000000 0 042 C000000 100 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 421 044 000000 0 053 A000000 N 055 A000000 N 055 B000000 N 056 000000 N 057 000000 N 060 A000000 Y 060 B000000 Y 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 PAGE 5 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 N 066 D000000 N 066 E000000 N 066 F000000 N 066 G000000 Y 067 000000 N 068 A000000 N 068 B000000 N 069 000000 Y 070 A010000 Y 070 A020000 Y 070 B010000 N 070 B020000 N 070 C010000 N 070 C020000 N 070 D010000 N 070 D020000 N 070 E010000 N 070 E020000 N 070 F010000 Y 070 F020000 Y 070 G010000 N 070 G020000 N 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 N 070 J020000 N 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 N 070 M020000 N 070 N010000 Y 070 N020000 Y 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N PAGE 6 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 132325 071 B000000 30891 071 C000000 4046127 071 D000000 1 072 A000000 6 072 B000000 365 072 C000000 33210 072 D000000 0 072 E000000 0 072 F000000 5025 072 G000000 0 072 H000000 0 072 I000000 31 072 J000000 0 072 K000000 0 072 L000000 48 072 M000000 49 072 N000000 3 072 O000000 0 072 P000000 16 072 Q000000 0 072 R000000 28 072 S000000 20 072 T000000 421 072 U000000 0 072 V000000 0 072 W000000 63 072 X000000 5704 072 Y000000 0 072 Z000000 27871 072AA000000 10855 072BB000000 8440 072CC010000 102625 072CC020000 0 072DD010000 25430 072DD020000 2005 072EE000000 0 073 A010000 0.1957 073 A020000 0.1616 073 B000000 0.0000 073 C000000 0.0000 074 A000000 1104 074 B000000 52900 074 C000000 14679 074 D000000 0 074 E000000 0 074 F000000 4126636 PAGE 7 074 G000000 0 074 H000000 0 074 I000000 53977 074 J000000 0 074 K000000 0 074 L000000 5481 074 M000000 66 074 N000000 4254843 074 O000000 9047 074 P000000 914 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 55216 074 S000000 0 074 T000000 4189666 074 U010000 129917 074 U020000 13711 074 V010000 29.17 074 V020000 29.14 074 W000000 0.0000 074 X000000 82 074 Y000000 9679 075 A000000 0 075 B000000 3785500 076 000000 0.00 077 A000000 Y 077 B000000 N 077 E000000 Y 077 Q010000 N SIGNATURE MICHAEL A. ROSENBERG TITLE SECRETARY EX-99.77E LEGAL 2 item77e.txt LEGAL PROCEEDINGS SUB ITEM 77E - LEGAL PROCEEDINGS On January 30, 2004, a purported shareholder in the Dreyfus Disciplined Stock Fund filed a class action in the United States District Court for the Western District of Pennsylvania against Mellon Financial Corporation, Mellon Bank, N.A., The Dreyfus Corporation, Founders Asset Management LLC (the "Investment Advisers"), and the directors of all or substantially all of the Dreyfus Funds and the Dreyfus Founders Funds, on behalf of a purported class and derivatively on behalf of said funds, alleging violations of Sections 34(b), 36(b), and 48(a) of the Investment Company Act of 1940, Section 215 of the Investment Advisers Act of 1940, and common law claims. (Hays v. Mellon Financial Corp., et. al.) A purported investor in the Dreyfus S&P 500 Stock Index Fund filed a similar class action in the United States District Court for the Western District of Pennsylvania on February 25, 2004 which is virtually identical in all material respects in that it names the same defendants, asserts similar claims for relief based on similar factual allegations and seeks similar relief as the Hays complaint. (Wortman v. Mellon Financial Corp., et. al.) The actions seek to recover allegedly improper and excessive Rule 12b-1 and advisory fees charged to various funds for marketing and distribution services. More specifically, the plaintiffs claim, among other things, that 12b-1 fees and directed brokerage were improperly used to pay brokers to recommend Dreyfus funds over other funds, and that such payments were not disclosed to investors. In addition, plaintiffs assert that economies of scale and soft-dollar benefits were not passed on to investors. Plaintiffs further allege that 12b-1 fees charged to certain funds that were closed to new investors were also improper. The complaints seek compensatory and punitive damages, rescission of the advisory contracts and an accounting and restitution of any unlawful fees, as well as an award of attorneys fees and litigation expenses. On April 22, 2004, the actions were consolidated. Dreyfus and the funds believe the allegations to be totally without merit and intend to defend the actions vigorously. -----END PRIVACY-ENHANCED MESSAGE-----