13F-NT/A 1 d13fnta.txt FORM 13F-NT/A FOR OPPENHEIMER CAPITAL LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Quarter Ended: March 31, 2009 Check here if Amendment: [X]; Amendment No. 1 This Amendment (Check only one): [X] is a restatement. [_] Adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Oppenheimer Capital LLC Address: 1345 Avenue of the Americas, 50th Floor, New York, NY 10105 Form 13F File Number: 28-02443 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kellie E. Davidson Title: Assistant Secretary Phone: (949) 219-2200 Signature, Place, and Date of Signing: /s/ Kellie E. Davidson Newport Beach, California May 20, 2009 ------------------------- ---------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this Report) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this Report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number: Name: --------------------- ---------------------------------------- 28-2701 Allianz Global Investors of America L.P.