-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FkezoQPkT/ZMD/Q/L7OzdmoIf1cZBTD0lQKWAPEcTsILN5SukDt0vccaVwQ4tA5Z YUuE2brF45rdiTb44SRhkg== 0001193125-04-089086.txt : 20040517 0001193125-04-089086.hdr.sgml : 20040517 20040514201336 ACCESSION NUMBER: 0001193125-04-089086 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040517 EFFECTIVENESS DATE: 20040517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER CAPITAL CENTRAL INDEX KEY: 0000846669 IRS NUMBER: 133413767 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-02443 FILM NUMBER: 04809613 BUSINESS ADDRESS: STREET 1: OPPENHEIMER TOWER, WORLD FINANCIAL CENTE CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2123494759 MAIL ADDRESS: STREET 1: 800 NEWPORT CENTER DRIVE STREET 2: SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-NT 1 d13fnt.txt OPPENHEIMER CAPITAL LLC United States Securities and Exchange Commission Washington, D.C. 20549 FORM 13F Report for the Quarter Ended March 31, 2004 - -------------------------------------------------------------------------------- Check here if Amendment: [ ] Amendment No. This Amendment [ ] is a restatement [ ] Adds new holdings entries - -------------------------------------------------------------------------------- Name of Institutional Investment Manager Filing this Report: OPPENHEIMER CAPITAL LLC - -------------------------------------------------------------------------------- Address: 1345 Avenue of the Americas, 50/th/ Floor, New York, NY 10105 - -------------------------------------------------------------------------------- Form 13-F File No. 28-204 - -------------------------------------------------------------------------------- The institutional investment manager filing this Report and the person by whom it is signed hereby represent that the person signing the Report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this Form. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of San Francisco and the State of California on the 10th day of May, 2004. OPPENHEIMER CAPITAL LLC - -------------------------------------------------------------------------------- (Name of Institutional Investment Manager) Person Signing this Report on Behalf of Reporting Manager: Name: Stewart A. Smith Title: Assistant Secretary Phone: (949) 219-2200 /s/ STEWART A. SMITH ----------------------------------------------------------- (Signature of Person Duly Authorized to Submit This Report) - -------------------------------------------------------------------------------- Report Type: [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this Reporting Manager are reported in this Report) [X] 13F NOTICE. (Check here if no holdings are reported in this Report, and all holdings are reported by other Reporting Manager(s)) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this Reporting Manager are reported in this Report and a portion are reported by other Reporting Manager(s)) - -------------------------------------------------------------------------------- 1 List of Other Managers Reporting for this Manager 13F File No.: Name: ---------------------------------------------------------------------- 28-2701 Allianz Dresdner Asset Management of America L.P. ---------------------------------------------------------------------- 2 -----END PRIVACY-ENHANCED MESSAGE-----