-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, A2vQuZNglsP2MLM7lPOkzz56G8QD+sFmjUx687W9+gKgqWcBcSko1czubBq+Uv/K iSDN7dNpNNz7zfaCRUDnqQ== 0000950123-95-000088.txt : 19950607 0000950123-95-000088.hdr.sgml : 19950607 ACCESSION NUMBER: 0000950123-95-000088 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950123 SROS: NYSE GROUP MEMBERS: ROCKWELL INTERNATIONAL CORP GROUP MEMBERS: ROK ACQUISITION CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RELIANCE ELECTRIC CO/DE CENTRAL INDEX KEY: 0000814331 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 341538687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-11515 FILM NUMBER: 95502308 BUSINESS ADDRESS: STREET 1: 6065 PARKLAND BLVD CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 2162665800 MAIL ADDRESS: STREET 1: 6065 PARKLAND BLVD CITY: CLEVLAND STATE: OH ZIP: 44124 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL INTERNATIONAL CORP CENTRAL INDEX KEY: 0000084636 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 951054708 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2201 SEAL BEACH BOULEVARD CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 4125654004 MAIL ADDRESS: STREET 1: 2201 SEAL BEACH BOULEVARD CITY: SEAL BEACH STATE: CA ZIP: 90740 FORMER COMPANY: FORMER CONFORMED NAME: NORTH AMERICAN AVIATION INC DATE OF NAME CHANGE: 19671017 SC 13D/A 1 AMENDMENT NO. 2 TO SCHEDULE 13D - ROCKWELL INT'L 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Reliance Electric Company (Name of issuer) Class A Common Stock, Par Value $.01 Per Share (Title of class of securities) 759458102 (CUSIP number) William J. Calise, Jr., Esq. Senior Vice President, General Counsel & Secretary Rockwell International Corporation 625 Liberty Avenue Pittsburgh, Pennsylvania 15222-3123 (412) 565-2905 (Name, address and telephone number of person authorized to receive notices and communications) January 19, 1995 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) (Continued on following pages) - ------------------ * This Amendment No. 2 amends Rockwell International Corporation's and ROK Acquisition Corporation's Schedule 13D filed as part of Amendment No. 10 to their Tender Offer Statement on Schedule 14D-1, filed with the Securities and Exchange Commission on December 7, 1994. 2 (Page 2 of 5 Pages) CUSIP No. 759458102 13D - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATIONS NOS. OF ABOVE PERSONS ROCKWELL INTERNATIONAL CORPORATION - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER INDIRECTLY THROUGH ROK ACQUISITION CORPORATION, SHARES ITS WHOLLY OWNED SUBSIDIARY, 46,401,820 SHARES OF CLASS A COMMON STOCK BENEFICIALLY ----------------------------------------------------------------- 8 SHARED VOTING POWER NONE OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER INDIRECTLY THROUGH ROK ACQUISITION CORPORATION, ITS WHOLLY OWNED SUBSIDIARY, REPORTING 46,401,820 SHARES OF CLASS A COMMON STOCK ---------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON INDIRECTLY THROUGH ROK ACQUISITION CORPORATION, ITS WHOLLY-OWNED SUBSIDIARY: 46,401,820 SHARES OF CLASS A COMMON STOCK - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 92% OF CLASS A COMMON STOCK - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO 3 (Page 3 of 5 Pages) CUSIP NO. 759458102 13D - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ROK ACQUISITION CORPORATION - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 46,401,820 SHARES OF CLASS A COMMON STOCK SHARES BENEFICIALLY ----------------------------------------------------------------- 8 SHARED VOTING POWER NONE OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 46,401,820 SHARES OF CLASS A COMMON STOCK REPORTING ------------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON DIRECTLY: 46,401,820 SHARES OF CLASS A COMMON STOCK - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 92% OF CLASS A COMMON STOCK - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO 4 (Page 4 of 5 Pages) Items 3-5. ROK Acquisition Corporation ("ROK"), a Delaware corporation and a wholly-owned subsidiary of Rockwell International Corporation ("Rockwell"), beneficially owns an aggregate of 46,401,820 shares of Class A Common Stock, par value $.01 per share ("Class A Shares"), of Reliance Electric Company, a Delaware corporation ("Reliance"), representing approximately 92% of the outstanding Class A Shares. On January 18, 1995, ROK purchased 253,537 Class A Shares at a price of $31 per Class A Share. Such purchase was effected in a privately negotiated transaction. On January 19, 1995, ROK purchased 30,000 Class A Shares at a price of $31 per Class A Share. Such purchase was effected in a privately negotiated transaction. On January 19, 1995, ROK purchased 5,250,000 shares of Class C Common Stock, par value, $.01 per share ("Class C Shares"), of Reliance (which are convertible into Class A Shares on a 2.708 Class A Shares for 1 Class C Share basis) at a price of $83.948 per Class C Share. Such purchase was effected in a privately negotiated transaction. On January 20, 1995 ROK purchased 19,290 Class A Shares at a price of $31 per Class A Share. Such purchase was effected in a privately negotiated transaction. The funds for such purchases made on January 18, 1995, January 19, 1995 and January 20, 1995 were obtained by ROK from Rockwell. Rockwell obtained such funds from funds available in its cash accounts, including funds obtained through private placements of Rockwell's commercial paper notes with financial institutions. On January 20, 1995 ROK converted 800,000 Class A Shares into 800,000 shares of Class B Common Stock, par value $.01 per share, of Reliance and converted 3,500,000 Class C Shares into 9,478,000 Class A Shares, in each case as permitted by and pursuant to Reliance's Restated Certificate of Incorporation. ROK now owns at least 90% of the outstanding shares of each class of stock of Reliance, which enables ROK to cause the merger of ROK into Reliance (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of November 21, 1994, by and among Reliance, ROK and Rockwell to become effective without a meeting of stockholders of Reliance pursuant to Section 253 of the Delaware General Corporation Law. ROK intends to so cause the Merger to become effective on or about January 27, 1995 without a meeting of stockholders of Reliance pursuant to Section 253 of the Delaware General Corporation Law. 5 (Page 5 of 5 Pages) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ROCKWELL INTERNATIONAL CORPORATION By: William J. Calise, Jr. --------------------------- William J. Calise, Jr. Senior Vice President, General Counsel & Secretary ROK ACQUISITION CORPORATION By: William J. Calise, Jr. --------------------------- William J. Calise, Jr. Secretary Dated: January 23, 1995 -----END PRIVACY-ENHANCED MESSAGE-----