6-K 1 a8831u.htm TR1: NOTIFICATION OF MAJOR HOLDINGS a8831u
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Form 6-K
 
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 under the
Securities Exchange Act of 1934
 
July 03, 2024
 
Commission File Number 001-14978
 
SMITH & NEPHEW plc
(Registrant’s name)
 
Building 5, Croxley Park, Hatters Lane
Watford, England, WD18 8YE
 (Address of principal executive office)
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F a         Form 40-F __
 
 
 
 
 
 
TR-1: Standard form for notification of major holdings
 
 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
 
 
 
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
SMITH & NEPHEW PLC
 
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
 
Non-UK issuer
 
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
 
An acquisition or disposal of voting rights
X
 
An acquisition or disposal of financial instruments
X
 
An event changing the breakdown of voting rights
 
 
Other (please specify):
 
 
3. Details of person subject to the notification obligation
 
Name
Norges Bank
 
City and country of registered office (if applicable)
Oslo, Norway
 
4. Full name of shareholder(s)  (if different from 3)
 
Name
 
 
City and country of registered office (if applicable)
 
 
5. Date on which the threshold was crossed or reached:
28/06/2024
 
6. Date on which issuer notified (DD/MM/YYYY):
02/07/2024
 
7. Total positions of person(s) subject to the notification obligation:
 
 
% of voting rights attached to shares
(total of 8.A)
% of voting rights through financial instruments
(total of 8.B.1 + 8.B.2)
Total of both in %
(8.A + 8.B)
Total number of voting rights held in issuer
 
Resulting situation on the date on which threshold was crossed or reached
3.029740
0.024260
3.054000
26,702,686
 
Position of previous notification (if applicable)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached:
 
A: Voting rights attached to shares
 
 
Class/type of shares ISIN code (if possible)
Number of voting rights
% of voting rights
 
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
 
GB0009223206
26490484
 
3.029740
 
 
SUBTOTAL 8.A
26,490,484
3.029740
 
 
 
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
 
Type of financial instrument
Expiration date
Exercise/ Conversion Period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
 
Shares on loan (right to recall)
N/A
At any time
212,202
0.024260
 
 
 
SUBTOTAL 8.B.1
 
212,202
0.024260%
 
 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
 
Type of financial instrument
Expiration date
Exercise/ Conversion Period
Physical or cash settlement
Number of voting rights
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8.B.2
 
 
 
 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
 
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
 
 X
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)
 
 
Name
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
 
 
10. In case of proxy voting, please identify:
 
Name of the proxy holder
 
 
The number and % of voting rights held
 
 
The date until which the voting rights will be held
 
 
 
 
11. Additional information:
 
 
 
 
 
Place of completion
London
 
Date of completion
3 July 2024
 
 
Helen Barraclough
Company Secretary
Smith & Nephew plc
Tel:      +44 (0) 1923 477410

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
 
 
Smith & Nephew plc
 
 
(Registrant)
 
 
 
 
 
 
Date: July 03, 2024
By:
/s/ Helen Barraclough
 
 
Helen Barraclough
 
 
Company Secretary