-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UC1UynkW8WSsa2K9wPQEYu6CPo2VrtYB45ookMObWH7xcilWlBNxM8ETFJUdfo5K k2m4H/nBBHC7bLO67QrP0A== 0001140361-06-013005.txt : 20060906 0001140361-06-013005.hdr.sgml : 20060906 20060906161159 ACCESSION NUMBER: 0001140361-06-013005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060901 FILED AS OF DATE: 20060906 DATE AS OF CHANGE: 20060906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1133 21ST STREET, N.W. STREET 2: STE 600 CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1133 21ST STREET, N.W. STREET 2: SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTLING JULIA CENTRAL INDEX KEY: 0001250226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 061076822 BUSINESS ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1133 TWENTY FIRST STREET NW CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2028727700 4 1 doc1.xml FORM 4 X0202 4 2006-09-01 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001250226 BARTLING JULIA C/O FARMER MAC 1133 21ST STREET, NW WASHINGTON DC 20036 1 0 0 0 Class C Non-Voting Common Stock 2006-09-01 4 M 0 2000 20.61 A 2000 D Class C Non-Voting Common Stock 2006-09-01 4 M 0 4000 22.11 A 6000 D Class C Non-Voting Common Stock 2006-09-01 4 M 0 6000 22.40 A 12000 D Class C Non-Voting Common Stock 2006-09-01 4 S 0 12000 28.005 D 0 D Employee Stock Option (Right to Buy) 20.61 2006-09-01 4 M 0 2000 20.61 D 2010-06-16 Class C Non-Voting Common Stock 6000 4000 D Employee Stock Option (Right to Buy) 22.11 2006-09-01 4 M 0 4000 22.11 D 2009-06-03 Class C Non-Voting Common Stock 6000 2000 D Employee Stock Option (Right to Buy) 22.40 2006-09-01 4 M 0 6000 22.40 D 2005-05-31 2008-06-05 Class C Non-Voting Common Stock 6000 0 D This report reflects (on Table I) (i) the acquisition of 2,000 shares of Class C Non-Voting Common Stock through a partial exercise of a previously unexercised employee stock option acquired by the reporting person in June 2005 (ii) the acquisition of 4,000 shares of Class C Stock through a partial exercise of a previously unexercised employee stock option acquired by the reporting person in June 2004 (iii) the acquisition of 6,000 shares of Class C Stock through the exercise of a previously unexercised employee stock option acquired by the reporting person in June 2003; and (iv) the sale of 12,000 shares of Classic C Stock; and (on Table II) the partial closing of the June 2004 and June 2005 employee stock options and the closing of June 2003 employee stock option. The exercises of the June 2003, June 2004, and June 2005 employee stock options are exempt under Section 16(b) under Rule 16b-6, but are reported herein pursuant to Rule 16a-4. Transaction pursuant to plan under Rule 10b5-1. The option is exercisable beginning May 31, 2006 with respect to 2,000 shares, beginning May 31, 2007 with respect to 2,000 shares and beginning May 31, 2008 with respect to 2,000 shares. The option is exercisable beginning May 31, 2005 with respect to 2,000 shares, beginning May 31, 2006 with respect to 2,000 shares and beginning May 31, 2007 with respect to 2,000 shares. Stephen P. Mullery, attorney-in-fact for Julia Bartling 2006-09-06 -----END PRIVACY-ENHANCED MESSAGE-----