-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NgDP3Bx+5k7+GZ6SklgmXH1xrZb3XIeqEYtxGO2dpqbbdBU7beazhCx/srdgyvr5 AcfmRY8gDBCMOK/tg/8Vrg== 0001140361-06-003045.txt : 20060227 0001140361-06-003045.hdr.sgml : 20060227 20060227171030 ACCESSION NUMBER: 0001140361-06-003045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060223 FILED AS OF DATE: 20060227 DATE AS OF CHANGE: 20060227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1133 21ST STREET, N.W. STREET 2: STE 600 CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1133 21ST STREET, N.W. STREET 2: SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDELMAN HENRY D CENTRAL INDEX KEY: 0001250218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 06647441 BUSINESS ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1133 TWENTY FIRST STREET NW CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2028727700 4 1 doc1.xml FORM 4 X0202 4 2006-02-23 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001250218 EDELMAN HENRY D 1133 21ST STREET, N.W. SUITE 600 WASHINGTON DC 20036 0 1 0 0 President Class C Non-Voting Common Stock 2006-02-23 4 M 0 2009 11.8333 A 11112 D Class C Non-Voting Common Stock 2006-02-23 4 M 0 5129 15.125 A 16241 D Class C Non-Voting Common Stock 2006-02-23 4 S 0 7138 30.50 D 9103 D Class C Non-Voting Common Stock 2006-02-23 4 F 0 1623 30.25 D 7480 D Employee Stock Option (right to buy) 11.8333 2006-02-23 4 M 0 2009 11.8333 D 2007-06-12 Class C Non-Voting Common Stock 31917 0 D Employee Stock Option (right to buy) 15.125 2006-02-23 4 M 0 5129 15.125 D 2010-06-01 Class C Non-Voting Common Stock 148388 143259 D This report reflects (on Table I) (i) the acquisition of 2,009 shares of Class C Non-Voting Common Stock through the partial exercise of a previously partially exercised employee stock option acquired by the reporting person in June 1997 pursuant to former Rule 16b-3; (ii) the acquisition of 5,129 shares of Class C Non-Voting Common Stock through the partial exercise of a previously unexercised employee stock option acquired by the reporting person in June 2000 pursuant to former Rule 16b-3; (iii) the sale of 7,138 shares of Class C Stock; and (iv) the transfer to the Issuer of 1,623 shares of Class C Stock as payment of tax liability; and (on Table II) the closing of the June 1997 employee stock option and the partial closing of the June 2000 employee stock option. The exercises of the June 1997 and June 2000 employee stock options are exempt under Section 16(b) under Rule 16b-6, but are reported herein pursuant to Rule 16a-4. Transaction pursuant to plan under Rule 10b5-1. Price determined as closing price of Class C Stock on day of transaction. Number of shares and price per share related to employee stock option reflect a 3-for-1 stock split effective 8/2/99. The option was exercisable commencing June 12, 1997 with respect to 10,638 shares, commencing May 31, 1998 with respect to 10,638 shares and commencing May 31, 1999 with respect to 10,641 shares. The option was exercisable commencing June 1, 2000 with respect to 49,463 shares, commencing May 31, 2001 with respect to 49,463 shares and commencing May 31, 2002 with respect to 49,462 shares. Henry D. Edelman 2006-02-27 -----END PRIVACY-ENHANCED MESSAGE-----