0000845877-24-000214.txt : 20240910 0000845877-24-000214.hdr.sgml : 20240910 20240910164433 ACCESSION NUMBER: 0000845877-24-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240909 FILED AS OF DATE: 20240910 DATE AS OF CHANGE: 20240910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mullery Stephen P CENTRAL INDEX KEY: 0001551864 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 241290555 MAIL ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1999 K STREET N.W., 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 PENNSYLVANIA AVE NW STREET 2: SUITE 450N CITY: WASHINGTON STATE: DC ZIP: 20037 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 2100 PENNSYLVANIA AVE NW STREET 2: SUITE 450N CITY: WASHINGTON STATE: DC ZIP: 20037 4 1 wk-form4_1726001066.xml FORM 4 X0508 4 2024-09-09 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001551864 Mullery Stephen P C/O FARMER MAC 2100 PENNSYLVANIA AVE., NW, SUITE 450N WASHINGTON DC 20037 0 1 0 0 EVP - General Counsel 0 Class C Non-Voting Common Stock 2024-09-09 4 M 0 5610 32.39 A 27655 D Class C Non-Voting Common Stock 2024-09-09 4 F 0 2137 181.63 D 25518 D Class C Non-Voting Common Stock 2024-09-09 4 D 0 1001 181.63 D 24517 D Class C Non-Voting Common Stock 2024-09-10 4 S 0 2472 182.281 D 22045 D Stock Appreciation Right 32.39 2024-09-09 4 M 0 5610 0 D 2018-03-31 2025-04-01 Class C Non-Voting Common Stock 5610 0 D In connection with the net share settlement of the exercise of 5,610 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Mullery was entitled to receive 4,609 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Of these shares, Mr. Mullery received (and later sold) 2,472 shares, and Farmer Mac retained 2,137 shares to satisfy tax withholding requirements arising from the exercise. The 1,001 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Transaction effected during an open trading window for employees and directors of Farmer Mac. Includes 3,417 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $182.2775 to $182.7050, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information about the number of shares sold at each separate price within the range set forth in this footnote Stephen P. Mullery 2024-09-10