0000845877-21-000151.txt : 20210609 0000845877-21-000151.hdr.sgml : 20210609 20210609162459 ACCESSION NUMBER: 0000845877-21-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210607 FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engebretsen James R CENTRAL INDEX KEY: 0001437016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 211005375 MAIL ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1999 K STREET, NW, 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_162327028527243.xml FORM 4 X0306 4 2021-06-07 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001437016 Engebretsen James R C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 1 0 0 0 Class C Non-Voting Common Stock 2021-06-07 4 P 0 194 100.50 A 7106 D Class C Non-Voting Common Stock 2021-06-08 4 P 0 989 100.64 A 8095 D Class C Non-Voting Common Stock 2021-06-08 4 P 0 1700 101.18 A 9795 D Class C Non-Voting Common Stock 2021-06-08 4 P 0 2117 102.06 A 11912 D Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Includes 719 restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were purchased in multiple transactions at prices ranging from $99.94 to $100.90, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to Form 4. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were purchased in multiple transactions at prices ranging from $101.17 to $101.36, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to Form 4. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were purchased in multiple transactions at prices ranging from $102.05 to $102.37, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to Form 4. Stephen P. Mullery, as attorney-in-fact for James R. Engebretsen 2021-06-09