0000845877-18-000128.txt : 20180529
0000845877-18-000128.hdr.sgml : 20180529
20180529172756
ACCESSION NUMBER: 0000845877-18-000128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180524
FILED AS OF DATE: 20180529
DATE AS OF CHANGE: 20180529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grote Charles D
CENTRAL INDEX KEY: 0001739712
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14951
FILM NUMBER: 18865668
MAIL ADDRESS:
STREET 1: C/O FARMER MAC, 1999 K STREET NW
STREET 2: FOURTH FL
CITY: WASHINGTON
STATE: DC
ZIP: 20006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP
CENTRAL INDEX KEY: 0000845877
STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111]
IRS NUMBER: 521578738
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
BUSINESS PHONE: 2028727700
MAIL ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
4
1
wf-form4_152762926346739.xml
FORM 4
X0306
4
2018-05-24
0
0000845877
FEDERAL AGRICULTURAL MORTGAGE CORP
AGM
0001739712
Grote Charles D
C/O FARMER MAC, 1999 K STREET NW
FOURTH FLOOR
WASHINGTON
DC
20006
0
1
0
0
SVP Finance and Investor Rel
Class C Non-Voting Common Stock
2018-05-24
4
M
0
1667
32.39
A
7043.39
D
Class C Non-Voting Common Stock
2018-05-29
4
F
0
490
92.68
D
6553.39
D
Class C Non-Voting Common Stock
2018-05-29
4
D
0
582
92.68
D
5971.39
D
Stock Appreciation Right
32.39
2018-05-24
4
M
0
1667
32.39
D
2018-03-31
2025-04-01
Class C Non-Voting Common Stock
1667.0
0
D
Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").
In connection with the net share settlement of the exercise of 1,667 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Grote was entitled to receive 1,085 shares of Farmer Mac Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Grote retained 595 shares, and Farmer Mac retained 490 shares to satisfy tax withholding requirements arising from the exercise. The 582 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.
Includes 3,635 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
Exercisable beginning March 31, 2016 with respect to 1,666 shares, beginning March 31, 2017 with respect to 1,667 shares, and beginning March 31, 2018 with respect to 1,667 shares.
Anjali Desai, as attorney-in-fact for Charles D. Grote
2018-05-29