0000845877-18-000072.txt : 20180403 0000845877-18-000072.hdr.sgml : 20180403 20180403164725 ACCESSION NUMBER: 0000845877-18-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mullery Stephen P CENTRAL INDEX KEY: 0001551864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 18734105 MAIL ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1999 K STREET N.W., 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_152278843186189.xml FORM 4 X0306 4 2018-03-31 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001551864 Mullery Stephen P C/O FARMER MAC 1999 K STREET N.W., 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 SVP - General Counsel Class C Non-Voting Common Stock 2018-03-31 4 F 0 2117 87.02 D 15435 D On March 31, 2018, (i) 1,620 shares of restricted stock vested that were granted in April 2015, upon the Federal Agricultural Mortgage Corporation's ("Farmer Mac") achievement of certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for which Farmer Mac retained 783 shares to satisfy withholding requirements, (ii) 1,080 shares of restricted stock vested as the third installment of the time-based award granted in April 2015, for which Farmer Mac retained 522 shares to satisfy withholding requirements, (iii) 1,082 shares of restricted stock vested as the second installment of the time-based award granted in March 2016, for which Farmer Mac retained 523 shares to satisfy withholding requirements, and (iv) 597 shares of restricted stock vested as the first installment of the time-based award granted in March 2017, for which Farmer Mac retained 289 shares to satisfy withholding requirements. In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. Includes 6,758 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Anjali Desai, as attorney-in-fact for Stephen P. Mullery 2018-04-03