0000845877-16-000350.txt : 20161116
0000845877-16-000350.hdr.sgml : 20161116
20161116172343
ACCESSION NUMBER: 0000845877-16-000350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP
CENTRAL INDEX KEY: 0000845877
STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111]
IRS NUMBER: 521578738
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
BUSINESS PHONE: 2028727700
MAIL ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ramsey Gregory
CENTRAL INDEX KEY: 0001587529
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14951
FILM NUMBER: 162003244
MAIL ADDRESS:
STREET 1: 1999 K STREET, NW
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
4
1
wf-form4_147933500971711.xml
FORM 4
X0306
4
2016-11-14
0
0000845877
FEDERAL AGRICULTURAL MORTGAGE CORP
AGM
0001587529
Ramsey Gregory
1999 K STREET, N.W.
4TH FLOOR
WASHINGTON
DC
20006
0
1
0
0
Principal Accounting Officer
Class C Non-Voting Common Stock
2016-11-14
4
M
0
2666
35.60
A
3666
D
Class C Non-Voting Common Stock
2016-11-14
4
M
0
1333
32.39
A
4999
D
Class C Non-Voting Common Stock
2016-11-14
4
F
0
397
49.25
D
4602
D
Class C Non-Voting Common Stock
2016-11-14
4
D
0
2803
49.25
D
1799
D
Class C Non-Voting Common Stock
2016-11-16
4
S
0
799
52.5278
D
1000
D
Stock Appreciation Right
35.6
2016-11-14
4
M
0
2666
35.60
D
2024-04-21
Class C Non-Voting Common Stock
2666.0
1334
D
Stock Appreciation Right
32.39
2016-11-14
4
M
0
1333
32.39
D
2025-04-01
Class C Non-Voting Common Stock
1333.0
2667
D
Mr. Ramsey received 799 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock upon net share settlement of his partial exercise of 2,666 stock appreciation rights with a grant price of $35.60 per share and 1,333 stock appreciation rights with a grant price of $32.39 per share. Those partial exercises entitled Mr. Ramsey to receive 1,196 shares of the Corporation's Class C Non-Voting Common Stock, and 397 shares were retained by Farmer Mac to satisfy tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.
Includes 1,000 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
Transaction effected during an open trading window for key employees and directors of the Federal Agricultural Mortgage Corporation.
The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $52.525 to $52.547, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
Exercisable beginning March 31, 2015 with respect to 1,333 shares, beginning March 31, 2016 with respect to 1,333 shares, and beginning March 31, 2017 with respect to 1,334 shares.
Exercisable beginning March 31, 2016 with respect to 1,333 shares, beginning March 31, 2017 with respect to 1,333 shares, and beginning March 31, 2018 with respect to 1,334 shares.
Anjali Desai, as attorney-in-fact for Gregory Ramsey
2016-11-16