0000845877-16-000350.txt : 20161116 0000845877-16-000350.hdr.sgml : 20161116 20161116172343 ACCESSION NUMBER: 0000845877-16-000350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramsey Gregory CENTRAL INDEX KEY: 0001587529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 162003244 MAIL ADDRESS: STREET 1: 1999 K STREET, NW STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_147933500971711.xml FORM 4 X0306 4 2016-11-14 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001587529 Ramsey Gregory 1999 K STREET, N.W. 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 Principal Accounting Officer Class C Non-Voting Common Stock 2016-11-14 4 M 0 2666 35.60 A 3666 D Class C Non-Voting Common Stock 2016-11-14 4 M 0 1333 32.39 A 4999 D Class C Non-Voting Common Stock 2016-11-14 4 F 0 397 49.25 D 4602 D Class C Non-Voting Common Stock 2016-11-14 4 D 0 2803 49.25 D 1799 D Class C Non-Voting Common Stock 2016-11-16 4 S 0 799 52.5278 D 1000 D Stock Appreciation Right 35.6 2016-11-14 4 M 0 2666 35.60 D 2024-04-21 Class C Non-Voting Common Stock 2666.0 1334 D Stock Appreciation Right 32.39 2016-11-14 4 M 0 1333 32.39 D 2025-04-01 Class C Non-Voting Common Stock 1333.0 2667 D Mr. Ramsey received 799 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock upon net share settlement of his partial exercise of 2,666 stock appreciation rights with a grant price of $35.60 per share and 1,333 stock appreciation rights with a grant price of $32.39 per share. Those partial exercises entitled Mr. Ramsey to receive 1,196 shares of the Corporation's Class C Non-Voting Common Stock, and 397 shares were retained by Farmer Mac to satisfy tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Includes 1,000 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Transaction effected during an open trading window for key employees and directors of the Federal Agricultural Mortgage Corporation. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $52.525 to $52.547, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. Exercisable beginning March 31, 2015 with respect to 1,333 shares, beginning March 31, 2016 with respect to 1,333 shares, and beginning March 31, 2017 with respect to 1,334 shares. Exercisable beginning March 31, 2016 with respect to 1,333 shares, beginning March 31, 2017 with respect to 1,333 shares, and beginning March 31, 2018 with respect to 1,334 shares. Anjali Desai, as attorney-in-fact for Gregory Ramsey 2016-11-16