0000845877-15-000108.txt : 20150520
0000845877-15-000108.hdr.sgml : 20150520
20150520161011
ACCESSION NUMBER: 0000845877-15-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150518
FILED AS OF DATE: 20150520
DATE AS OF CHANGE: 20150520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP
CENTRAL INDEX KEY: 0000845877
STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111]
IRS NUMBER: 521578738
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
BUSINESS PHONE: 2028727700
MAIL ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STENSON TOM D
CENTRAL INDEX KEY: 0001250225
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14951
FILM NUMBER: 15879740
4
1
wf-form4_143215260102875.xml
FORM 4
X0306
4
2015-05-18
0
0000845877
FEDERAL AGRICULTURAL MORTGAGE CORP
AGM
0001250225
STENSON TOM D
C/O FARMER MAC
1999 K STREET NW, 4TH FLOOR
WASHINGTON
DC
20006
0
1
0
0
Chief Operating Officer
Class C Non-Voting Common Stock
2015-05-18
4
M
0
16738
26.36
A
40400
D
Class C Non-Voting Common Stock
2015-05-18
4
S
0
16738
32.5322
D
23662
D
Class C Non-Voting Common Stock
2015-05-19
4
M
0
3965
26.36
A
27627
D
Class C Non-Voting Common Stock
2015-05-19
4
S
0
3965
32.5122
D
23662
D
Class C Non-Voting Common Stock
2015-05-20
4
M
0
3175
26.36
A
26837
D
Class C Non-Voting Common Stock
2015-05-20
4
S
0
3175
32.4064
D
23662
D
Stock Option
26.36
2015-05-18
4
M
0
16738
26.36
D
2016-06-01
Class C Non-Voting Common Stock
16738.0
7140
D
Stock Option
26.36
2015-05-19
4
M
0
3965
26.36
D
2016-06-01
Class C Non-Voting Common Stock
3965.0
3175
D
Stock Option
26.36
2015-05-20
4
M
0
3175
26.36
D
2016-06-01
Class C Non-Voting Common Stock
3175.0
0
D
This report reflects (on Table I) (i) the acquisition of 16,738 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac") through the exercise of a previously partially unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 16,738 shares of Class C Non-Voting Common Stock of Farmer Mac; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
Includes 19,712 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
Transaction effected during an open trading window for key employees and directors of Farmer Mac.
The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $32.50 to $32.71, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
This report reflects (on Table I) (i) the acquisition of 3,965 shares of Class C Non-Voting Common Stock through the exercise of a previously partially unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 3,965 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $32.50 to $32.53, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
This report reflects (on Table I) (i) the acquisition of 3,175 shares of Class C Non-Voting Common Stock through the exercise of a previously partially unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 3,175 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $32.31 to $32.55, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
Exercisable beginning May 31, 2007 with respect to 14,115 shares, beginning May 31, 2008 with respect to 14,115 shares, and beginning May 31, 2009 with respect to 14,115 shares.
Anjali Desai, as attorney-in-fact for Tom D. Stenson
2015-05-20