0000845877-13-000038.txt : 20130214 0000845877-13-000038.hdr.sgml : 20130214 20130214165252 ACCESSION NUMBER: 0000845877-13-000038 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engebretsen James R CENTRAL INDEX KEY: 0001437016 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 13615348 MAIL ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1999 K STREET, NW, 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 5 1 wf-form5_136087875717602.xml FORM 5 X0306 5 2012-12-31 0 0 1 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001437016 Engebretsen James R C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 1 0 0 0 Class C Non-Voting Common Stock 2012-05-29 4 S 0 L 8457 24.47 D 10325 D Class C Non-Voting Common Stock 2012-05-30 4 S 0 L 2512 24.41 D 7813 D Class C Non-Voting Common Stock 2012-06-29 5 A 0 45 26.23 A 7858 D Class C Non-Voting Common Stock 2012-09-28 5 A 0 46 25.74 A 7904 D The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $24.29 to $24.71, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. Reflects shares held following transaction. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $24.27 to $24.4178, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. Mr. Engebretsen timely filed a Form 4 reflecting that this transaction occurred on June 29, 2012, though the amount of securities beneficially owned following the reported transaction has been revised on this Form 5 to take into account the earlier transactions that had not been timely reported on Form 4. Mr. Engebretsen timely filed a Form 4 reflecting that this transaction occurred on September 28, 2012, though the amount of securities beneficially owned following the reported transactions has been revised on this Form 5 to take into account the earlier transactions that had not been timely reported on Form 4. Anjali Desai, as attorney-in-fact for James R. Engebretsen 2013-02-14