0000845877-12-000190.txt : 20121129
0000845877-12-000190.hdr.sgml : 20121129
20121129205125
ACCESSION NUMBER: 0000845877-12-000190
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121127
FILED AS OF DATE: 20121129
DATE AS OF CHANGE: 20121129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STENSON TOM D
CENTRAL INDEX KEY: 0001250225
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14951
FILM NUMBER: 121233009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP
CENTRAL INDEX KEY: 0000845877
STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111]
IRS NUMBER: 521578738
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
BUSINESS PHONE: 2028727700
MAIL ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
4
1
wf-form4_135424027220547.xml
FORM 4
X0306
4
2012-11-27
0
0000845877
FEDERAL AGRICULTURAL MORTGAGE CORP
AGM
0001250225
STENSON TOM D
C/O FARMER MAC
1999 K STREET NW, 4TH FLOOR
WASHINGTON
DC
20006
0
1
0
0
Chief Operating Officer
Class C Non-Voting Common Stock
2012-11-27
4
M
0
6277
20.61
A
37304
D
Class C Non-Voting Common Stock
2012-11-27
4
S
0
6277
34.543
D
31027
D
Class C Non-Voting Common Stock
2012-11-28
4
M
0
3040
20.61
A
34067
D
Class C Non-Voting Common Stock
2012-11-28
4
S
0
3040
34.505
D
31027
D
Class C Non-Voting Common Stock
2012-11-29
4
M
0
12467
20.61
A
43494
D
Class C Non-Voting Common Stock
2012-11-29
4
S
0
12467
34.535
D
31027
D
Stock Option
20.61
2012-11-27
4
M
0
6277
20.61
D
2006-05-31
2015-06-16
Class C Non-Voting Common Stock
6277.0
35211
D
Stock Option
20.61
2012-11-28
4
M
0
3040
20.61
D
2006-05-31
2015-06-16
Class C Non-Voting Common Stock
3040.0
25908
D
Stock Option
20.61
2012-11-29
4
M
0
12467
20.61
D
2006-05-31
2015-06-16
Class C Non-Voting Common Stock
12467.0
8971
D
This report reflects (on Table I) (i) the acquisition of 21,784 shares of Class C Non-Voting Common Stock through the exercise of an employee stock option acquired by the reporting person in June 2005 pursuant to former Rule 16b-3; (ii) the sale of 21,784 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the June 2005 employee stock option. The exercise of the June 2005 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
Includes 10,000, 5,000 and 4,500 shares of restricted stock granted to Mr. Stenson pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2013, March 31, 2014, and March 31, 2015, respectively, if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement.
Transaction effected during an open trading window for key employees of the Federal Agricultural Mortgage Corporation.
Exercisable beginning May 31, 2006 with respect to 17,302 shares, beginning May 31, 2007 with respect to 17,302 shares, and beginning May 31, 2008 with respect to 17,303 shares.
Stephen P. Mullery, as attorney-in-fact for Tom Stenson
2012-11-29