0000845877-12-000189.txt : 20121129 0000845877-12-000189.hdr.sgml : 20121129 20121129205106 ACCESSION NUMBER: 0000845877-12-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121127 FILED AS OF DATE: 20121129 DATE AS OF CHANGE: 20121129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerber Michael A CENTRAL INDEX KEY: 0001402338 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 121233008 MAIL ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1133 21ST STREET, NW, SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_135424024845630.xml FORM 4 X0306 4 2012-11-27 1 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001402338 Gerber Michael A C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 0 0 0 1 Former Executive Officer Class C Non-Voting Common Stock 2012-11-27 4 M 0 35000 5.93 A 42798 D Class C Non-Voting Common Stock 2012-11-27 4 M 0 83333 12.20 A 126131 D Class C Non-Voting Common Stock 2012-11-27 4 M 0 20000 18.77 A 146131 D Class C Non-Voting Common Stock 2012-11-27 4 F 0 39916 34.50 D 106215 D Class C Non-Voting Common Stock 2012-11-27 4 D 0 46364 34.50 D 59851 D Stock Appreciation Right 5.93 2012-11-27 4 M 0 35000 0 D 2010-05-31 2013-01-01 Class C Non-Voting Common Stock 35000.0 0 D Stock Appreciation Right 83333.0 2012-11-27 4 M 0 83333 12.20 D 2011-03-31 2013-01-01 Class C Non-Voting Common Stock 83333.0 0 D Stock Appreciation Right 18.77 2012-11-27 4 M 0 20000 18.77 D 2012-03-31 2013-01-01 Class C Non-Voting Common Stock 20000.0 0 D Mr. Gerber received 52,053 shares of the Federal Agricultural Mortgage Corporation's Class C Non-Voting Common Stock upon net share settlement of his exercise of: 35,000 stock appreciation rights with a grant price of $5.93 per share; 83,333 stock appreciation rights with a grant price of $12.20; 20,000 stock appreciation rights with a grant price of $18.77 per share. That exercise entitled Mr. Gerber to receive 91,969 shares of the Corporation's Class C Non-Voting Common Stock, and 39,916 shares were retained by the Corporation to satisfy tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of the Corporation's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Stock appreciation right exercisable beginning May 31, 2010 with respect to 16,666 shares, beginning May 31, 2011 with respect to 16,667 shares and beginning May 31, 2012 with respect to 16,667 shares. Exercisable beginning March 31, 2011 with respect to 41,666 shares and beginning March 31, 2012 with respect to 41,667 shares. 41,667 unvested stock appreciation rights were cancelled upon the termination of Mr. Gerber's employment on October 3, 2012. 40,000 unvested stock appreciation rights were forefeited upon the termination of Mr. Gerber's employment on October 3, 2012. Stephen P. Mullery, as attorney-in-fact for Michael A. Gerber 2012-11-29