0000845877-12-000189.txt : 20121129
0000845877-12-000189.hdr.sgml : 20121129
20121129205106
ACCESSION NUMBER: 0000845877-12-000189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121127
FILED AS OF DATE: 20121129
DATE AS OF CHANGE: 20121129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerber Michael A
CENTRAL INDEX KEY: 0001402338
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14951
FILM NUMBER: 121233008
MAIL ADDRESS:
STREET 1: C/O FARMER MAC
STREET 2: 1133 21ST STREET, NW, SUITE 600
CITY: WASHINGTON
STATE: DC
ZIP: 20036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP
CENTRAL INDEX KEY: 0000845877
STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111]
IRS NUMBER: 521578738
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
BUSINESS PHONE: 2028727700
MAIL ADDRESS:
STREET 1: 1999 K STREET NW,
STREET 2: 4TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20006
4
1
wf-form4_135424024845630.xml
FORM 4
X0306
4
2012-11-27
1
0000845877
FEDERAL AGRICULTURAL MORTGAGE CORP
AGM
0001402338
Gerber Michael A
C/O FARMER MAC
1999 K STREET NW, 4TH FLOOR
WASHINGTON
DC
20006
0
0
0
1
Former Executive Officer
Class C Non-Voting Common Stock
2012-11-27
4
M
0
35000
5.93
A
42798
D
Class C Non-Voting Common Stock
2012-11-27
4
M
0
83333
12.20
A
126131
D
Class C Non-Voting Common Stock
2012-11-27
4
M
0
20000
18.77
A
146131
D
Class C Non-Voting Common Stock
2012-11-27
4
F
0
39916
34.50
D
106215
D
Class C Non-Voting Common Stock
2012-11-27
4
D
0
46364
34.50
D
59851
D
Stock Appreciation Right
5.93
2012-11-27
4
M
0
35000
0
D
2010-05-31
2013-01-01
Class C Non-Voting Common Stock
35000.0
0
D
Stock Appreciation Right
83333.0
2012-11-27
4
M
0
83333
12.20
D
2011-03-31
2013-01-01
Class C Non-Voting Common Stock
83333.0
0
D
Stock Appreciation Right
18.77
2012-11-27
4
M
0
20000
18.77
D
2012-03-31
2013-01-01
Class C Non-Voting Common Stock
20000.0
0
D
Mr. Gerber received 52,053 shares of the Federal Agricultural Mortgage Corporation's Class C Non-Voting Common Stock upon net share settlement of his exercise of: 35,000 stock appreciation rights with a grant price of $5.93 per share; 83,333 stock appreciation rights with a grant price of $12.20; 20,000 stock appreciation rights with a grant price of $18.77 per share. That exercise entitled Mr. Gerber to receive 91,969 shares of the Corporation's Class C Non-Voting Common Stock, and 39,916 shares were retained by the Corporation to satisfy tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of the Corporation's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.
Stock appreciation right exercisable beginning May 31, 2010 with respect to 16,666 shares, beginning May 31, 2011 with respect to 16,667 shares and beginning May 31, 2012 with respect to 16,667 shares.
Exercisable beginning March 31, 2011 with respect to 41,666 shares and beginning March 31, 2012 with respect to 41,667 shares. 41,667 unvested stock appreciation rights were cancelled upon the termination of Mr. Gerber's employment on October 3, 2012.
40,000 unvested stock appreciation rights were forefeited upon the termination of Mr. Gerber's employment on October 3, 2012.
Stephen P. Mullery, as attorney-in-fact for Michael A. Gerber
2012-11-29