-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Blio/0BSArTp8TrvdO9sl0cUMt+2vJHmw6nk48HRvoEBb7d0nkHvq3JHXANIpSSN PuNJ73miWuPCwBOS4WOKPA== 0001362310-07-001890.txt : 20070815 0001362310-07-001890.hdr.sgml : 20070815 20070815142207 ACCESSION NUMBER: 0001362310-07-001890 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070815 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20070815 DATE AS OF CHANGE: 20070815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-29464 FILM NUMBER: 071059224 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 8-K 1 c71064e8vk.htm 8-K Filed by Bowne Pure Compliance
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 15, 2007 (August 14, 2007)

ROCK OF AGES CORPORATION
 (Exact name of registrant as specified in its charter)
         
Delaware   0-29464   03-0153200
(State or other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
     
772 Graniteville Road, Graniteville Vermont
   05654
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (802) 476-3121
 
 
(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

1

 

ROCK OF AGES CORPORATION

FORM 8-K

Item 5.02   Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Laura Plude Assumes Position of Chief Financial Officer

As previously reported, on July 25, 2007, the Company entered into a resignation agreement with Nancy Rowden Brock, the Senior Vice President and Chief Financial Officer of the Company. Pursuant to the resignation agreement, Ms. Brock’s resignation from employment with the Company became effective on August 14, 2007. Laura Plude, who, as previously reported, was appointed Vice President of Finance on July 23, 2007, assumed the position of Chief Financial Officer, effective on August 14, 2007.

In connection with her assumption of the position of Chief Financial Officer, Ms. Plude was granted options to purchase up to 25,000 shares of Class A common stock pursuant to the Rock of Ages Corporation 2005 Stock Plan. The options vest over five years in equal installments of 5,000 shares, with the first such installment vesting at the close of business on August 13, 2008. The exercise price of the options is $5.93, equal to the closing price of the Company’s common stock as quoted on the NASDAQ Global Market on August 14, 2007.

2

 

2

 

ROCK OF AGES CORPORATION

FORM 8-K

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
 
   ROCK OF AGES CORPORATION
 
    
Dated: August 15, 2007
  By: /s/Michael B. Tule
 
    
 
   Michael B. Tule
Senior Vice President/General Counsel

3

 

3

-----END PRIVACY-ENHANCED MESSAGE-----