-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZ48G0KIeW63Qk8VBn1DDzBvkHVPZml9/wfu2tzZ1obrl9E9FCLYt+zPmEeDw97t PgtchUcxkLQZAPN6f53d4w== 0000950172-97-000945.txt : 19971017 0000950172-97-000945.hdr.sgml : 19971017 ACCESSION NUMBER: 0000950172-97-000945 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971016 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 020212792 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-00000 FILM NUMBER: 97696593 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 8-A12G 1 FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________ FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ROCK OF AGES CORPORATION ----------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 03015320 ------------------------------------------------------------------ (State of incorporation or organization) (IRS Employer Identification No.) 772 Graniteville Road, Graniteville, Vermont 05654 ----------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [ ] If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [X] Securities to be registered pursuant to Section 12(g) of the Act: CLASS A COMMON STOCK, par value $.01 per shares ----------------------------------------------- (Title of class) INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrant's Securities to be Registered. The information required by Item 202 of Regulation S-K is provided under the heading "Description of Capital Stock" in the Registrant's Registration Statement on Form S-1 (Registration No. 333-33685), as initially filed with the Securities and Exchange Commission on August 15, 1997, as amended on September 24, 1997 and as amended on October 16, 1997 (the "Registration Statement"). Such portion of the Registration Statement is hereby incorporated by reference and made a part hereof. Item 2. Exhibits. 1. Amended and Restated Certificate of Incorporation of the Registrant (included as Exhibit 3.1 to the Registration Statement and incorporated by reference herein). 2. By-laws of the Registrant (included as Exhibit 3.2 to the Registration Statement and incorporated by reference herein). 3. Specimen Certificate representing the Class A Common Stock, $.01 par value, of the Registrant (included as Exhibit 4 to the Registration Statement and incorporated by reference herein). SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. ROCK OF AGES CORPORATION Dated: October 15, 1997 By /s/ Kurt M. Swenson ---------------------------- Name: Kurt M. Swenson Title: President and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----