-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P/rTKyKw+Tk8Qkui7X9aSfu6YoTjTOlWtnmfBeC8iR4HAMLqQ2je3Zu7pYOmq72r r4DRFbNFQQNgr4wsJl+g/Q== 0000084581-05-000072.txt : 20051021 0000084581-05-000072.hdr.sgml : 20051021 20051021160353 ACCESSION NUMBER: 0000084581-05-000072 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051021 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20051021 DATE AS OF CHANGE: 20051021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-29464 FILM NUMBER: 051149782 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 8-K 1 form8koct202005.htm form8koct202005

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

 

CURRENT REPORT

 Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

 

Date of Report (Date of earliest event reported):          

October 21, 2005 (October 19, 2005)

                                   
ROCK OF AGES CORPORATION
(Exact name of registrant as specified in its charter)

 

Delaware
(State or other jurisdiction of incorporation)

0-29464
(Commission File Number)

03-0153200
(I.R.S. Employer
Identification Number)

 

 772 Graniteville Road, Graniteville Vermont   05654
(Address of principal executive offices)             (Zip Code)   

 (802) 476-3121
(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 ROCK OF AGES CORPORATION 

FORM 8-K

 

Item 1.01

Entry into a Material Definitive Agreement

 

 

 

As previously reported, in July 2004, we invested $3.5 million in FFS Holdings, Inc. ("FFS"), the parent company of Forethought Financial Services, Inc., a provider of pre-need insurance currently marketed through funeral homes and cemeteries. The investment included 25,000 shares of Class A voting and 10,000 shares of Class B non-voting common shares (the "Shares"), and represented approximately 6% of the voting common equity of FFS and 8% of the total common equity of FFS.

 

 

 

On October 19, 2005, we agreed to sell and sold the Shares to the existing stockholders of FFS for an aggregate purchase price of $3.85 million or $110.00 per share. The existing stockholders of FFS include the estate of Douglas M. Schair. Mr. Schair was a director of the Company until his death in January 2005.  Mr. Schair's estate holds 12% of the Company's Class A common stock.

 

 

 

The Company will realize a gain of $350,000 on the sale of the Shares in the fourth quarter of 2005.

 

2



ROCK OF AGES CORPORATION

 FORM 8-K

 

    Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ROCK OF AGES CORPORATION

 

 

Dated: October 21, 2005

By: /s/ Michael B. Tule
       Michael B. Tule
       Senior Vice President/General Counsel

 

 

 

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