-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pi0M/T7XXUwiL1GRL+5FpaVyQxjkwZyV8o3OCnZL7EWp3i0G8Df1s/iHagEmAAyZ FRnD2/RlFdT4/TJ/rFYCJg== 0000084581-04-000054.txt : 20040824 0000084581-04-000054.hdr.sgml : 20040824 20040824115820 ACCESSION NUMBER: 0000084581-04-000054 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040816 FILED AS OF DATE: 20040824 DATE AS OF CHANGE: 20040824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dearwater Derek E CENTRAL INDEX KEY: 0001300397 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29464 FILM NUMBER: 04993387 BUSINESS ADDRESS: BUSINESS PHONE: 7142969174 MAIL ADDRESS: STREET 1: 16951 RED ROCK CIRCLE CITY: HUNTINGTON BEACH STATE: CA ZIP: 92649 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2004-08-16 0 0000084581 ROCK OF AGES CORP ROAC 0001300397 Dearwater Derek E 16951 RED ROCK CIRCLE HUNTINGTON BEACH CA 92649 0 1 0 0 Vice President/Wholesale Sales Stock Option (right to buy) 7.9 2005-08-16 2014-08-16 Class A Common Stock 15000 D Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 1/3 increments on 08/16/05, 08/16/06 and 08/16/07, respectively. Derek E. Dearwater 2004-08-24 -----END PRIVACY-ENHANCED MESSAGE-----