-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3tQeXuTrz6Xn9RTsI7bNr9TLpcNXV6MKbDLSVyafM4MSZ28uXqRDDfkrrqjkfzv 6EZUET8Y5xrd99uK5NiMxg== 0000084581-04-000040.txt : 20040802 0000084581-04-000040.hdr.sgml : 20040802 20040802150913 ACCESSION NUMBER: 0000084581-04-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040729 FILED AS OF DATE: 20040802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAIR DOUGLAS M CENTRAL INDEX KEY: 0001055940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29464 FILM NUMBER: 04944836 BUSINESS ADDRESS: STREET 1: PO BOX 402 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077817706 MAIL ADDRESS: STREET 1: PO BOX 402 CITY: PORTLAND STATE: ME ZIP: 04112 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-07-29 0 0000084581 ROCK OF AGES CORP ROAC 0001055940 SCHAIR DOUGLAS M PO BOX 402 PORTLAND ME 04112 1 0 0 0 Class A Common Stock 537653 D Class A Common Stock 18800 I By Trust Stock Option (right to buy) 5.98 2002-02-08 4 A 0 15000 0 A 2003-02-08 2012-02-08 Class A Common Stock 15000 15000 D Stock Option (right to buy) 8.21 2004-07-29 4 A 0 6000 0 A 2005-07-29 2008-07-29 Class A Common Stock 6000 21000 D Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 20% increments on 02/08/2003, 02/08/2004, 02/08/2005, 02/08/2006 and 02/08/2007, respectively. Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 1/3 increments on 07/29/2005, 07/29/2006 and 07/29/2007, respectively. Douglas M. Schair 2004-08-02 -----END PRIVACY-ENHANCED MESSAGE-----