-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FptJBD+cvAPzWUT+5Df9KeQzcKjMJHCDnMx1hNhC/yR6sxoDjz/gNvrYdKp/qAg/ uAUjqPKlVws7+2Lqfcq27A== 0000084581-04-000031.txt : 20040621 0000084581-04-000031.hdr.sgml : 20040621 20040621144722 ACCESSION NUMBER: 0000084581-04-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040621 FILED AS OF DATE: 20040621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERCHANT DENNIS CENTRAL INDEX KEY: 0001135206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29464 FILM NUMBER: 04872458 BUSINESS ADDRESS: STREET 1: 4390 CLEARWATER WAY STREET 2: APT 1409 CITY: LEXINGTON STATE: KY ZIP: 40575 BUSINESS PHONE: 8592726268 MAIL ADDRESS: STREET 1: 4390 CLEARWATER WAY STREET 2: APT 1409 CITY: LEXINGTON STATE: KY ZIP: 40575 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-06-21 0 0000084581 ROCK OF AGES CORP ROAC 0001135206 MERCHANT DENNIS 2953 VT ROUTE 100 WATERBURY VT 05676 0 1 0 0 Vice President/Retail Operatio Class A Common Stock 2004-06-21 4 M 0 10000 4.94 A 15000 D Stock Option (right to buy) 4.94 2000-07-20 4 A 0 10000 0 A 2001-07-20 2004-07-20 Class A Common Stock 10000 10000 D Stock Option (right to buy) 5.98 2002-02-08 4 A 0 15000 0 A 2003-02-08 2012-02-08 Class A Common Stock 15000 25000 D Stock Option (right to buy) 4.94 2004-06-21 4 M 0 10000 0 D 2001-07-20 2004-07-20 Class A Common Stock 10000 15000 D Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 1/3 increments on 07/20/01, 07/20/02 and 07/20/03, respectively. Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 20% increments on 02/08/03, 02/08/04, 02/08/05, 02/08/06 and 02/08/07, respectively. Dennis I. Merchant 2004-06-21 -----END PRIVACY-ENHANCED MESSAGE-----