-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J5J10BbT94Frjj/0dQHcczs6vhNv0CgjPlrtlEfEVq5b86OmvPclnqnjMmFAhBUt ai+ireRe55nDa2+OVV0jZA== 0000084581-04-000026.txt : 20040524 0000084581-04-000026.hdr.sgml : 20040524 20040524101212 ACCESSION NUMBER: 0000084581-04-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040521 FILED AS OF DATE: 20040524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOX JAMES L CENTRAL INDEX KEY: 0001141058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29464 FILM NUMBER: 04825653 BUSINESS ADDRESS: STREET 1: 45 PARK AVENUE CITY: STONEHAM STATE: MA ZIP: 02180 BUSINESS PHONE: 7812453699 MAIL ADDRESS: STREET 1: 45 PARK AVENUE CITY: STONEHAM STATE: MA ZIP: 02180 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-05-21 0 0000084581 ROCK OF AGES CORP ROAC 0001141058 FOX JAMES L 45 PARK AVENUE STONEHAM MA 02180 1 0 0 0 Class A Common Stock 2004-05-21 4 M 0 15000 4.94 A 16000 D Class A Common Stock 2004-05-21 4 S 0 14000 7.9 A 2000 D Class A Common Stock 2004-05-24 4 S 0 1000 7.9 A 1000 D Stock Option (right to buy) 4.94 2000-07-20 4 A 0 15000 0 A 2001-07-20 2004-07-20 Class A Common Stock 15000 15000 D Stock Option (right to buy) 4.94 2004-05-21 4 M 0 15000 0 D 2001-07-20 2004-07-20 Class A Common Stock 15000 0 D Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 1/3 increments on 07/20/01, 07/20/02 and 07/20/03, respectively. James L. Fox 2004-05-24 -----END PRIVACY-ENHANCED MESSAGE-----