-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cs17w9sjY2jzcNFopXZFoRr1a1hkRC3RfSD0beF1xOoiSIBHS48DBgAl+3yHaCg1 RrVAjghUxavnO4oZd5Dydg== 0000084581-04-000018.txt : 20040507 0000084581-04-000018.hdr.sgml : 20040507 20040507121653 ACCESSION NUMBER: 0000084581-04-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040505 FILED AS OF DATE: 20040507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHIPP TERRY CENTRAL INDEX KEY: 0001135192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29464 FILM NUMBER: 04787769 BUSINESS ADDRESS: STREET 1: 1405 ESSEX COURT CITY: ELIZABETHTOWN STATE: KY ZIP: 42701 BUSINESS PHONE: 2707656224 MAIL ADDRESS: STREET 1: 1405 ESSEX COURT CITY: ELIZABETHTOWN STATE: KY ZIP: 42701 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-05-05 0 0000084581 ROCK OF AGES CORP ROAC 0001135192 SHIPP TERRY 1405 ESSEX COURT ELIZABETHTOWN KY 42701 0 1 0 0 Senior Vice President/Ohio Val Class A Common Stock 2004-05-05 4 M 0 15000 4.94 A 16000 D Class A Common Stock 2004-05-05 4 S 0 200 7.16 D 15800 D Class A Common Stock 2004-05-05 4 S 0 4800 7.15 D 11000 D Class A Common Stock 2004-05-05 4 S 0 4910 7.18 D 6090 D Class A Common Stock 2004-05-05 4 S 0 90 7.19 D 6000 D Stock Option (right to buy) 4.94 2000-07-20 4 A 0 15000 0 A 2001-07-20 2004-07-20 Class A Common Stock 15000 15000 D Stock Option (right to buy) 5.98 2002-02-08 4 A 0 10000 0 A 2003-02-08 2012-02-08 Class A Common Stock 10000 25000 D Stock Option (right to buy) 4.94 2004-05-05 4 M 0 15000 0 D 2001-07-20 2004-07-20 Class A Common Stock 15000 10000 D Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 1/3 increments on 07/20/01, 07/20/02 and 07/20/03, respectively. Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 20% increments on 02/08/03, 02/08/04, 02/08/05, 02/08/06 and 02/08/07, respectively. Terry Shipp 2004-05-07 -----END PRIVACY-ENHANCED MESSAGE-----