-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NTyH1HNW/TXX/WVJfkrBGODJMPxCJe4fWPDVcX9vEZ0kaM0pAnBTJ9nXcgOrCqJt Fl4xnT5L2GvnV6IsOh1xcA== 0000084581-03-000044.txt : 20030808 0000084581-03-000044.hdr.sgml : 20030808 20030808150249 ACCESSION NUMBER: 0000084581-03-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010927 FILED AS OF DATE: 20030808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAIR DOUGLAS M CENTRAL INDEX KEY: 0001055940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29464 FILM NUMBER: 03831563 BUSINESS ADDRESS: STREET 1: PO BOX 402 CITY: PORTLAND STATE: ME ZIP: 04112 BUSINESS PHONE: 2077817706 MAIL ADDRESS: STREET 1: PO BOX 402 CITY: PORTLAND STATE: ME ZIP: 04112 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2001-09-27 0 0000084581 ROCK OF AGES CORP ROAC 0001055940 SCHAIR DOUGLAS M PO BOX 402 PORTLAND ME 04112 1 0 0 0 Class A Common Stock 2001-09-27 4 P 0 20000 6 A 427173 D Class A Common Stock 2003-08-06 4 P 0 500 5.52 A 531453 D Class A Common Stock 2003-08-06 4 P 0 1500 5.5 A 532953 D Class A Common Stock 2003-08-07 4 P 0 500 4.93 A 533453 D Class A Common Stock 2003-08-07 4 P 0 1000 5.27 A 534453 D Class A Common Stock 2003-08-07 4 P 0 200 5.5 A 534653 D Class A Common Stock 2003-08-07 4 P 0 300 5.45 A 534953 D Class A Common Stock 2003-08-07 4 P 0 500 5.53 A 535453 D Class A Common Stock 2003-08-07 4 P 0 800 5.52 A 536253 D Class A Common Stock 2003-08-07 4 P 0 200 5.57 A 536453 D Stock Option (Right to Buy) 5.98 2002-02-08 4 J 0 15000 5.98 A 2003-02-08 2012-02-08 Class A Common Stock 15000 15000 D Transaction not reported due to inadvertant clerical error. Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 20% increments on 02/08/03, 02/08/04,02/08/05, 02/08/06 and 02/08/07, respectively. Douglas M. Schair 2003-08-08 -----END PRIVACY-ENHANCED MESSAGE-----