-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AuDZLEI+p+hR/ZgQM5iSpLkjIikOIFr5ykzIWZH2PM427ni0pjoloptY2VcLvAc/ gcz8UljOzoH/s4qsBu7ElQ== 0000084581-01-500026.txt : 20010524 0000084581-01-500026.hdr.sgml : 20010524 ACCESSION NUMBER: 0000084581-01-500026 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010516 FILED AS OF DATE: 20010523 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCK OF AGES CORP CENTRAL INDEX KEY: 0000084581 STANDARD INDUSTRIAL CLASSIFICATION: CUT STONE & STONE PRODUCTS [3281] IRS NUMBER: 030153200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: SEC FILE NUMBER: 000-29464 FILM NUMBER: 1646438 BUSINESS ADDRESS: STREET 1: 369 NORTH STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 6032258397 MAIL ADDRESS: STREET 1: 369 NO STATE STREET CITY: CONCORD STATE: NH ZIP: 03301 COMPANY DATA: COMPANY CONFORMED NAME: PARROTT GERALD E CENTRAL INDEX KEY: 0001135208 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: RD #1 BOX 1895 CITY: BARRE STATE: VT ZIP: 05641 BUSINESS PHONE: 8024792024 MAIL ADDRESS: STREET 1: RD #1 BOX 1895 CITY: BARRE STATE: VT ZIP: 05641 3/A 1 parrottamend.htm FORM 3 |----------------------------|

FORM 3



OMB APPROVAL/ OMB Number: 3235-0104

Expires: December 31, 2001

Estimated average burden hours per response ...0.5



UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or

Section 30(f) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person

Parrott, Gerald E.

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Last/First/Middle

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RD #1, Box 1895

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Street

Barre, VT 05641

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City/State/Zip

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2. Date of Event Requiring Statement (Month/Day/Year)

05/16/01

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3. IRS or Social Security Number of Reporting Person (Voluntary)

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4. Issuer Name and Ticker or Trading Symbol

Rock of Ages Corporation "ROAC"

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5. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

[ ] Director

[ ] 10% Owner

[ x] Officer (give title below)

[ ] Other (specify below)

Vice President/Manufacturing

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6. If Amendment, Date of Original (Month/Day/Year)

02/16/01

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7. Individual or Joint/Group Filing

(Check all applicable)

[X] Form filed by One Reporting Person

[ ] From filed by More than One Reporting Person

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TABLE I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Inst. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Onwership (Instr. 5)

Reminder: Report on a separate line for each class of securities beneficially

owned directly or indirectly.

*If the form is filed by more than one reporting person,

see Instruction 5(b)(v).



FORM 3 (continued)

TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls,

warrants, options, convertible securities)

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1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date(Month/Day/Year) 3.Title and Amount of Securities Underlying Derivative Security (Instr.4) 4. Conversion or Exercise Price of Derivative Security 5.Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr.5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option (right to buy) 12/31/96* 12/31/01 Class B Common Stock 50,000 (1) $3.74 D



Explanation of Responses:

*Grant to reporting person of option to buy shares of Class B common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 5 equal increments on 12/31/96, 12/31/97, 12/31/98, 12/31/99 and 12/31/00, respectively.

(1) On February 16, 2001, a Form 3 was filed that erroneously reported the grant to reporting person of option to buy 10,000 shares of Class A common stock under the Rock of Ages 1994 Stock Plan, vesting in three increments on 07/20/01, 07/20/02 and 07/02/03, at an option price of $4.94 per share.

** Intentional misstatements or omissions of facts

constitute Federal Criminal Violations.

See 18 U.S.C. 1001 and 15 U.S.C. 781f(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See instruction

6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond

unless the form displays a currently valid OMB Number.

/s/Gerald E. Parrott

** Signature of Reporting Person



Date:05/23/01

Page 2


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