<SEC-DOCUMENT>0001193125-18-118748-index.html : 20180824 <SEC-HEADER>0001193125-18-118748.hdr.sgml : 20180824 <ACCEPTANCE-DATETIME>20180416172516 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001193125-18-118748 CONFORMED SUBMISSION TYPE: N-2 PUBLIC DOCUMENT COUNT: 22 FILED AS OF DATE: 20180416 DATE AS OF CHANGE: 20180713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC CENTRAL INDEX KEY: 0000845611 IRS NUMBER: 133523423 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-224305 FILM NUMBER: 18757400 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098408 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE YORK STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE DATE OF NAME CHANGE: 19970507 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC CENTRAL INDEX KEY: 0000845611 IRS NUMBER: 133523423 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05715 FILM NUMBER: 18757401 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098408 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE YORK STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE DATE OF NAME CHANGE: 19970507 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>N-2 <SEQUENCE>1 <FILENAME>d568228dn2.htm <DESCRIPTION>THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. <TEXT> Document 1 - file: d568228dn2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(2) <SEQUENCE>2 <FILENAME>d568228dex99a2.htm <DESCRIPTION>ARTICLES OF AMENDMENT <TEXT> Document 2 - file: d568228dex99a2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(5) <SEQUENCE>3 <FILENAME>d568228dex99a5.htm <DESCRIPTION>CERTIFICATE OF CORRECTION TO THE ARTICLES <TEXT> Document 3 - file: d568228dex99a5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(7) <SEQUENCE>4 <FILENAME>d568228dex99a7.htm <DESCRIPTION>ARTICLES OF AMENDMENT TO THE ARTICLES <TEXT> Document 4 - file: d568228dex99a7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(B)(2) <SEQUENCE>5 <FILENAME>d568228dex99b2.htm <DESCRIPTION>AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BYLAWS OF THE REGISTRANT <TEXT> Document 5 - file: d568228dex99b2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(4) <SEQUENCE>6 <FILENAME>d568228dex99d4.htm <DESCRIPTION>FORM OF INDENTURE <TEXT> Document 6 - file: d568228dex99d4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(1) <SEQUENCE>7 <FILENAME>d568228dex99k1.htm <DESCRIPTION>TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 7 - file: d568228dex99k1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(2) <SEQUENCE>8 <FILENAME>d568228dex99k2.htm <DESCRIPTION>AMENDMENT NO. 1 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 8 - file: d568228dex99k2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(3) <SEQUENCE>9 <FILENAME>d568228dex99k3.htm <DESCRIPTION>AMENDMENT NO. 2 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 9 - file: d568228dex99k3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(4) <SEQUENCE>10 <FILENAME>d568228dex99k4.htm <DESCRIPTION>AMENDMENT NO. 3 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 10 - file: d568228dex99k4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(5) <SEQUENCE>11 <FILENAME>d568228dex99k5.htm <DESCRIPTION>AMENDMENT NO. 4 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 11 - file: d568228dex99k5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(6) <SEQUENCE>12 <FILENAME>d568228dex99k6.htm <DESCRIPTION>AMENDMENT NO. 5 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 12 - file: d568228dex99k6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(7) <SEQUENCE>13 <FILENAME>d568228dex99k7.htm <DESCRIPTION>AMENDMENT NO. 6 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 13 - file: d568228dex99k7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(8) <SEQUENCE>14 <FILENAME>d568228dex99k8.htm <DESCRIPTION>AMENDMENT NO. 7 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 14 - file: d568228dex99k8.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(9) <SEQUENCE>15 <FILENAME>d568228dex99k9.htm <DESCRIPTION>AMENDMENT NO. 8 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 15 - file: d568228dex99k9.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(10) <SEQUENCE>16 <FILENAME>d568228dex99k10.htm <DESCRIPTION>AMENDMENT NO. 9 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 16 - file: d568228dex99k10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(11) <SEQUENCE>17 <FILENAME>d568228dex99k11.htm <DESCRIPTION>AMENDMENT NO. 10 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 17 - file: d568228dex99k11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(12) <SEQUENCE>18 <FILENAME>d568228dex99k12.htm <DESCRIPTION>AMENDMENT NO. 11 TO TRANSFER AGENCY AND SERVICE AGREEMENT AMONG REGISTRANT <TEXT> Document 18 - file: d568228dex99k12.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(13) <SEQUENCE>19 <FILENAME>d568228dex99k13.htm <DESCRIPTION>FEE AND SERVICE SCHEDULE FOR STOCK TRANSFER SERVICES BETWEEN REGISTRANT <TEXT> Document 19 - file: d568228dex99k13.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(R) <SEQUENCE>20 <FILENAME>d568228dex99r.htm <DESCRIPTION>CODE OF ETHICS OF THE REGISTRANT AND INVESTMENT ADVISOR <TEXT> Document 20 - file: d568228dex99r.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S) <SEQUENCE>21 <FILENAME>d568228dex99s.htm <DESCRIPTION>POWERS OF ATTORNEY <TEXT> Document 21 - file: d568228dex99s.htm
</DOCUMENT> <DOCUMENT> <TYPE>CORRESP <SEQUENCE>22 <FILENAME>filename22.htm <TEXT> Document 22 - file: filename22.htm
</DOCUMENT> </SEC-DOCUMENT>