UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05715
The Gabelli Convertible and Income Securities Fund Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 – June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
ProxyEdge Meeting Date Range: 07/01/2018 - 06/30/2019 The Gabelli Convertible and Income Securities Fund Inc. |
Report Date: 07/01/2019 1 |
Investment Company Report
KINNEVIK AB | ||||||||||||
Security | W5R00Y167 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 16-Jul-2018 | ||||||||||
ISIN | SE0008373898 | Agenda | 709677023 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. |
Non-Voting | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING |
Non-Voting | ||||||||||
2 | ELECTION OF CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING |
Non-Voting | ||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | ||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES |
Non-Voting | ||||||||||
6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED |
Non-Voting | ||||||||||
7 | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHARES IN MODERN TIMES GROUP MTG AB PUBL |
Management | No Action | |||||||||
8 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING |
Non-Voting | ||||||||||
WRIGHT INVESTORS' SERVICE HOLDINGS, INC. | ||||||||||||
Security | 982345100 | Meeting Type | Annual | |||||||||
Ticker Symbol | WISH | Meeting Date | 16-Jul-2018 | |||||||||
ISIN | US9823451003 | Agenda | 934846621 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1 | Approval of the sale of all of the issued and outstanding stock of the Company's wholly-owned subsidiary, The Winthrop Corporation. |
Management | For | For | ||||||||
2 | DIRECTOR | Management | ||||||||||
1 | Harvey P. Eisen | For | For | |||||||||
2 | Marshall S. Geller | For | For | |||||||||
3 | Richard C. Pfenniger Jr | For | For | |||||||||
4 | Lawrence G. Schafran | For | For | |||||||||
3 | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
4 | Proposal to approve an advisory vote on the frequency of future advisor votes on executive compensation. |
Management | 1 Year | For | ||||||||
5 | Ratifying the appointment of EisnerAmper LLP as independent auditors for fiscal 2018. |
Management | For | For | ||||||||
SEVERN TRENT PLC | ||||||||||||
Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 18-Jul-2018 | ||||||||||
ISIN | GB00B1FH8J72 | Agenda | 709639528 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2018 |
Management | For | For | ||||||||
2 | APPROVE THE DIRECTORS REMUNERATION REPORT |
Management | For | For | ||||||||
3 | APPROVE THE DIRECTORS REMUNERATION POLICY |
Management | For | For | ||||||||
4 | APPROVE CHANGES TO THE SEVERN TRENT PLC LONG TERM INCENTIVE PLAN 2018 |
Management | For | For | ||||||||
5 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2018 |
Management | For | For | ||||||||
6 | REAPPOINT KEVIN BEESTON | Management | For | For | ||||||||
7 | REAPPOINT JAMES BOWLING | Management | For | For | ||||||||
8 | REAPPOINT JOHN COGHLAN | Management | For | For | ||||||||
9 | REAPPOINT ANDREW DUFF | Management | For | For | ||||||||
10 | REAPPOINT OLIVIA GARFIELD | Management | For | For | ||||||||
11 | REAPPOINT DOMINIQUE REINICHE | Management | For | For | ||||||||
12 | REAPPOINT PHILIP REMNANT CBE | Management | For | For | ||||||||
13 | REAPPOINT DAME ANGELA STRANK | Management | For | For | ||||||||
14 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY |
Management | For | For | ||||||||
15 | AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||
16 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING 50 000 POUNDS IN TOTAL |
Management | For | For | ||||||||
17 | RENEW THE COMPANY'S AUTHORITY TO ALLOT SHARES |
Management | For | For | ||||||||
18 | DISAPPLY PRE EMPTION RIGHTS ON UP TO 5 PERCENT OF THE ISSUED SHARE CAPITAL |
Management | For | For | ||||||||
19 | DISAPLLY PRE EMPTION RIGHTS ON UP TO AN ADDITIONAL 5 PERCENT OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT |
Management | For | For | ||||||||
20 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES |
Management | For | For | ||||||||
21 | AUTHORISE GENERAL MEETINGS OF THE COMPANY OTHER THAN ANNUAL GENERAL MEETINGS TO BE CALLED ON ON LESS THAN 14 CLEAR DAYS NOTICE |
Management | For | For | ||||||||
REMY COINTREAU SA | ||||||||||||
Security | F7725A100 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 24-Jul-2018 | ||||||||||
ISIN | FR0000130395 | Agenda | 709630102 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU |
Non-Voting | ||||||||||
CMMT | 04 JUL 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0615/20180615 1-803229.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0704/20180704 1-803655.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2017/2018 |
Management | For | For | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2017/2018 |
Management | For | For | ||||||||
O.3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND |
Management | For | For | ||||||||
O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES |
Management | For | For | ||||||||
O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED IN PREVIOUS FINANCIAL YEARS AND WHOSE IMPLEMENTATION CONTINUED DURING THE FINANCIAL YEAR 2017/2018 |
Management | Against | Against | ||||||||
O.6 | APPROVAL OF A REGULATED DEFINED BENEFIT PENSION COMMITMENT IN FAVOUR OF MR. MARC HERIARD-DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, TAKEN BY A CONTROLLING COMPANY PURSUANT TO ARTICLES L. 225-38 AND L. 225 -42-1 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.7 | APPROVAL OF THE RENEWAL OF THE REGULATED COMMITMENTS "SEVERANCE PAY", "NON-COMPETE PAYMENT", "DEFINED CONTRIBUTION PENSION COMMITMENT AND DEATH INSURANCE, WORK DISABILITY, INVALIDITY AND HEALTHCARE EXPENSES FOR THE BENEFIT OF MS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER OF THE COMPANY, PURSUANT TO ARTICLES L. 225-42-1 AND L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.8 | APPROVAL OF A REGULATED COMMITMENT " DEFINED CONTRIBUTION PENSION COMMITMENT" FOR THE BENEFIT OF MRS. VALERIE CHAPOULAUD- FLOQUET, CHIEF EXECUTIVE OFFICER OF THE COMPANY, PURSUANT TO ARTICLES L. 225-42-1 AND L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE, AND THE CONDITIONS OF ALLOCATION |
Management | For | For | ||||||||
O.9 | APPROVAL OF A REGULATED AGREEMENT - RENEWAL OF THE CURRENT ACCOUNT AGREEMENT OF 31 MARCH 2015 BETWEEN REMY COINTREAU SA COMPANY AND ORPAR SA COMPANY PURSUANT TO ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.10 | RENEWAL OF THE TERM OF OFFICE OF MR. FRANCOIS HERIARD DUBREUIL AS DIRECTOR |
Management | For | For | ||||||||
O.11 | RENEWAL OF THE TERM OF OFFICE OF MR. BRUNO PAVLOVSKY AS DIRECTOR |
Management | For | For | ||||||||
O.12 | RENEWAL OF THE TERM OF OFFICE OF MR. JACQUES-ETIENNE DE T'SERCLAES AS DIRECTOR |
Management | For | For | ||||||||
O.13 | APPOINTMENT OF MRS. GUYLAINE SAUCIER AS DIRECTOR, AS A REPLACEMENT FOR MRS. GUYLAINE DYEVRE WHO HAS RESIGNED |
Management | For | For | ||||||||
O.14 | APPOINTMENT OF PRICE WATERHOUSE COOPERS FIRM AS PRINCIPAL STATUTORY AUDITOR REPRESENTED BY MR. OLIVIER AUBERTY |
Management | For | For | ||||||||
O.15 | SETTING OF THE AMOUNT OF ATTENDANCE FEES | Management | For | For | ||||||||
O.16 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.17 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | Against | Against | ||||||||
O.18 | APPROVAL OF THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2018, TO MR. FRANCOIS HERIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE PERIOD FROM 01ST APRIL 2017 TO 30 SEPTEMBER 2017, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.19 | APPROVAL OF THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2018, TO MR. MARC HERIARD DUBREUIL, FOR THE PERIOD FROM 01ST OCTOBER 2017 TO 31 MARCH 2018, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.20 | APPROVAL OF THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2018, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE |
Management | Against | Against | ||||||||
O.21 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ACQUIRE AND SELL SHARES OF THE COMPANY UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
E.22 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY |
Management | For | For | ||||||||
E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ISSUANCE, WITH RETENTION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, OF SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES |
Management | For | For | ||||||||
E.24 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, BY PUBLIC OFFERING |
Management | Against | Against | ||||||||
E.25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, BY PRIVATE PLACEMENTS REFERRED TO IN SECTION II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE |
Management | Against | Against | ||||||||
E.26 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF THE SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING OR BY PRIVATE PLACEMENT, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR |
Management | Against | Against | ||||||||
E.27 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | Against | Against | ||||||||
E.28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH THE ISSUANCE OF SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITHIN THE LIMIT OF 10% OF THE CAPITAL |
Management | Against | Against | ||||||||
E.29 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS |
Management | For | For | ||||||||
E.30 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS, OR SOME OF THEM |
Management | Against | Against | ||||||||
E.31 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT OPTIONS OF SUBSCRIBING AND/OR PURCHASING COMMON SHARES OF THE COMPANY REFERRED TO IN ARTICLE L.225-177 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS |
Management | Against | Against | ||||||||
E.32 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | Against | Against | ||||||||
E.33 | RATIFICATION OF THE AMENDMENT TO ARTICLE 22 OF THE BYLAWS TO BRING THEM INTO LINE WITH THE PROVISIONS OF ARTICLE L. 823-1 PARAGRAPH 2 OF THE FRENCH COMMERCIAL CODE AMENDED BY LAW 2016-1691 OF 09 DECEMBER 2016 |
Management | For | For | ||||||||
E.34 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||
ABAXIS, INC. | ||||||||||||
Security | 002567105 | Meeting Type | Special | |||||||||
Ticker Symbol | ABAX | Meeting Date | 31-Jul-2018 | |||||||||
ISIN | US0025671050 | Agenda | 934854147 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To approve the Agreement and Plan of Merger, dated as of May 15, 2018, by and among Zoetis Inc., Zeus Merger Sub, Inc., an indirect wholly-owned subsidiary of Zoetis, Inc., and Abaxis, Inc., as it may be amended from time to time (the "merger agreement"), the merger contemplated by the merger agreement, and principal terms thereof (the "merger agreement proposal"). |
Management | For | For | ||||||||
2. | To approve, on an advisory basis, the merger-related compensation for Abaxis' named executive officers. |
Management | For | For | ||||||||
3. | To vote to adjourn the Special Meeting, if necessary or appropriate, for the purpose of soliciting additional proxies to vote in favor of merger agreement proposal. |
Management | For | For | ||||||||
LASALLE HOTEL PROPERTIES | ||||||||||||
Security | 517942108 | Meeting Type | Contested-Special | |||||||||
Ticker Symbol | LHO | Meeting Date | 06-Sep-2018 | |||||||||
ISIN | US5179421087 | Agenda | 934862865 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To approve the merger of LaSalle Hotel Properties with and into BRE Landmark L.P. and the other transactions contemplated by the Agreement and Plan of Merger, dated as of May 20, 2018 and as it may be amended from time to time, among LaSalle Hotel Properties, LaSalle Hotel Operating Partnership, L.P., BRE Landmark Parent L.P., BRE Landmark L.P. and BRE Landmark Acquisition L.P., as more particularly described in the Proxy Statement. |
Management | Against | Against | ||||||||
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to LaSalle Hotel Properties' named executive officers that is based on or otherwise relates to the merger, as more particularly described in the Proxy Statement. |
Management | Against | Against | ||||||||
3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger and the other transactions contemplated by the merger agreement. |
Management | Against | Against | ||||||||
CA, INC. | ||||||||||||
Security | 12673P105 | Meeting Type | Special | |||||||||
Ticker Symbol | CA | Meeting Date | 12-Sep-2018 | |||||||||
ISIN | US12673P1057 | Agenda | 934868451 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 11, 2018, as it may be amended from time to time, by and among CA, Inc., Broadcom Inc. and Collie Acquisition Corp. (the "merger agreement"). |
Management | For | For | ||||||||
2. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
3. | To approve, on an advisory (non-binding) basis, specified compensation that will or may become payable to the named executive officers of CA, Inc. in connection with the merger. |
Management | For | For | ||||||||
USG CORPORATION | ||||||||||||
Security | 903293405 | Meeting Type | Special | |||||||||
Ticker Symbol | USG | Meeting Date | 26-Sep-2018 | |||||||||
ISIN | US9032934054 | Agenda | 934871713 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Adopt the Agreement and Plan of Merger, dated June 10, 2018 ("merger agreement"), among USG Corporation ("Company"), Gebr. Knauf KG ("Knauf") and World Cup Acquisition Corporation, a wholly-owned subsidiary of Knauf ("Merger Sub"), pursuant to which Merger Sub will merge into Company ("merger") with Company continuing as a wholly-owned subsidiary of Knauf. |
Management | For | For | ||||||||
2. | To approve, on a non-binding, advisory basis, the compensation payments that will or may be paid or become payable to the Company's named executive officers and that are based on or otherwise relate to the merger and the agreements and understandings pursuant to which such compensation will or may be paid or become payable. |
Management | For | For | ||||||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. |
Management | For | For | ||||||||
THE DUN & BRADSTREET CORPORATION | ||||||||||||
Security | 26483E100 | Meeting Type | Special | |||||||||
Ticker Symbol | DNB | Meeting Date | 07-Nov-2018 | |||||||||
ISIN | US26483E1001 | Agenda | 934884607 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Adopt the Agreement and Plan of Merger, dated as of August 8, 2018, among The Dun & Bradstreet Corporation, Star Parent, L.P. and Star Merger Sub, Inc. (as may be amended from time to time, the "merger agreement"). |
Management | For | For | ||||||||
2. | Approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to The Dun & Bradstreet Corporation's named executive officers in connection with the merger. |
Management | For | For | ||||||||
3. | Approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. |
Management | For | For | ||||||||
PERNOD RICARD SA | ||||||||||||
Security | F72027109 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 21-Nov-2018 | ||||||||||
ISIN | FR0000120693 | Agenda | 710054254 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU |
Non-Voting | ||||||||||
CMMT | 05 NOV 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/1017/20181017 1-804836.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/1105/20181105 1-805035.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2018 |
Management | For | For | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2018 |
Management | For | For | ||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2018 AND SETTING OF THE DIVIDEND |
Management | For | For | ||||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARTINA GONZALEZ-GALLARZA AS DIRECTOR |
Management | Against | Against | ||||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MR. IAN GALLIENNE AS DIRECTOR |
Management | For | For | ||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. GILLES SAMYN AS DIRECTOR |
Management | Against | Against | ||||||||
O.8 | APPOINTMENT OF MRS. PATRICIA BARBIZET AS DIRECTOR |
Management | For | For | ||||||||
O.9 | SETTING OF THE ANNUAL AMOUNT OF ATTENDANCE FEES ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
O.10 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
O.11 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2017/2018 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
O.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE SHARES OF THE COMPANY |
Management | For | For | ||||||||
E.13 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER |
Management | For | For | ||||||||
E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL FOR THE BENEFIT OF CATEGORY (IES) OF NAMED BENEFICIARIES WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER |
Management | For | For | ||||||||
E.15 | AMENDMENT TO ARTICLE 11, SECTION III OF THE BYLAWS IN ORDER TO ALIGN THE NOTIFICATION PERIOD IN THE EVENT OF CROSSING THE STATUTORY THRESHOLD OF 0.5% OF THE SHARE CAPITAL WITH THE PERIOD PROVIDED IN CASE OF CROSSING THE LEGAL THRESHOLDS PROVIDED FOR BY THE ARTICLE 223-14 OF THE FRENCH GENERAL REGULATIONS OF THE AUTORITE DES MARCHES FINANCIERS |
Management | Against | Against | ||||||||
E.16 | AMENDMENT TO ARTICLE 11, SECTION III OF THE BYLAWS IN ORDER TO INCLUDE IN THE NOTIFICATION OF CROSSINGS THE STATUTORY THRESHOLDS THE SHARES DEEMED TO BE HELD BY THE PERSON REQUIRED TO PROVIDE THE INFORMATION PURSUANT TO THE LEGAL RULES OF ASSIMILATION TO THE SHAREHOLDING |
Management | For | For | ||||||||
E.17 | AMENDMENT TO ARTICLE 29 OF THE BYLAWS TO REMOVE THE REFERENCE TO THE APPOINTMENT OF DEPUTY STATUTORY AUDITORS IN ACCORDANCE WITH THE PROVISIONS OF THE LAW OF 9 DECEMBER 2016 RELATING TO THE TRANSPARENCY, THE FIGHT AGAINST CORRUPTION AND THE MODERNIZATION OF THE ECONOMIC LIFE |
Management | For | For | ||||||||
E.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||
LASALLE HOTEL PROPERTIES | ||||||||||||
Security | 517942108 | Meeting Type | Special | |||||||||
Ticker Symbol | LHO | Meeting Date | 27-Nov-2018 | |||||||||
ISIN | US5179421087 | Agenda | 934893973 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To approve the merger of LaSalle Hotel Properties with and into Ping Merger Sub, LLC, which we refer to as the company merger, and other transactions contemplated by Agreement and Plan of Merger, dated as of September 6, 2018, as amended on September 18, 2018, and as it may be amended from time to time, which we refer to as the merger agreement, by & among Pebblebrook Hotel Trust, Pebblebrook Hotel, L.P., Ping Merger Sub, LLC, Ping Merger OP, LP, LaSalle Hotel Properties and LaSalle Hotel Operating Partnership, L.P., referred as the merger proposal. |
Management | For | For | ||||||||
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to LaSalle Hotel Properties' named executive officers that is based on or otherwise relates to the company merger, which we refer to as the LaSalle advisory (non-binding) proposal on specified compensation. |
Management | For | For | ||||||||
3. | To approve any adjournment of the LaSalle Hotel Properties special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the LaSalle Hotel Properties special meeting to approve the merger proposal, which we refer to as the LaSalle adjournment proposal. |
Management | For | For | ||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||
Ticker Symbol | COST | Meeting Date | 24-Jan-2019 | |||||||||
ISIN | US22160K1051 | Agenda | 934911466 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Hamilton E. James | For | For | |||||||||
2 | John W. Stanton | For | For | |||||||||
3 | Mary A. Wilderotter | For | For | |||||||||
2. | Ratification of selection of independent auditors. | Management | For | For | ||||||||
3. | Approval, on an advisory basis, of executive compensation. |
Management | For | For | ||||||||
4. | Approval of adoption of the 2019 Incentive Plan. | Management | For | For | ||||||||
5. | Approval to amend Articles of Incorporation to declassify the Board and provide for annual election of directors. |
Management | For | For | ||||||||
6. | Approval to amend Articles of Incorporation to eliminate supermajority vote requirement. |
Management | For | For | ||||||||
7. | Shareholder proposal regarding prison labor. | Shareholder | Abstain | Against | ||||||||
SWISSCOM AG | ||||||||||||
Security | H8398N104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 02-Apr-2019 | ||||||||||
ISIN | CH0008742519 | Agenda | 710595832 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
1.1 | APPROVAL OF THE MANAGEMENT COMMENTARY, FINANCIAL STATEMENTS OF SWISSCOM LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 |
Management | No Action | |||||||||
1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2018 |
Management | No Action | |||||||||
2 | APPROPRIATION OF THE RETAINED EARNINGS 2018 AND DECLARATION OF DIVIDEND: CHF 22 PER SHARE |
Management | No Action | |||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD |
Management | No Action | |||||||||
4.1 | RE-ELECTION OF ROLAND ABT TO THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
4.2 | RE-ELECTION OF ALAIN CARRUPT TO THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
4.3 | RE-ELECTION OF FRANK ESSER TO THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
4.4 | RE-ELECTION OF BARBARA FREI TO THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
4.5 | ELECTION OF SANDRA LATHION-ZWEIFEL TO THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
4.6 | RE-ELECTION OF ANNA MOSSBERG TO THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
4.7 | ELECTION OF MICHAEL RECHSTEINER TO THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
4.8 | RE-ELECTION OF HANSUELI LOOSLI TO THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
4.9 | RE-ELECTION OF HANSUELI LOOSLI AS CHAIRMAN OF THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
5.1 | RE-ELECTION OF ROLAND ABT TO THE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
5.2 | RE-ELECTION OF FRANK ESSER TO THE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
5.3 | RE-ELECTION OF BARBARA FREI TO THE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
5.4 | RE-ELECTION OF HANSUELI LOOSLI TO THE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
5.5 | RE-ELECTION OF RENZO SIMONI TO THE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
6.1 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR 2020 |
Management | No Action | |||||||||
6.2 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR 2020 |
Management | No Action | |||||||||
7 | RE-ELECTION OF THE INDEPENDENT PROXY / LAW FIRM REBER RECHTSANWAELTE KIG, ZURICH |
Management | No Action | |||||||||
8 | RE-ELECTION OF THE STATUTORY AUDITORS / PRICEWATERHOUSECOOPERS SA, ZURICH |
Management | No Action | |||||||||
SWEDISH MATCH AB (PUBL) | ||||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 09-Apr-2019 | ||||||||||
ISIN | SE0000310336 | Agenda | 710790709 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
1 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: BJORN- KRISTIANSSON |
Non-Voting | ||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | ||||||||||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES |
Non-Voting | ||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED |
Non-Voting | ||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL- STATEMENTS FOR 2018, THE AUDITOR'S OPINION REGARDING COMPLIANCE WITH THE-PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD OF DIRECTORS' PROPOSAL REGARDING THE |
Non-Voting | ||||||||||
ALLOCATION OF PROFIT AND-MOTIVATED STATEMENT. IN CONNECTION THERETO, THE PRESIDENT'S SPEECH AND THE-BOARD OF DIRECTORS' REPORT ON ITS WORK AND THE WORK AND FUNCTION OF THE-COMPENSATION COMMITTEE AND THE AUDIT COMMITTEE |
||||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET |
Management | No Action | |||||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND: 10.50 SEK PER SHARE |
Management | No Action | |||||||||
9 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBERS AND THE PRESIDENT |
Management | No Action | |||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 10 TO 15 AND 21 ARE PROPOSED BY SHAREHOLDERS'-NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE-PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING |
Non-Voting | ||||||||||
10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: SEVEN MEMBERS AND NO DEPUTIES |
Management | No Action | |||||||||
11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
12 | ELECTION OF MEMBERS OF THE BOARD, THE CHAIRMAN OF THE BOARD AND THE DEPUTY CHAIRMAN OF THE BOARD: CHARLES A. BLIXT, ANDREW CRIPPS, JACQUELINE HOOGERBRUGGE, CONNY KARLSSON, PAULINE LINDWALL, WENCHE ROLFSEN AND JOAKIM WESTH. CONNY KARLSSON IS PROPOSED TO BE RE-ELECTED AS CHAIRMAN OF THE BOARD AND ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED AS DEPUTY CHAIRMAN OF THE BOARD |
Management | No Action | |||||||||
13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS: ONE AND NO DEPUTY AUDITOR |
Management | No Action | |||||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR |
Management | No Action | |||||||||
15 | ELECTION OF AUDITOR: DELOITTE AB | Management | No Action | |||||||||
16 | RESOLUTION REGARDING PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT |
Management | No Action | |||||||||
17 | RESOLUTION REGARDING: A. THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES; AND B. BONUS ISSUE |
Management | No Action | |||||||||
18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY |
Management | No Action | |||||||||
19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY |
Management | No Action | |||||||||
20 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES |
Management | No Action | |||||||||
21 | ADOPTION OF INSTRUCTIONS FOR SWEDISH MATCH ABS NOMINATING COMMITTEE |
Management | No Action | |||||||||
22 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 165301 DUE TO RESOLUTION-17 IS SINGLE VOTING ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. |
Non-Voting | ||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||
Ticker Symbol | BK | Meeting Date | 09-Apr-2019 | |||||||||
ISIN | US0640581007 | Agenda | 934941609 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Steven D. Black | Management | For | For | ||||||||
1b. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||
1c. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
1d. | Election of Director: Edward P. Garden | Management | For | For | ||||||||
1e. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||
1f. | Election of Director: John M. Hinshaw | Management | For | For | ||||||||
1g. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||
1h. | Election of Director: Jennifer B. Morgan | Management | For | For | ||||||||
1i. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
1k. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||
1l. | Election of Director: Alfred "Al" W. Zollar | Management | For | For | ||||||||
2. | Advisory resolution to approve the 2018 compensation of our named executive officers. |
Management | For | For | ||||||||
3. | Ratification of KPMG LLP as our independent auditor for 2019. |
Management | For | For | ||||||||
4. | Amendment to Restated Certificate of Incorporation to enhance stockholder written consent rights. |
Management | For | For | ||||||||
5. | Approval of 2019 Long-Term Incentive Plan. | Management | For | For | ||||||||
6. | Stockholder proposal regarding pay equity report. | Shareholder | Abstain | Against | ||||||||
JULIUS BAER GRUPPE AG | ||||||||||||
Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 10-Apr-2019 | ||||||||||
ISIN | CH0102484968 | Agenda | 710784326 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1.1 | FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2018 |
Management | No Action | |||||||||
1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2018 |
Management | No Action | |||||||||
2 | APPROPRIATION OF DISPOSABLE PROFIT; DISSOLUTION AND DISTRIBUTION OF "STATUTORY CAPITAL RESERVE(AS SPECIFIED): CHF 1.50 PER SHARE |
Management | No Action | |||||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD |
Management | No Action | |||||||||
4.1 | COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
4.2.1 | COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2018 |
Management | No Action | |||||||||
4.2.2 | COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS THAT ARE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2019 |
Management | No Action | |||||||||
4.2.3 | COMPENSATION OF THE EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2020 |
Management | No Action | |||||||||
5.1.1 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. GILBERT ACHERMANN |
Management | No Action | |||||||||
5.1.2 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. HEINRICH BAUMANN |
Management | No Action | |||||||||
5.1.3 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. RICHARD CAMPBELL-BREEDEN |
Management | No Action | |||||||||
5.1.4 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. PAUL MAN YIU CHOW |
Management | No Action | |||||||||
5.1.5 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. IVO FURRER |
Management | No Action | |||||||||
5.1.6 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. CLAIRE GIRAUT |
Management | No Action | |||||||||
5.1.7 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. CHARLES G.T. STONEHILL |
Management | No Action | |||||||||
5.2.1 | NEW ELECTIONS TO THE BOARD OF DIRECTOR: MR. ROMEO LACHER |
Management | No Action | |||||||||
5.2.2 | NEW ELECTIONS TO THE BOARD OF DIRECTOR: MRS. EUNICE ZEHNDER-LAI |
Management | No Action | |||||||||
5.2.3 | NEW ELECTIONS TO THE BOARD OF DIRECTOR: MS. OLGA ZOUTENDIJK |
Management | No Action | |||||||||
5.3 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: THE BOARD OF DIRECTORS PROPOSES THAT MR. ROMEO LACHER BE ELECTED AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR A ONE-YEAR TERM. MR. ROMEO LACHER IS PROPOSED TO BE ELECTED TO THE BOARD OF DIRECTORS AT THE ANNUAL GENERAL MEETING ON 10 APRIL 2019 (SEE AGENDA ITEM 5.2) |
Management | No Action | |||||||||
5.4.1 | ELECTIONS TO THE COMPENSATION COMMITTEE: MR. GILBERT ACHERMANN |
Management | No Action | |||||||||
5.4.2 | ELECTIONS TO THE COMPENSATION COMMITTEE: MR. HEINRICH BAUMANN |
Management | No Action | |||||||||
5.4.3 | ELECTIONS TO THE COMPENSATION COMMITTEE: MR. RICHARD CAMPBELL-BREEDEN |
Management | No Action | |||||||||
5.4.4 | ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. EUNICE ZEHNDER-LAI |
Management | No Action | |||||||||
6 | ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THAT KPMG AG, ZURICH, BE ELECTED AS STATUTORY AUDITORS FOR ANOTHER ONE-YEAR TERM |
Management | No Action | |||||||||
7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: THE BOARD OF DIRECTORS PROPOSES THAT MR. MARC NATER, WENGER PLATTNER ATTORNEYS AT LAW, SEESTRASSE 39, POSTFACH, 8700 KUSNACHT, SWITZERLAND, BE ELECTED AS INDEPENDENT REPRESENTATIVE FOR A TERM UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING IN 2020 |
Management | No Action | |||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
CMMT | 01 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 03 APR 2019 TO 02 APR 2019 AND FURTHER REVISION DUE TO RECEIPT OF-DIVIDEND AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||||||
ISIN | US1101221083 | Agenda | 934932751 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. |
Management | For | For | ||||||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. |
Management | For | For | ||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||||||
ISIN | US1101221083 | Agenda | 934939654 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. |
Management | For | For | ||||||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. |
Management | For | For | ||||||||
CITIGROUP INC. | ||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||
Ticker Symbol | C | Meeting Date | 16-Apr-2019 | |||||||||
ISIN | US1729674242 | Agenda | 934935808 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Michael L. Corbat | Management | For | For | ||||||||
1b. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||
1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||
1d. | Election of Director: John C. Dugan | Management | For | For | ||||||||
1e. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||
1f. | Election of Director: Peter B. Henry | Management | For | For | ||||||||
1g. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||
1h. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||||||
1i. | Election of Director: Renee J. James | Management | For | For | ||||||||
1j. | Election of Director: Eugene M. McQuade | Management | For | For | ||||||||
1k. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
1l. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||
1m. | Election of Director: James S. Turley | Management | For | For | ||||||||
1n. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||
1o. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||
2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
3. | Advisory vote to approve Citi's 2018 executive compensation. |
Management | For | For | ||||||||
4. | Approval of the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||
5. | Shareholder proposal requesting Shareholder Proxy Access Enhancement to Citi's proxy access bylaw provisions. |
Shareholder | Abstain | Against | ||||||||
6. | Shareholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. |
Shareholder | Against | For | ||||||||
7. | Shareholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. |
Shareholder | Against | For | ||||||||
THE AES CORPORATION | ||||||||||||
Security | 00130H105 | Meeting Type | Annual | |||||||||
Ticker Symbol | AES | Meeting Date | 18-Apr-2019 | |||||||||
ISIN | US00130H1059 | Agenda | 934938044 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Janet G. Davidson | Management | For | For | ||||||||
1b. | Election of Director: Andres R. Gluski | Management | For | For | ||||||||
1c. | Election of Director: Charles L. Harrington | Management | For | For | ||||||||
1d. | Election of Director: Tarun Khanna | Management | For | For | ||||||||
1e. | Election of Director: Holly K. Koeppel | Management | For | For | ||||||||
1f. | Election of Director: James H. Miller | Management | For | For | ||||||||
1g. | Election of Director: Alain Monie | Management | For | For | ||||||||
1h. | Election of Director: John B. Morse, Jr | Management | For | For | ||||||||
1i. | Election of Director: Moises Naim | Management | For | For | ||||||||
1j. | Election of Director: Jeffrey W. Ubben | Management | For | For | ||||||||
2. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
3. | To ratify the appointment of Ernst & Young LLP as the independent auditors of the Company for the fiscal year 2019. |
Management | For | For | ||||||||
GENUINE PARTS COMPANY | ||||||||||||
Security | 372460105 | Meeting Type | Annual | |||||||||
Ticker Symbol | GPC | Meeting Date | 22-Apr-2019 | |||||||||
ISIN | US3724601055 | Agenda | 934938652 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Elizabeth W. Camp | For | For | |||||||||
2 | Paul D. Donahue | For | For | |||||||||
3 | Gary P. Fayard | For | For | |||||||||
4 | Thomas C. Gallagher | For | For | |||||||||
5 | P. Russell Hardin | For | For | |||||||||
6 | John R. Holder | For | For | |||||||||
7 | Donna W. Hyland | For | For | |||||||||
8 | John D. Johns | For | For | |||||||||
9 | Robert C. Loudermilk Jr | For | For | |||||||||
10 | Wendy B. Needham | For | For | |||||||||
11 | E. Jenner Wood III | For | For | |||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||
3. | Ratification of the selection of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending December 31, 2019 . |
Management | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||||
Ticker Symbol | PNC | Meeting Date | 23-Apr-2019 | |||||||||
ISIN | US6934751057 | Agenda | 934940164 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||
1b. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
1c. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||
1d. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||
1e. | Election of Director: William S. Demchak | Management | For | For | ||||||||
1f. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||
1g. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||
1h. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||
1i. | Election of Director: Richard B. Kelson | Management | For | For | ||||||||
1j. | Election of Director: Linda R. Medler | Management | For | For | ||||||||
1k. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||
1l. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||
1m. | Election of Director: Michael J. Ward | Management | For | For | ||||||||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
WELLS FARGO & COMPANY | ||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||
Ticker Symbol | WFC | Meeting Date | 23-Apr-2019 | |||||||||
ISIN | US9497461015 | Agenda | 934941584 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: John D. Baker II | Management | For | For | ||||||||
1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||
1d. | Election of Director: Elizabeth A. Duke | Management | For | For | ||||||||
1e. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||
1f. | Election of Director: Donald M. James | Management | For | For | ||||||||
1g. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
1h. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||
1i. | Election of Director: James H. Quigley | Management | For | For | ||||||||
1j. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||
1k. | Election of Director: C. Allen Parker | Management | For | For | ||||||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||
3. | Approve the Company's Amended and Restated Long- Term Incentive Compensation Plan. |
Management | For | For | ||||||||
4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
5. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. |
Shareholder | Against | For | ||||||||
6. | Shareholder Proposal - Report on Global Median Gender Pay Gap. |
Shareholder | Abstain | Against | ||||||||
BANK OF AMERICA CORPORATION | ||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||
Ticker Symbol | BAC | Meeting Date | 24-Apr-2019 | |||||||||
ISIN | US0605051046 | Agenda | 934942360 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||
1b. | Election of Director: Susan S. Bies | Management | For | For | ||||||||
1c. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||||||
1d. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||
1e. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||
1f. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||
1g. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
1h. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
1i. | Election of Director: Thomas J. May | Management | For | For | ||||||||
1j. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||
1k. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
1l. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||
1m. | Election of Director: Michael D. White | Management | For | For | ||||||||
1n. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||
1o. | Election of Director: R. David Yost | Management | For | For | ||||||||
1p. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
2. | Approving Our Executive Compensation (an Advisory, Non- binding "Say on Pay" Resolution) |
Management | For | For | ||||||||
3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019. |
Management | For | For | ||||||||
4. | Amending the Bank of America Corporation Key Employee Equity Plan. |
Management | For | For | ||||||||
5. | Report Concerning Gender Pay Equity. | Shareholder | Abstain | Against | ||||||||
6. | Right to Act by Written Consent. | Shareholder | Against | For | ||||||||
7. | Enhance Shareholder Proxy Access. | Shareholder | Abstain | Against | ||||||||
JOHNSON & JOHNSON | ||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | |||||||||
ISIN | US4781601046 | Agenda | 934938638 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||
1b. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||
1e. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
1g. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||
1i. | Election of Director: William D. Perez | Management | For | For | ||||||||
1j. | Election of Director: Charles Prince | Management | For | For | ||||||||
1k. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. |
Management | For | For | ||||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. |
Management | For | For | ||||||||
4. | Shareholder Proposal - Clawback Disclosure | Shareholder | Against | For | ||||||||
5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. |
Shareholder | Abstain | Against | ||||||||
GATX CORPORATION | ||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||
Ticker Symbol | GATX | Meeting Date | 29-Apr-2019 | |||||||||
ISIN | US3614481030 | Agenda | 934954024 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||
1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||
1.3 | Election of Director: Ernst A. Häberli | Management | For | For | ||||||||
1.4 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||
1.5 | Election of Director: James B. Ream | Management | For | For | ||||||||
1.6 | Election of Director: Robert J. Ritchie | Management | For | For | ||||||||
1.7 | Election of Director: David S. Sutherland | Management | For | For | ||||||||
1.8 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||
1.9 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2019 |
Management | For | For | ||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||
Ticker Symbol | IBM | Meeting Date | 30-Apr-2019 | |||||||||
ISIN | US4592001014 | Agenda | 934941849 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director for a Term of One Year: M. L. Eskew | Management | For | For | ||||||||
1b. | Election of Director for a Term of One Year: D. N. Farr | Management | For | For | ||||||||
1c. | Election of Director for a Term of One Year: A. Gorsky | Management | For | For | ||||||||
1d. | Election of Director for a Term of One Year: M. Howard | Management | For | For | ||||||||
1e. | Election of Director for a Term of One Year: S. A. Jackson |
Management | For | For | ||||||||
1f. | Election of Director for a Term of One Year: A. N. Liveris | Management | For | For | ||||||||
1g. | Election of Director for a Term of One Year: M. E. Pollack | Management | For | For | ||||||||
1h. | Election of Director for a Term of One Year: V. M. Rometty |
Management | For | For | ||||||||
1i. | Election of Director for a Term of One Year: J. R. Swedish |
Management | For | For | ||||||||
1j. | Election of Director for a Term of One Year: S. Taurel | Management | For | For | ||||||||
1k. | Election of Director for a Term of One Year: P. R. Voser | Management | For | For | ||||||||
1l. | Election of Director for a Term of One Year: F. H. Waddell |
Management | For | For | ||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
4. | Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code |
Management | For | For | ||||||||
5. | Stockholder Proposal on the Right to Act by Written Consent. |
Shareholder | Against | For | ||||||||
6. | Stockholder Proposal to Have an Independent Board Chairman |
Shareholder | Against | For | ||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||
Ticker Symbol | VZ | Meeting Date | 02-May-2019 | |||||||||
ISIN | US92343V1044 | Agenda | 934943261 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||
1c. | Election of Director: Vittorio Colao | Management | For | For | ||||||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||
1h. | Election of Director: Kathryn A. Tesija | Management | For | For | ||||||||
1i. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||
1j. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm |
Management | For | For | ||||||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||
4. | Nonqualified Savings Plan Earnings | Shareholder | Against | For | ||||||||
5. | Independent Chair | Shareholder | Against | For | ||||||||
6. | Report on Online Child Exploitation | Shareholder | Abstain | Against | ||||||||
7. | Cybersecurity and Data Privacy | Shareholder | Abstain | Against | ||||||||
8. | Severance Approval Policy | Shareholder | Against | For | ||||||||
WELLTOWER INC. | ||||||||||||
Security | 95040Q104 | Meeting Type | Annual | |||||||||
Ticker Symbol | WELL | Meeting Date | 02-May-2019 | |||||||||
ISIN | US95040Q1040 | Agenda | 934949720 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Kenneth J. Bacon | Management | For | For | ||||||||
1b. | Election of Director: Thomas J. DeRosa | Management | For | For | ||||||||
1c. | Election of Director: Karen B. DeSalvo | Management | For | For | ||||||||
1d. | Election of Director: Jeffrey H. Donahue | Management | For | For | ||||||||
1e. | Election of Director: Timothy J. Naughton | Management | For | For | ||||||||
1f. | Election of Director: Sharon M. Oster | Management | For | For | ||||||||
1g. | Election of Director: Sergio D. Rivera | Management | For | For | ||||||||
1h. | Election of Director: Johnese M. Spisso | Management | For | For | ||||||||
1i. | Election of Director: Kathryn M. Sullivan | Management | For | For | ||||||||
1j. | Election of Director: R. Scott Trumbull | Management | For | For | ||||||||
1k. | Election of Director: Gary Whitelaw | Management | For | For | ||||||||
2. | The ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year 2019. |
Management | For | For | ||||||||
3. | The approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the 2019 Proxy Statement. |
Management | For | For | ||||||||
CINCINNATI BELL INC. | ||||||||||||
Security | 171871403 | Meeting Type | Annual | |||||||||
Ticker Symbol | CBBPRB | Meeting Date | 02-May-2019 | |||||||||
ISIN | US1718714033 | Agenda | 934950266 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director for one-year term expiring in 2020: Meredith J. Ching |
Management | Abstain | Against | ||||||||
1b. | Election of Director for one-year term expiring in 2020: Walter A. Dods, Jr. |
Management | Abstain | Against | ||||||||
1c. | Election of Director for one-year term expiring in 2020: John W. Eck |
Management | Abstain | Against | ||||||||
1d. | Election of Director for one-year term expiring in 2020: Leigh R. Fox |
Management | Abstain | Against | ||||||||
1e. | Election of Director for one-year term expiring in 2020: Jakki L. Haussler |
Management | Abstain | Against | ||||||||
1f. | Election of Director for one-year term expiring in 2020: Craig F. Maier |
Management | Abstain | Against | ||||||||
1g. | Election of Director for one-year term expiring in 2020: Russel P. Mayer |
Management | Abstain | Against | ||||||||
1h. | Election of Director for one-year term expiring in 2020: Theodore H. Torbeck |
Management | Abstain | Against | ||||||||
1i. | Election of Director for one-year term expiring in 2020: Lynn A. Wentworth |
Management | Abstain | Against | ||||||||
1j. | Election of Director for one-year term expiring in 2020: Martin J. Yudkovitz |
Management | Abstain | Against | ||||||||
2. | Approval, by a non-binding advisory vote, of our executive officers' compensation. |
Management | For | For | ||||||||
3. | Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
MUELLER INDUSTRIES, INC. | ||||||||||||
Security | 624756102 | Meeting Type | Annual | |||||||||
Ticker Symbol | MLI | Meeting Date | 02-May-2019 | |||||||||
ISIN | US6247561029 | Agenda | 934963883 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Gregory L. Christopher | For | For | |||||||||
2 | Elizabeth Donovan | For | For | |||||||||
3 | Paul J. Flaherty | For | For | |||||||||
4 | Gennaro J. Fulvio | For | For | |||||||||
5 | Gary S. Gladstein | For | For | |||||||||
6 | Scott J. Goldman | For | For | |||||||||
7 | John B. Hansen | For | For | |||||||||
8 | Terry Hermanson | For | For | |||||||||
9 | Charles P. Herzog, Jr. | For | For | |||||||||
2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
3. | To approve, on an advisory basis by non-binding vote, executive compensation. |
Management | For | For | ||||||||
4. | To approve adoption of the Company's 2019 Incentive Plan. |
Management | For | For | ||||||||
ELI LILLY AND COMPANY | ||||||||||||
Security | 532457108 | Meeting Type | Annual | |||||||||
Ticker Symbol | LLY | Meeting Date | 06-May-2019 | |||||||||
ISIN | US5324571083 | Agenda | 934940215 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of director for three-year term: R. Alvarez | Management | For | For | ||||||||
1b. | Election of director for three-year term: C. R. Bertozzi | Management | For | For | ||||||||
1c. | Election of director for three-year term: J. R. Luciano | Management | For | For | ||||||||
1d. | Election of director for three-year term: K. P. Seifert | Management | For | For | ||||||||
2. | Approval, by non-binding vote, of the compensation paid to the company's named executive officers. |
Management | For | For | ||||||||
3. | Ratification of Ernst & Young LLP as the principal independent auditor for 2019. |
Management | For | For | ||||||||
4. | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. |
Management | For | For | ||||||||
5. | Approve amendments to the Articles of Incorporation to eliminate all supermajority voting provisions. |
Management | For | For | ||||||||
6. | Shareholder proposal requesting a report regarding direct and indirect political expenditures. |
Shareholder | Abstain | Against | ||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||
Security | 025816109 | Meeting Type | Annual | |||||||||
Ticker Symbol | AXP | Meeting Date | 07-May-2019 | |||||||||
ISIN | US0258161092 | Agenda | 934951953 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Charlene Barshefsky | Management | For | For | ||||||||
1b. | Election of Director: John J. Brennan | Management | For | For | ||||||||
1c. | Election of Director: Peter Chernin | Management | For | For | ||||||||
1d. | Election of Director: Ralph de la Vega | Management | For | For | ||||||||
1e. | Election of Director: Anne Lauvergeon | Management | For | For | ||||||||
1f. | Election of Director: Michael O. Leavitt | Management | For | For | ||||||||
1g. | Election of Director: Theodore J. Leonsis | Management | For | For | ||||||||
1h. | Election of Director: Stephen J. Squeri | Management | For | For | ||||||||
1i. | Election of Director: Daniel L. Vasella | Management | For | For | ||||||||
1j. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
1k. | Election of Director: Christopher D. Young | Management | For | For | ||||||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
3. | Approval, on an advisory basis, of the Company's executive compensation. |
Management | For | For | ||||||||
4. | Shareholder proposal relating to action by written consent. |
Shareholder | Against | For | ||||||||
5. | Shareholder proposal relating to deducting the stock buyback impact from executive pay. |
Shareholder | Against | For | ||||||||
6. | Shareholder proposal relating to gender pay equity. | Shareholder | Abstain | Against | ||||||||
RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||
Security | 78377T107 | Meeting Type | Annual | |||||||||
Ticker Symbol | RHP | Meeting Date | 09-May-2019 | |||||||||
ISIN | US78377T1079 | Agenda | 934975799 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Rachna Bhasin | Management | For | For | ||||||||
1b. | Election of Director: Alvin Bowles Jr. | Management | For | For | ||||||||
1c. | Election of Director: Fazal Merchant | Management | For | For | ||||||||
1d. | Election of Director: Patrick Q. Moore | Management | For | For | ||||||||
1e. | Election of Director: Christine Pantoya | Management | For | For | ||||||||
1f. | Election of Director: Robert S. Prather, Jr. | Management | For | For | ||||||||
1g. | Election of Director: Colin V. Reed | Management | For | For | ||||||||
1h. | Election of Director: Michael I. Roth | Management | For | For | ||||||||
2. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
STATE STREET CORPORATION | ||||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||||
Ticker Symbol | STT | Meeting Date | 15-May-2019 | |||||||||
ISIN | US8574771031 | Agenda | 934969277 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: K. Burnes | Management | For | For | ||||||||
1b. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||
1c. | Election of Director: L. Dugle | Management | For | For | ||||||||
1d. | Election of Director: A. Fawcett | Management | For | For | ||||||||
1e. | Election of Director: W. Freda | Management | For | For | ||||||||
1f. | Election of Director: J. Hooley | Management | For | For | ||||||||
1g. | Election of Director: S. Mathew | Management | For | For | ||||||||
1h. | Election of Director: W. Meaney | Management | For | For | ||||||||
1i. | Election of Director: R. O'Hanley | Management | For | For | ||||||||
1j. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||
1k. | Election of Director: R. Sergel | Management | For | For | ||||||||
1l. | Election of Director: G. Summe | Management | For | For | ||||||||
2. | To approve an advisory proposal on executive compensation. |
Management | For | For | ||||||||
3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2019. |
Management | For | For | ||||||||
HERC HOLDINGS INC. | ||||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||||
Ticker Symbol | HRI | Meeting Date | 16-May-2019 | |||||||||
ISIN | US42704L1044 | Agenda | 934958022 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||||
1b. | Election of Director: Lawrence H. Silber | Management | For | For | ||||||||
1c. | Election of Director: James H. Browning | Management | For | For | ||||||||
1d. | Election of Director: Patrick D. Campbell | Management | For | For | ||||||||
1e. | Election of Director: Nicholas F. Graziano | Management | For | For | ||||||||
1f. | Election of Director: Jean K. Holley | Management | For | For | ||||||||
1g. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||
1h. | Election of Director: Michael A. Kelly | Management | For | For | ||||||||
1i. | Election of Director: Courtney Mather | Management | For | For | ||||||||
1j. | Election of Director: Louis J. Pastor | Management | For | For | ||||||||
1k. | Election of Director: Mary Pat Salomone | Management | For | For | ||||||||
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. |
Management | For | For | ||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
MULTI-COLOR CORPORATION | ||||||||||||
Security | 625383104 | Meeting Type | Special | |||||||||
Ticker Symbol | LABL | Meeting Date | 16-May-2019 | |||||||||
ISIN | US6253831043 | Agenda | 934995917 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Proposal to adopt the Agreement and Plan of Merger, dated as of February 24, 2019 (as may be amended from time to time, the "merger agreement") by and among Multi-Color Corporation, W/S Packaging Holdings, Inc. and Monarch Merger Corporation |
Management | For | For | ||||||||
2. | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Multi-Color Corporation's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement |
Management | For | For | ||||||||
3. | Proposal to adjourn the special meeting to a later date or time if necessary or appropriate to solicit additional proxies in favor of the adoption of the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement |
Management | For | For | ||||||||
AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||
Security | 026874784 | Meeting Type | Annual | |||||||||
Ticker Symbol | AIG | Meeting Date | 21-May-2019 | |||||||||
ISIN | US0268747849 | Agenda | 934973606 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: W. DON CORNWELL | Management | For | For | ||||||||
1b. | Election of Director: BRIAN DUPERREAULT | Management | For | For | ||||||||
1c. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | ||||||||
1d. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | ||||||||
1e. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | ||||||||
1f. | Election of Director: HENRY S. MILLER | Management | For | For | ||||||||
1g. | Election of Director: LINDA A. MILLS | Management | For | For | ||||||||
1h. | Election of Director: THOMAS F. MOTAMED | Management | For | For | ||||||||
1i. | Election of Director: SUZANNE NORA JOHNSON | Management | For | For | ||||||||
1j. | Election of Director: PETER R. PORRINO | Management | For | For | ||||||||
1k. | Election of Director: AMY L. SCHIOLDAGER | Management | For | For | ||||||||
1l. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | ||||||||
1m. | Election of Director: THERESE M. VAUGHAN | Management | For | For | ||||||||
2. | To vote, on a non-binding advisory basis, to approve executive compensation. |
Management | For | For | ||||||||
3. | To vote, on a non-binding advisory basis, on the frequency of future executive compensation votes. |
Management | 1 Year | For | ||||||||
4. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
5. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. |
Shareholder | Against | For | ||||||||
AMERICAN TOWER CORPORATION | ||||||||||||
Security | 03027X100 | Meeting Type | Annual | |||||||||
Ticker Symbol | AMT | Meeting Date | 21-May-2019 | |||||||||
ISIN | US03027X1000 | Agenda | 934978860 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||
1b. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||
1c. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||||||||
1d. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
1e. | Election of Director: Craig Macnab | Management | For | For | ||||||||
1f. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||
1g. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||||||
1h. | Election of Director: David E. Sharbutt | Management | For | For | ||||||||
1i. | Election of Director: James D. Taiclet | Management | For | For | ||||||||
1j. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
3. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
4. | To adopt a policy requiring an independent Board Chairman. |
Shareholder | Against | For | ||||||||
5. | To require periodic reports on political contributions and expenditures. |
Shareholder | Abstain | Against | ||||||||
JPMORGAN CHASE & CO. | ||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |||||||||
ISIN | US46625H1005 | Agenda | 934979088 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||
1b. | Election of Director: James A. Bell | Management | For | For | ||||||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||
1d. | Election of Director: Todd A. Combs | Management | For | For | ||||||||
1e. | Election of Director: James S. Crown | Management | For | For | ||||||||
1f. | Election of Director: James Dimon | Management | For | For | ||||||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
1h. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | ||||||||
1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | ||||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||
3. | Ratification of independent registered public accounting firm |
Management | For | For | ||||||||
4. | Gender pay equity report | Shareholder | Abstain | Against | ||||||||
5. | Enhance shareholder proxy access | Shareholder | Abstain | Against | ||||||||
6. | Cumulative voting | Shareholder | Against | For | ||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||
Ticker Symbol | RDSA | Meeting Date | 21-May-2019 | |||||||||
ISIN | US7802592060 | Agenda | 935000416 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Receipt of Annual Report & Accounts | Management | For | For | ||||||||
2. | Approval of Directors' Remuneration Report | Management | For | For | ||||||||
3. | Appointment of Neil Carson as a Director of the Company | Management | For | For | ||||||||
4. | Reappointment of Director: Ben van Beurden | Management | For | For | ||||||||
5. | Reappointment of Director: Ann Godbehere | Management | For | For | ||||||||
6. | Reappointment of Director: Euleen Goh | Management | For | For | ||||||||
7. | Reappointment of Director: Charles O. Holliday | Management | For | For | ||||||||
8. | Reappointment of Director: Catherine Hughes | Management | For | For | ||||||||
9. | Reappointment of Director: Gerard Kleisterlee | Management | For | For | ||||||||
10. | Reappointment of Director: Roberto Setubal | Management | For | For | ||||||||
11. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | ||||||||
12. | Reappointment of Director: Linda G. Stuntz | Management | For | For | ||||||||
13. | Reappointment of Director: Jessica Uhl | Management | For | For | ||||||||
14. | Reappointment of Director: Gerrit Zalm | Management | For | For | ||||||||
15. | Reappointment of Auditors | Management | For | For | ||||||||
16. | Remuneration of Auditors | Management | For | For | ||||||||
17. | Authority to allot shares | Management | For | For | ||||||||
18. | Disapplication of pre-emption rights (Special Resolution) | Management | For | For | ||||||||
19. | Adoption of new Articles of Association (Special Resolution) |
Management | For | For | ||||||||
20. | Authority to purchase own shares (Special Resolution) | Management | For | For | ||||||||
21. | Authority to make certain donations and incur expenditure |
Management | For | For | ||||||||
22. | Shareholder resolution (Special Resolution) | Shareholder | Abstain | Against | ||||||||
MORGAN STANLEY | ||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||
Ticker Symbol | MS | Meeting Date | 23-May-2019 | |||||||||
ISIN | US6174464486 | Agenda | 934980423 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||
1b. | Election of Director: Alistair Darling | Management | For | For | ||||||||
1c. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
1d. | Election of Director: James P. Gorman | Management | For | For | ||||||||
1e. | Election of Director: Robert H. Herz | Management | For | For | ||||||||
1f. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||
1g. | Election of Director: Jami Miscik | Management | For | For | ||||||||
1h. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||
1i. | Election of Director: Takeshi Ogasawara | Management | For | For | ||||||||
1j. | Election of Director: Hutham S. Olayan | Management | For | For | ||||||||
1k. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
1l. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||
1m. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor |
Management | For | For | ||||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) |
Management | For | For | ||||||||
4. | Shareholder proposal regarding an annual report on lobbying expenses |
Shareholder | Abstain | Against | ||||||||
HERTZ GLOBAL HOLDINGS, INC. | ||||||||||||
Security | 42806J106 | Meeting Type | Annual | |||||||||
Ticker Symbol | HTZ | Meeting Date | 24-May-2019 | |||||||||
ISIN | US42806J1060 | Agenda | 934978276 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: David A. Barnes | Management | For | For | ||||||||
1b. | Election of Director: SungHwan Cho | Management | For | For | ||||||||
1c. | Election of Director: Vincent J. Intrieri | Management | For | For | ||||||||
1d. | Election of Director: Henry R. Keizer | Management | For | For | ||||||||
1e. | Election of Director: Kathryn V. Marinello | Management | For | For | ||||||||
1f. | Election of Director: Anindita Mukherjee | Management | For | For | ||||||||
1g. | Election of Director: Daniel A. Ninivaggi | Management | For | For | ||||||||
1h. | Election of Director: Kevin M. Sheehan | Management | For | For | ||||||||
2. | Approval of the amended and restated Hertz Global Holdings, Inc. 2016 Omnibus Incentive Plan. |
Management | Against | Against | ||||||||
3. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered certified public accounting firm for the year 2019. |
Management | For | For | ||||||||
4. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. |
Management | For | For | ||||||||
MERCK & CO., INC. | ||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |||||||||
ISIN | US58933Y1055 | Agenda | 934988328 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||
1b. | Election of Director: Thomas R. Cech | Management | For | For | ||||||||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||
1d. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||
1e. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||
1f. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | ||||||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | ||||||||
1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
1j. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||
1l. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | For | For | ||||||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
5. | Shareholder proposal concerning an independent board chairman. |
Shareholder | Against | For | ||||||||
6. | Shareholder proposal concerning executive incentives and stock buybacks. |
Shareholder | Against | For | ||||||||
7. | Shareholder proposal concerning drug pricing. | Shareholder | Abstain | Against | ||||||||
EXXON MOBIL CORPORATION | ||||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||||
Ticker Symbol | XOM | Meeting Date | 29-May-2019 | |||||||||
ISIN | US30231G1022 | Agenda | 934991488 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Susan K. Avery | Management | For | For | ||||||||
1b. | Election of Director: Angela F. Braly | Management | For | For | ||||||||
1c. | Election of Director: Ursula M. Burns | Management | For | For | ||||||||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||
1e. | Election of Director: Steven A. Kandarian | Management | For | For | ||||||||
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | ||||||||
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | ||||||||
1h. | Election of Director: Steven S Reinemund | Management | For | For | ||||||||
1i. | Election of Director: William C. Weldon | Management | For | For | ||||||||
1j. | Election of Director: Darren W. Woods | Management | For | For | ||||||||
2. | Ratification of Independent Auditors (page 28) | Management | For | For | ||||||||
3. | Advisory Vote to Approve Executive Compensation (page 30) |
Management | For | For | ||||||||
4. | Independent Chairman (page 58) | Shareholder | Against | For | ||||||||
5. | Special Shareholder Meetings (page 59) | Shareholder | Against | For | ||||||||
6. | Board Matrix (page 61) | Shareholder | Abstain | Against | ||||||||
7. | Climate Change Board Committee (page 62) | Shareholder | Against | For | ||||||||
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) |
Shareholder | Abstain | Against | ||||||||
9. | Report on Political Contributions (page 66) | Shareholder | Abstain | Against | ||||||||
10. | Report on Lobbying (page 67) | Shareholder | Abstain | Against | ||||||||
CHEVRON CORPORATION | ||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | |||||||||
ISIN | US1667641005 | Agenda | 934993088 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: W. M. Austin | Management | For | For | ||||||||
1b. | Election of Director: J. B. Frank | Management | For | For | ||||||||
1c. | Election of Director: A. P. Gast | Management | For | For | ||||||||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||||||
1e. | Election of Director: C. W. Moorman IV | Management | For | For | ||||||||
1f. | Election of Director: D. F. Moyo | Management | For | For | ||||||||
1g. | Election of Director: D. Reed-Klages | Management | For | For | ||||||||
1h. | Election of Director: R. D. Sugar | Management | For | For | ||||||||
1i. | Election of Director: I. G. Thulin | Management | For | For | ||||||||
1j. | Election of Director: D. J. Umpleby III | Management | For | For | ||||||||
1k. | Election of Director: M. K. Wirth | Management | For | For | ||||||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm |
Management | For | For | ||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||
4. | Report on Human Right to Water | Shareholder | Abstain | Against | ||||||||
5. | Report on Reducing Carbon Footprint | Shareholder | Abstain | Against | ||||||||
6. | Create a Board Committee on Climate Change | Shareholder | Against | For | ||||||||
7. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | ||||||||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||
Ticker Symbol | BMY | Meeting Date | 29-May-2019 | |||||||||
ISIN | US1101221083 | Agenda | 935021458 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||||
1B. | Election of Director: Robert Bertolini | Management | For | For | ||||||||
1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||
1D. | Election of Director: Matthew W. Emmens | Management | For | For | ||||||||
1E. | Election of Director: Michael Grobstein | Management | For | For | ||||||||
1F. | Election of Director: Alan J. Lacy | Management | For | For | ||||||||
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||||||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | ||||||||
1J. | Election of Director: Gerald L. Storch | Management | For | For | ||||||||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers |
Management | For | For | ||||||||
3. | Ratification of the appointment of an independent registered public accounting firm |
Management | For | For | ||||||||
4. | Shareholder Proposal on Right to Act by Written Consent | Shareholder | Against | For | ||||||||
WABCO HOLDINGS INC. | ||||||||||||
Security | 92927K102 | Meeting Type | Annual | |||||||||
Ticker Symbol | WBC | Meeting Date | 30-May-2019 | |||||||||
ISIN | US92927K1025 | Agenda | 934995020 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
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1. | DIRECTOR | Management | ||||||||||
1 | Jacques Esculier | For | For | |||||||||
2 | Thomas S. Gross | For | For | |||||||||
3 | Henry R. Keizer | For | For | |||||||||
2. | Ratify the selection of Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d'Entreprises SCCRL as the Company's independent registered public accounting firm for the year ending December 31, 2019. |
Management | For | For | ||||||||
3. | Approve, on an advisory basis, the compensation paid to the Company's named executive officers ("Say-on-Pay"). |
Management | For | For | ||||||||
T-MOBILE US, INC. | ||||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||||
Ticker Symbol | TMUS | Meeting Date | 13-Jun-2019 | |||||||||
ISIN | US8725901040 | Agenda | 935011130 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Srikant M. Datar | For | For | |||||||||
2 | Srini Gopalan | For | For | |||||||||
3 | Lawrence H. Guffey | For | For | |||||||||
4 | Timotheus Höttges | For | For | |||||||||
5 | Christian P. Illek | For | For | |||||||||
6 | Bruno Jacobfeuerborn | For | For | |||||||||
7 | Raphael Kübler | For | For | |||||||||
8 | Thorsten Langheim | For | For | |||||||||
9 | John J. Legere | For | For | |||||||||
10 | G. Michael Sievert | For | For | |||||||||
11 | Teresa A. Taylor | For | For | |||||||||
12 | Kelvin R. Westbrook | For | For | |||||||||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019. |
Management | For | For | ||||||||
3. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. |
Shareholder | Against | For | ||||||||
WABCO HOLDINGS INC. | ||||||||||||
Security | 92927K102 | Meeting Type | Special | |||||||||
Ticker Symbol | WBC | Meeting Date | 27-Jun-2019 | |||||||||
ISIN | US92927K1025 | Agenda | 935038249 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of March 28, 2019 (the "Merger Agreement"), by and among WABCO Holdings Inc., ZF Friedrichshafen AG and Verona Merger Sub Corp. |
Management | For | For | ||||||||
2. | To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of WABCO Holdings Inc. in connection with the merger. |
Management | For | For | ||||||||
3. | To approve one or more adjournments or postponements of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the then- scheduled date and time of the special meeting. |
Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | The Gabelli Convertible and Income Securities Fund Inc. |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, Principal Executive Officer |
Date | August 23, 2019 |
*Print the name and title of each signing officer under his or her signature.