N-PX 1 e528021_n-px.htm N-PX

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-05715

 

The Gabelli Convertible and Income Securities Fund Inc.

 

(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422

 

(Address of principal executive offices) (Zip code)

 

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2018 – June 30, 2019

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019

 

ProxyEdge

Meeting Date Range: 07/01/2018 - 06/30/2019

The Gabelli Convertible and Income Securities Fund Inc.

Report Date: 07/01/2019

1

 

Investment Company Report

 

  KINNEVIK AB
  Security W5R00Y167       Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol         Meeting Date 16-Jul-2018
  ISIN SE0008373898       Agenda 709677023 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
Non-Voting        
  CMMT MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED
Non-Voting        
  CMMT IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
Non-Voting        
  1     OPENING OF THE EXTRAORDINARY GENERAL
MEETING
Non-Voting        
  2     ELECTION OF CHAIRMAN OF THE EXTRAORDINARY
GENERAL MEETING
Non-Voting        
  3     PREPARATION AND APPROVAL OF THE VOTING
LIST
Non-Voting        
  4     APPROVAL OF THE AGENDA Non-Voting        
  5     ELECTION OF ONE OR TWO PERSONS TO CHECK
AND VERIFY THE MINUTES
Non-Voting        
  6     DETERMINATION OF WHETHER THE
EXTRAORDINARY GENERAL MEETING HAS BEEN
DULY-CONVENED
Non-Voting        
  7     RESOLUTION REGARDING DISTRIBUTION OF
KINNEVIK'S SHARES IN MODERN TIMES GROUP
MTG AB PUBL
Management   No Action    
  8     CLOSING OF THE EXTRAORDINARY GENERAL
MEETING
Non-Voting        
  WRIGHT INVESTORS' SERVICE HOLDINGS, INC.
  Security 982345100       Meeting Type Annual  
  Ticker Symbol WISH                  Meeting Date 16-Jul-2018
  ISIN US9823451003       Agenda 934846621 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1     Approval of the sale of all of the issued and outstanding
stock of the Company's wholly-owned subsidiary, The
Winthrop Corporation.
Management   For   For
  2     DIRECTOR Management        
      1 Harvey P. Eisen       For   For
      2 Marshall S. Geller       For   For
      3 Richard C. Pfenniger Jr       For   For
      4 Lawrence G. Schafran       For   For
  3     Advisory approval of the Company's executive
compensation.
Management   For   For
  4     Proposal to approve an advisory vote on the frequency of
future advisor votes on executive compensation.
Management   1 Year   For
  5     Ratifying the appointment of EisnerAmper LLP as
independent auditors for fiscal 2018.
Management   For   For
  SEVERN TRENT PLC
  Security G8056D159       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 18-Jul-2018
  ISIN GB00B1FH8J72       Agenda 709639528 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1     RECEIVE THE REPORT AND ACCOUNTS FOR THE
YEAR ENDED 31 MARCH 2018
Management   For   For
  2     APPROVE THE DIRECTORS REMUNERATION
REPORT
Management   For   For
  3     APPROVE THE DIRECTORS REMUNERATION
POLICY
Management   For   For
  4     APPROVE CHANGES TO THE SEVERN TRENT PLC
LONG TERM INCENTIVE PLAN 2018
Management   For   For
  5     DECLARE A FINAL ORDINARY DIVIDEND IN
RESPECT OF THE YEAR ENDED 31 MARCH 2018
Management   For   For
  6     REAPPOINT KEVIN BEESTON Management   For   For
  7     REAPPOINT JAMES BOWLING Management   For   For
  8     REAPPOINT JOHN COGHLAN Management   For   For
  9     REAPPOINT ANDREW DUFF Management   For   For
  10    REAPPOINT OLIVIA GARFIELD Management   For   For
  11    REAPPOINT DOMINIQUE REINICHE Management   For   For
  12    REAPPOINT PHILIP REMNANT CBE Management   For   For
  13    REAPPOINT DAME ANGELA STRANK Management   For   For
  14    REAPPOINT DELOITTE LLP AS AUDITOR OF THE
COMPANY
Management   For   For
  15    AUTHORISE THE AUDIT COMMITTEE TO DETERMINE
THE REMUNERATION OF THE REMUNERATION OF
THE AUDITOR
Management   For   For
  16    AUTHORISE THE COMPANY AND ALL COMPANIES
WHICH ARE SUBSIDIARIES OF THE COMPANY TO
MAKE POLITICAL DONATIONS NOT EXCEEDING 50
000 POUNDS IN TOTAL
Management   For   For
  17    RENEW THE COMPANY'S AUTHORITY TO ALLOT
SHARES
Management   For   For
  18    DISAPPLY PRE EMPTION RIGHTS ON UP TO 5
PERCENT OF THE ISSUED SHARE CAPITAL
Management   For   For
  19    DISAPLLY PRE EMPTION RIGHTS ON UP TO AN
ADDITIONAL 5 PERCENT OF THE ISSUED SHARE
CAPITAL IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
Management   For   For
  20    AUTHORISE THE COMPANY TO MAKE MARKET
PURCHASES OF ITS ORDINARY SHARES
Management   For   For
  21    AUTHORISE GENERAL MEETINGS OF THE
COMPANY OTHER THAN ANNUAL GENERAL
MEETINGS TO BE CALLED ON ON LESS THAN 14
CLEAR DAYS NOTICE
Management   For   For
  REMY COINTREAU SA
  Security F7725A100       Meeting Type MIX
  Ticker Symbol         Meeting Date 24-Jul-2018
  ISIN FR0000130395       Agenda 709630102 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE
ONLY VALID VOTE OPTIONS ARE "FOR"-AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED
AS AN "AGAINST" VOTE.
Non-Voting        
  CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE
Non-Voting        
  CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS
ARE PRESENTED DURING THE MEETING, YOUR-
VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR-BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
Non-Voting        
  CMMT 04 JUL 2018: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/0615/20180615
1-803229.pdf AND-https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/0704/20180704
1-803655.pdf. PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF URL LINK.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Non-Voting        
  O.1   APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2017/2018
Management   For   For
  O.2   APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2017/2018
Management   For   For
  O.3   ALLOCATION OF INCOME AND SETTING OF THE
DIVIDEND
Management   For   For
  O.4   OPTION FOR THE PAYMENT OF THE DIVIDEND IN
SHARES
Management   For   For
  O.5   AGREEMENTS REFERRED TO IN ARTICLES L. 225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE AUTHORIZED IN PREVIOUS FINANCIAL
YEARS AND WHOSE IMPLEMENTATION CONTINUED
DURING THE FINANCIAL YEAR 2017/2018
Management   Against   Against
  O.6   APPROVAL OF A REGULATED DEFINED BENEFIT
PENSION COMMITMENT IN FAVOUR OF MR. MARC
HERIARD-DUBREUIL, CHAIRMAN OF THE BOARD OF
DIRECTORS, TAKEN BY A CONTROLLING COMPANY
PURSUANT TO ARTICLES L. 225-38 AND L. 225 -42-1
OF THE FRENCH COMMERCIAL CODE
Management   For   For
  O.7   APPROVAL OF THE RENEWAL OF THE REGULATED
COMMITMENTS "SEVERANCE PAY", "NON-COMPETE
PAYMENT", "DEFINED CONTRIBUTION PENSION
COMMITMENT AND DEATH INSURANCE, WORK
DISABILITY, INVALIDITY AND HEALTHCARE
EXPENSES FOR THE BENEFIT OF MS. VALERIE
CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE
OFFICER OF THE COMPANY, PURSUANT TO
ARTICLES L. 225-42-1 AND L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
Management   For   For
  O.8   APPROVAL OF A REGULATED COMMITMENT "
DEFINED CONTRIBUTION PENSION COMMITMENT"
FOR THE BENEFIT OF MRS. VALERIE CHAPOULAUD-
FLOQUET, CHIEF EXECUTIVE OFFICER OF THE
COMPANY, PURSUANT TO ARTICLES L. 225-42-1
AND L. 225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE, AND THE CONDITIONS OF
ALLOCATION
Management   For   For
  O.9   APPROVAL OF A REGULATED AGREEMENT -
RENEWAL OF THE CURRENT ACCOUNT
AGREEMENT OF 31 MARCH 2015 BETWEEN REMY
COINTREAU SA COMPANY AND ORPAR SA
COMPANY PURSUANT TO ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE
Management   For   For
  O.10 RENEWAL OF THE TERM OF OFFICE OF MR.
FRANCOIS HERIARD DUBREUIL AS DIRECTOR
Management   For   For
  O.11 RENEWAL OF THE TERM OF OFFICE OF MR. BRUNO
PAVLOVSKY AS DIRECTOR
Management   For   For
  O.12 RENEWAL OF THE TERM OF OFFICE OF MR.
JACQUES-ETIENNE DE T'SERCLAES AS DIRECTOR
Management   For   For
  O.13 APPOINTMENT OF MRS. GUYLAINE SAUCIER AS
DIRECTOR, AS A REPLACEMENT FOR MRS.
GUYLAINE DYEVRE WHO HAS RESIGNED
Management   For   For
  O.14 APPOINTMENT OF PRICE WATERHOUSE COOPERS
FIRM AS PRINCIPAL STATUTORY AUDITOR
REPRESENTED BY MR. OLIVIER AUBERTY
Management   For   For
  O.15 SETTING OF THE AMOUNT OF ATTENDANCE FEES Management   For   For
  O.16 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
THE COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD
OF DIRECTORS, PURSUANT TO ARTICLE L. 225-37-2
OF THE FRENCH COMMERCIAL CODE
Management   For   For
  O.17 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
THE COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER, PURSUANT TO ARTICLE L. 225-37-2 OF
THE FRENCH COMMERCIAL CODE
Management   Against   Against
  O.18 APPROVAL OF THE COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID OR AWARDED, FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2018, TO MR. FRANCOIS
HERIARD DUBREUIL, CHAIRMAN OF THE BOARD OF
DIRECTORS, FOR THE PERIOD FROM 01ST APRIL
2017 TO 30 SEPTEMBER 2017, PURSUANT TO
ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL
CODE
Management   For   For
  O.19 APPROVAL OF THE COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID OR AWARDED, FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2018, TO MR. MARC
HERIARD DUBREUIL, FOR THE PERIOD FROM 01ST
OCTOBER 2017 TO 31 MARCH 2018, PURSUANT TO
ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL
CODE
Management   For   For
  O.20 APPROVAL OF THE COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID OR AWARDED TO MRS. VALERIE
CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE
OFFICER, FOR THE FINANCIAL YEAR ENDED 31
MARCH 2018, PURSUANT TO ARTICLE L. 225-100 OF
THE FRENCH COMMERCIAL CODE
Management   Against   Against
  O.21 AUTHORIZATION TO THE BOARD OF DIRECTORS TO
ACQUIRE AND SELL SHARES OF THE COMPANY
UNDER THE PROVISIONS OF ARTICLES L. 225-209
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE
Management   For   For
  E.22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES HELD BY THE COMPANY
Management   For   For
  E.23 DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO PROCEED WITH THE ISSUANCE,
WITH RETENTION OF THE SHAREHOLDERS' PRE-
EMPTIVE SUBSCRIPTION RIGHT, OF SHARES OF
THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES
Management   For   For
  E.24 DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO PROCEED WITH THE ISSUANCE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES
OF THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES, BY PUBLIC
OFFERING
Management   Against   Against
  E.25 DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO PROCEED WITH THE ISSUANCE,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES
OF THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY AND/OR TRANSFERABLE
SECURITIES GRANTING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES, BY PRIVATE
PLACEMENTS REFERRED TO IN SECTION II OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
Management   Against   Against
  E.26 AUTHORIZATION TO THE BOARD OF DIRECTORS TO
SET THE ISSUE PRICE OF THE SECURITIES TO BE
ISSUED, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY PUBLIC OFFERING OR BY PRIVATE
PLACEMENT, WITHIN THE LIMIT OF 10% OF THE
CAPITAL PER YEAR
Management   Against   Against
  E.27 AUTHORIZATION TO THE BOARD OF DIRECTORS TO
INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED IN THE EVENT OF OVERSUBSCRIPTION,
WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE,
WITH RETENTION OR CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
Management   Against   Against
  E.28 DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO PROCEED WITH THE ISSUANCE OF
SHARES OF THE COMPANY AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL OF THE COMPANY AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND GRANTED
TO THE COMPANY, WITHIN THE LIMIT OF 10% OF
THE CAPITAL
Management   Against   Against
  E.29 DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO INCREASE THE CAPITAL BY
INCORPORATION OF RESERVES, PROFITS OR
PREMIUMS
Management   For   For
  E.30 AUTHORIZATION TO THE BOARD OF DIRECTORS TO
PROCEED WITH THE FREE ALLOCATION OF
EXISTING SHARES OR SHARES TO BE ISSUED FOR
THE BENEFIT OF EMPLOYEES AND EXECUTIVE
CORPORATE OFFICERS, OR SOME OF THEM
Management   Against   Against
  E.31 AUTHORIZATION TO THE BOARD OF DIRECTORS TO
GRANT OPTIONS OF SUBSCRIBING AND/OR
PURCHASING COMMON SHARES OF THE COMPANY
REFERRED TO IN ARTICLE L.225-177 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE
CORPORATE OFFICERS
Management   Against   Against
  E.32 DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES RESERVED FOR MEMBERS OF A
COMPANY OR GROUP SAVINGS PLAN, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
Management   Against   Against
  E.33 RATIFICATION OF THE AMENDMENT TO ARTICLE 22
OF THE BYLAWS TO BRING THEM INTO LINE WITH
THE PROVISIONS OF ARTICLE L. 823-1 PARAGRAPH
2 OF THE FRENCH COMMERCIAL CODE AMENDED
BY LAW 2016-1691 OF 09 DECEMBER 2016
Management   For   For
  E.34 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management   For   For
  ABAXIS, INC.
  Security 002567105       Meeting Type Special
  Ticker Symbol ABAX                  Meeting Date 31-Jul-2018
  ISIN US0025671050       Agenda 934854147 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    To approve the Agreement and Plan of Merger, dated as
of May 15, 2018, by and among Zoetis Inc., Zeus Merger
Sub, Inc., an indirect wholly-owned subsidiary of Zoetis,
Inc., and Abaxis, Inc., as it may be amended from time to
time (the "merger agreement"), the merger contemplated
by the merger agreement, and principal terms thereof
(the "merger agreement proposal").
Management   For   For
  2.    To approve, on an advisory basis, the merger-related
compensation for Abaxis' named executive officers.
Management   For   For
  3.    To vote to adjourn the Special Meeting, if necessary or
appropriate, for the purpose of soliciting additional
proxies to vote in favor of merger agreement proposal.
Management   For   For
  LASALLE HOTEL PROPERTIES
  Security 517942108       Meeting Type Contested-Special
  Ticker Symbol LHO                   Meeting Date 06-Sep-2018
  ISIN US5179421087       Agenda 934862865 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    To approve the merger of LaSalle Hotel Properties with
and into BRE Landmark L.P. and the other transactions
contemplated by the Agreement and Plan of Merger,
dated as of May 20, 2018 and as it may be amended
from time to time, among LaSalle Hotel Properties,
LaSalle Hotel Operating Partnership, L.P., BRE
Landmark Parent L.P., BRE Landmark L.P. and BRE
Landmark Acquisition L.P., as more particularly described
in the Proxy Statement.
Management   Against   Against
  2.    To approve, on a non-binding, advisory basis, the
compensation that may be paid or become payable to
LaSalle Hotel Properties' named executive officers that is
based on or otherwise relates to the merger, as more
particularly described in the Proxy Statement.
Management   Against   Against
  3.    To approve any adjournment of the special meeting for
the purpose of soliciting additional proxies if there are not
sufficient votes at the special meeting to approve the
merger and the other transactions contemplated by the
merger agreement.
Management   Against   Against
  CA, INC.
  Security 12673P105       Meeting Type Special
  Ticker Symbol CA                    Meeting Date 12-Sep-2018
  ISIN US12673P1057       Agenda 934868451 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    To adopt the Agreement and Plan of Merger, dated as of
July 11, 2018, as it may be amended from time to time,
by and among CA, Inc., Broadcom Inc. and Collie
Acquisition Corp. (the "merger agreement").
Management   For   For
  2.    To approve any proposal to adjourn the special meeting
to a later date or dates, if necessary or appropriate, to
solicit additional proxies if there are insufficient votes at
the time of the special meeting to approve the proposal to
adopt the merger agreement.
Management   For   For
  3.    To approve, on an advisory (non-binding) basis, specified
compensation that will or may become payable to the
named executive officers of CA, Inc. in connection with
the merger.
Management   For   For
  USG CORPORATION
  Security 903293405       Meeting Type Special
  Ticker Symbol USG                   Meeting Date 26-Sep-2018
  ISIN US9032934054       Agenda 934871713 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    Adopt the Agreement and Plan of Merger, dated June 10,
2018 ("merger agreement"), among USG Corporation
("Company"), Gebr. Knauf KG ("Knauf") and World Cup
Acquisition Corporation, a wholly-owned subsidiary of
Knauf ("Merger Sub"), pursuant to which Merger Sub will
merge into Company ("merger") with Company
continuing as a wholly-owned subsidiary of Knauf.
Management   For   For
  2.    To approve, on a non-binding, advisory basis, the
compensation payments that will or may be paid or
become payable to the Company's named executive
officers and that are based on or otherwise relate to the
merger and the agreements and understandings
pursuant to which such compensation will or may be paid
or become payable.
Management   For   For
  3.    To approve the adjournment of the special meeting, if
necessary or appropriate, including to solicit additional
proxies if there are insufficient votes at the time of the
special meeting to approve the proposal to adopt the
merger agreement or in the absence of a quorum.
Management   For   For
  THE DUN & BRADSTREET CORPORATION
  Security 26483E100       Meeting Type Special
  Ticker Symbol DNB                   Meeting Date 07-Nov-2018
  ISIN US26483E1001       Agenda 934884607 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    Adopt the Agreement and Plan of Merger, dated as of
August 8, 2018, among The Dun & Bradstreet
Corporation, Star Parent, L.P. and Star Merger Sub, Inc.
(as may be amended from time to time, the "merger
agreement").
Management   For   For
  2.    Approve, on an advisory (non-binding) basis, the
compensation that may be paid or become payable to
The Dun & Bradstreet Corporation's named executive
officers in connection with the merger.
Management   For   For
  3.    Approve the adjournment of the special meeting, if
necessary or appropriate, to solicit additional proxies if
there are not sufficient votes to adopt the merger
agreement.
Management   For   For
  PERNOD RICARD SA
  Security F72027109       Meeting Type MIX
  Ticker Symbol         Meeting Date 21-Nov-2018
  ISIN FR0000120693       Agenda 710054254 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE
ONLY VALID VOTE OPTIONS ARE "FOR"-AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED
AS AN "AGAINST" VOTE.
Non-Voting        
  CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE
Non-Voting        
  CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS
ARE PRESENTED DURING THE MEETING, YOUR-
VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR-BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
Non-Voting        
  CMMT 05 NOV 2018: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/1017/20181017
1-804836.pdf AND-https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/1105/20181105
1-805035.pdf; PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF URL LINK.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Non-Voting        
  O.1   APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2018
Management   For   For
  O.2   APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2018
Management   For   For
  O.3   ALLOCATION OF INCOME FOR THE FINANCIAL YEAR
ENDED 30 JUNE 2018 AND SETTING OF THE
DIVIDEND
Management   For   For
  O.4   APPROVAL OF THE REGULATED AGREEMENTS AND
COMMITMENTS REFERRED TO IN ARTICLES L. 225-
38 AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE
Management   For   For
  O.5   RENEWAL OF THE TERM OF OFFICE OF MRS.
MARTINA GONZALEZ-GALLARZA AS DIRECTOR
Management   Against   Against
  O.6   RENEWAL OF THE TERM OF OFFICE OF MR. IAN
GALLIENNE AS DIRECTOR
Management   For   For
  O.7   RENEWAL OF THE TERM OF OFFICE OF MR. GILLES
SAMYN AS DIRECTOR
Management   Against   Against
  O.8   APPOINTMENT OF MRS. PATRICIA BARBIZET AS
DIRECTOR
Management   For   For
  O.9   SETTING OF THE ANNUAL AMOUNT OF
ATTENDANCE FEES ALLOCATED TO THE MEMBERS
OF THE BOARD OF DIRECTORS
Management   For   For
  O.10 APPROVAL OF THE COMPENSATION POLICY
ELEMENTS APPLICABLE TO MR. ALEXANDRE
RICARD, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
Management   For   For
  O.11 APPROVAL OF THE COMPENSATION ELEMENTS
DUE OR AWARDED FOR THE FINANCIAL YEAR
2017/2018 TO MR. ALEXANDRE RICARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
Management   For   For
  O.12 AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS IN ORDER TO TRADE IN THE
SHARES OF THE COMPANY
Management   For   For
  E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL, RESERVED
FOR MEMBERS OF THE COMPANY SAVINGS PLANS
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER
Management   For   For
  E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL FOR THE
BENEFIT OF CATEGORY (IES) OF NAMED
BENEFICIARIES WITH CANCELLATION OF THE PRE-
EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE
LATTER
Management   For   For
  E.15 AMENDMENT TO ARTICLE 11, SECTION III OF THE
BYLAWS IN ORDER TO ALIGN THE NOTIFICATION
PERIOD IN THE EVENT OF CROSSING THE
STATUTORY THRESHOLD OF 0.5% OF THE SHARE
CAPITAL WITH THE PERIOD PROVIDED IN CASE OF
CROSSING THE LEGAL THRESHOLDS PROVIDED
FOR BY THE ARTICLE 223-14 OF THE FRENCH
GENERAL REGULATIONS OF THE AUTORITE DES
MARCHES FINANCIERS
Management   Against   Against
  E.16 AMENDMENT TO ARTICLE 11, SECTION III OF THE
BYLAWS IN ORDER TO INCLUDE IN THE
NOTIFICATION OF CROSSINGS THE STATUTORY
THRESHOLDS THE SHARES DEEMED TO BE HELD
BY THE PERSON REQUIRED TO PROVIDE THE
INFORMATION PURSUANT TO THE LEGAL RULES OF
ASSIMILATION TO THE SHAREHOLDING
Management   For   For
  E.17 AMENDMENT TO ARTICLE 29 OF THE BYLAWS TO
REMOVE THE REFERENCE TO THE APPOINTMENT
OF DEPUTY STATUTORY AUDITORS IN
ACCORDANCE WITH THE PROVISIONS OF THE LAW
OF 9 DECEMBER 2016 RELATING TO THE
TRANSPARENCY, THE FIGHT AGAINST
CORRUPTION AND THE MODERNIZATION OF THE
ECONOMIC LIFE
Management   For   For
  E.18 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management   For   For
  LASALLE HOTEL PROPERTIES
  Security 517942108       Meeting Type Special
  Ticker Symbol LHO                   Meeting Date 27-Nov-2018
  ISIN US5179421087       Agenda 934893973 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    To approve the merger of LaSalle Hotel Properties with
and into Ping Merger Sub, LLC, which we refer to as the
company merger, and other transactions contemplated
by Agreement and Plan of Merger, dated as of
September 6, 2018, as amended on September 18,
2018, and as it may be amended from time to time, which
we refer to as the merger agreement, by & among
Pebblebrook Hotel Trust, Pebblebrook Hotel, L.P., Ping
Merger Sub, LLC, Ping Merger OP, LP, LaSalle Hotel
Properties and LaSalle Hotel Operating Partnership, L.P.,
referred as the merger proposal.
Management   For   For
  2.    To approve, on a non-binding, advisory basis, the
compensation that may be paid or become payable to
LaSalle Hotel Properties' named executive officers that is
based on or otherwise relates to the company merger,
which we refer to as the LaSalle advisory (non-binding)
proposal on specified compensation.
Management   For   For
  3.    To approve any adjournment of the LaSalle Hotel
Properties special meeting for the purpose of soliciting
additional proxies if there are not sufficient votes at the
LaSalle Hotel Properties special meeting to approve the
merger proposal, which we refer to as the LaSalle
adjournment proposal.
Management   For   For
  COSTCO WHOLESALE CORPORATION
  Security 22160K105       Meeting Type Annual  
  Ticker Symbol COST                  Meeting Date 24-Jan-2019
  ISIN US22160K1051       Agenda 934911466 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    DIRECTOR Management        
      1 Hamilton E. James       For   For
      2 John W. Stanton       For   For
      3 Mary A. Wilderotter       For   For
  2.    Ratification of selection of independent auditors. Management   For   For
  3.    Approval, on an advisory basis, of executive
compensation.
Management   For   For
  4.    Approval of adoption of the 2019 Incentive Plan. Management   For   For
  5.    Approval to amend Articles of Incorporation to declassify
the Board and provide for annual election of directors.
Management   For   For
  6.    Approval to amend Articles of Incorporation to eliminate
supermajority vote requirement.
Management   For   For
  7.    Shareholder proposal regarding prison labor. Shareholder   Abstain   Against
  SWISSCOM AG
  Security H8398N104       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 02-Apr-2019
  ISIN CH0008742519       Agenda 710595832 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  CMMT PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE
Non-Voting        
  1.1   APPROVAL OF THE MANAGEMENT COMMENTARY,
FINANCIAL STATEMENTS OF SWISSCOM LTD AND
THE CONSOLIDATED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR 2018
Management   No Action    
  1.2   CONSULTATIVE VOTE ON THE REMUNERATION
REPORT 2018
Management   No Action    
  2     APPROPRIATION OF THE RETAINED EARNINGS 2018
AND DECLARATION OF DIVIDEND: CHF 22 PER
SHARE
Management   No Action    
  3     DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE GROUP EXECUTIVE BOARD
Management   No Action    
  4.1   RE-ELECTION OF ROLAND ABT TO THE BOARD OF
DIRECTOR
Management   No Action    
  4.2   RE-ELECTION OF ALAIN CARRUPT TO THE BOARD
OF DIRECTOR
Management   No Action    
  4.3   RE-ELECTION OF FRANK ESSER TO THE BOARD OF
DIRECTOR
Management   No Action    
  4.4   RE-ELECTION OF BARBARA FREI TO THE BOARD OF
DIRECTOR
Management   No Action    
  4.5   ELECTION OF SANDRA LATHION-ZWEIFEL TO THE
BOARD OF DIRECTOR
Management   No Action    
  4.6   RE-ELECTION OF ANNA MOSSBERG TO THE BOARD
OF DIRECTOR
Management   No Action    
  4.7   ELECTION OF MICHAEL RECHSTEINER TO THE
BOARD OF DIRECTOR
Management   No Action    
  4.8   RE-ELECTION OF HANSUELI LOOSLI TO THE BOARD
OF DIRECTOR
Management   No Action    
  4.9   RE-ELECTION OF HANSUELI LOOSLI AS CHAIRMAN
OF THE BOARD OF DIRECTOR
Management   No Action    
  5.1   RE-ELECTION OF ROLAND ABT TO THE
COMPENSATION COMMITTEE
Management   No Action    
  5.2   RE-ELECTION OF FRANK ESSER TO THE
COMPENSATION COMMITTEE
Management   No Action    
  5.3   RE-ELECTION OF BARBARA FREI TO THE
COMPENSATION COMMITTEE
Management   No Action    
  5.4   RE-ELECTION OF HANSUELI LOOSLI TO THE
COMPENSATION COMMITTEE
Management   No Action    
  5.5   RE-ELECTION OF RENZO SIMONI TO THE
COMPENSATION COMMITTEE
Management   No Action    
  6.1   APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS FOR
2020
Management   No Action    
  6.2   APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE GROUP EXECUTIVE BOARD FOR
2020
Management   No Action    
  7     RE-ELECTION OF THE INDEPENDENT PROXY / LAW
FIRM REBER RECHTSANWAELTE KIG, ZURICH
Management   No Action    
  8     RE-ELECTION OF THE STATUTORY AUDITORS /
PRICEWATERHOUSECOOPERS SA, ZURICH
Management   No Action    
  SWEDISH MATCH AB (PUBL)
  Security W92277115       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 09-Apr-2019
  ISIN SE0000310336       Agenda 710790709 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
Non-Voting        
  CMMT MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED
Non-Voting        
  CMMT IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
Non-Voting        
  1     OPENING OF THE MEETING AND ELECTION OF THE
CHAIRMAN OF THE MEETING: BJORN-
KRISTIANSSON
Non-Voting        
  2     PREPARATION AND APPROVAL OF THE VOTING
LIST
Non-Voting        
  3     ELECTION OF ONE OR TWO PERSONS TO VERIFY
THE MINUTES
Non-Voting        
  4     DETERMINATION OF WHETHER THE MEETING HAS
BEEN DULY CONVENED
Non-Voting        
  5     APPROVAL OF THE AGENDA Non-Voting        
  6     PRESENTATION OF THE ANNUAL REPORT AND THE
AUDITOR'S REPORT, THE CONSOLIDATED-
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL-
STATEMENTS FOR 2018, THE AUDITOR'S OPINION
REGARDING COMPLIANCE WITH THE-PRINCIPLES
FOR REMUNERATION TO MEMBERS OF THE
EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD
OF DIRECTORS' PROPOSAL REGARDING THE
Non-Voting        
    ALLOCATION OF PROFIT AND-MOTIVATED
STATEMENT. IN CONNECTION THERETO, THE
PRESIDENT'S SPEECH AND THE-BOARD OF
DIRECTORS' REPORT ON ITS WORK AND THE
WORK AND FUNCTION OF THE-COMPENSATION
COMMITTEE AND THE AUDIT COMMITTEE
             
  7     RESOLUTION ON ADOPTION OF THE INCOME
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
Management   No Action    
  8     RESOLUTION REGARDING ALLOCATION OF THE
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON A
RECORD DAY FOR DIVIDEND: 10.50 SEK PER SHARE
Management   No Action    
  9     RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBERS
AND THE PRESIDENT
Management   No Action    
  CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 15 AND 21
ARE PROPOSED BY SHAREHOLDERS'-NOMINATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE-PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
Non-Voting        
  10    RESOLUTION REGARDING THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS TO BE
ELECTED BY THE MEETING: SEVEN MEMBERS AND
NO DEPUTIES
Management   No Action    
  11    RESOLUTION REGARDING REMUNERATION TO THE
MEMBERS OF THE BOARD OF DIRECTORS
Management   No Action    
  12    ELECTION OF MEMBERS OF THE BOARD, THE
CHAIRMAN OF THE BOARD AND THE DEPUTY
CHAIRMAN OF THE BOARD: CHARLES A. BLIXT,
ANDREW CRIPPS, JACQUELINE HOOGERBRUGGE,
CONNY KARLSSON, PAULINE LINDWALL, WENCHE
ROLFSEN AND JOAKIM WESTH. CONNY KARLSSON
IS PROPOSED TO BE RE-ELECTED AS CHAIRMAN
OF THE BOARD AND ANDREW CRIPPS IS
PROPOSED TO BE RE-ELECTED AS DEPUTY
CHAIRMAN OF THE BOARD
Management   No Action    
  13    RESOLUTION REGARDING THE NUMBER OF
AUDITORS: ONE AND NO DEPUTY AUDITOR
Management   No Action    
  14    RESOLUTION REGARDING REMUNERATION TO THE
AUDITOR
Management   No Action    
  15    ELECTION OF AUDITOR: DELOITTE AB Management   No Action    
  16    RESOLUTION REGARDING PRINCIPLES FOR
REMUNERATION TO MEMBERS OF THE EXECUTIVE
MANAGEMENT
Management   No Action    
  17    RESOLUTION REGARDING: A. THE REDUCTION OF
THE SHARE CAPITAL BY MEANS OF WITHDRAWAL
OF REPURCHASED SHARES; AND B. BONUS ISSUE
Management   No Action    
  18    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITIONS OF SHARES IN THE COMPANY
Management   No Action    
  19    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON TRANSFER
OF SHARES IN THE COMPANY
Management   No Action    
  20    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO ISSUE NEW SHARES
Management   No Action    
  21    ADOPTION OF INSTRUCTIONS FOR SWEDISH
MATCH ABS NOMINATING COMMITTEE
Management   No Action    
  22    CLOSING OF THE MEETING Non-Voting        
  CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 165301 DUE TO RESOLUTION-17 IS
SINGLE VOTING ITEM. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE-DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE-REINSTRUCT ON THIS
MEETING NOTICE ON THE NEW JOB. IF HOWEVER
VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED
IN THE MARKET, THIS MEETING WILL BE CLOSED
AND-YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE-ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS-SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
Non-Voting        
  THE BANK OF NEW YORK MELLON CORPORATION
  Security 064058100       Meeting Type Annual  
  Ticker Symbol BK                    Meeting Date 09-Apr-2019
  ISIN US0640581007       Agenda 934941609 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Steven D. Black Management   For   For
  1b.   Election of Director: Linda Z. Cook Management   For   For
  1c.   Election of Director: Joseph J. Echevarria Management   For   For
  1d.   Election of Director: Edward P. Garden Management   For   For
  1e.   Election of Director: Jeffrey A. Goldstein Management   For   For
  1f.   Election of Director: John M. Hinshaw Management   For   For
  1g.   Election of Director: Edmund F. "Ted" Kelly Management   For   For
  1h.   Election of Director: Jennifer B. Morgan Management   For   For
  1i.   Election of Director: Elizabeth E. Robinson Management   For   For
  1j.   Election of Director: Charles W. Scharf Management   For   For
  1k.   Election of Director: Samuel C. Scott III Management   For   For
  1l.   Election of Director: Alfred "Al" W. Zollar Management   For   For
  2.    Advisory resolution to approve the 2018 compensation of
our named executive officers.
Management   For   For
  3.    Ratification of KPMG LLP as our independent auditor for
2019.
Management   For   For
  4.    Amendment to Restated Certificate of Incorporation to
enhance stockholder written consent rights.
Management   For   For
  5.    Approval of 2019 Long-Term Incentive Plan. Management   For   For
  6.    Stockholder proposal regarding pay equity report. Shareholder   Abstain   Against
  JULIUS BAER GRUPPE AG
  Security H4414N103       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 10-Apr-2019
  ISIN CH0102484968       Agenda 710784326 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.1   FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2018
Management   No Action    
  1.2   CONSULTATIVE VOTE ON THE REMUNERATION
REPORT 2018
Management   No Action    
  2     APPROPRIATION OF DISPOSABLE PROFIT;
DISSOLUTION AND DISTRIBUTION OF "STATUTORY
CAPITAL RESERVE(AS SPECIFIED): CHF 1.50 PER
SHARE
Management   No Action    
  3     DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE BOARD
Management   No Action    
  4.1   COMPENSATION OF THE BOARD OF DIRECTORS Management   No Action    
  4.2.1 COMPENSATION OF THE EXECUTIVE BOARD:
AGGREGATE AMOUNT OF VARIABLE CASH-BASED
COMPENSATION ELEMENTS FOR THE COMPLETED
FINANCIAL YEAR 2018
Management   No Action    
  4.2.2 COMPENSATION OF THE EXECUTIVE BOARD:
AGGREGATE AMOUNT OF VARIABLE SHARE-BASED
COMPENSATION ELEMENTS THAT ARE ALLOCATED
IN THE CURRENT FINANCIAL YEAR 2019
Management   No Action    
  4.2.3 COMPENSATION OF THE EXECUTIVE BOARD:
MAXIMUM AGGREGATE AMOUNT OF FIXED
COMPENSATION FOR THE NEXT FINANCIAL YEAR
2020
Management   No Action    
  5.1.1 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
GILBERT ACHERMANN
Management   No Action    
  5.1.2 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
HEINRICH BAUMANN
Management   No Action    
  5.1.3 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
RICHARD CAMPBELL-BREEDEN
Management   No Action    
  5.1.4 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
PAUL MAN YIU CHOW
Management   No Action    
  5.1.5 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
IVO FURRER
Management   No Action    
  5.1.6 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS.
CLAIRE GIRAUT
Management   No Action    
  5.1.7 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
CHARLES G.T. STONEHILL
Management   No Action    
  5.2.1 NEW ELECTIONS TO THE BOARD OF DIRECTOR:
MR. ROMEO LACHER
Management   No Action    
  5.2.2 NEW ELECTIONS TO THE BOARD OF DIRECTOR:
MRS. EUNICE ZEHNDER-LAI
Management   No Action    
  5.2.3 NEW ELECTIONS TO THE BOARD OF DIRECTOR:
MS. OLGA ZOUTENDIJK
Management   No Action    
  5.3   ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTORS: THE BOARD OF DIRECTORS
PROPOSES THAT MR. ROMEO LACHER BE ELECTED
AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR
A ONE-YEAR TERM. MR. ROMEO LACHER IS
PROPOSED TO BE ELECTED TO THE BOARD OF
DIRECTORS AT THE ANNUAL GENERAL MEETING
ON 10 APRIL 2019 (SEE AGENDA ITEM 5.2)
Management   No Action    
  5.4.1 ELECTIONS TO THE COMPENSATION COMMITTEE:
MR. GILBERT ACHERMANN
Management   No Action    
  5.4.2 ELECTIONS TO THE COMPENSATION COMMITTEE:
MR. HEINRICH BAUMANN
Management   No Action    
  5.4.3 ELECTIONS TO THE COMPENSATION COMMITTEE:
MR. RICHARD CAMPBELL-BREEDEN
Management   No Action    
  5.4.4 ELECTIONS TO THE COMPENSATION COMMITTEE:
MRS. EUNICE ZEHNDER-LAI
Management   No Action    
  6     ELECTION OF THE STATUTORY AUDITOR: THE
BOARD OF DIRECTORS PROPOSES THAT KPMG AG,
ZURICH, BE ELECTED AS STATUTORY AUDITORS
FOR ANOTHER ONE-YEAR TERM
Management   No Action    
  7     ELECTION OF THE INDEPENDENT
REPRESENTATIVE: THE BOARD OF DIRECTORS
PROPOSES THAT MR. MARC NATER, WENGER
PLATTNER ATTORNEYS AT LAW, SEESTRASSE 39,
POSTFACH, 8700 KUSNACHT, SWITZERLAND, BE
ELECTED AS INDEPENDENT REPRESENTATIVE FOR
A TERM UNTIL THE END OF THE NEXT ANNUAL
GENERAL MEETING IN 2020
Management   No Action    
  CMMT PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE
Non-Voting        
  CMMT 01 APR 2019: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN RECORD DATE-FROM
03 APR 2019 TO 02 APR 2019 AND FURTHER
REVISION DUE TO RECEIPT OF-DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
Non-Voting        
  BRISTOL-MYERS SQUIBB COMPANY
  Security 110122108       Meeting Type Contested-Special
  Ticker Symbol BMY                   Meeting Date 12-Apr-2019
  ISIN US1101221083       Agenda 934932751 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    Stock Issuance Proposal: To approve the issuance of
shares of Bristol-Myers Squibb Company common stock
to stockholders of Celgene Corporation in the merger
between Celgene Corporation and Burgundy Merger
Sub, Inc., a wholly-owned subsidiary of Bristol-Myers
Squibb Company, pursuant to the terms and conditions of
the Agreement and Plan of Merger, dated as of January
2, 2019, as it may be amended from time to time, among
Bristol-Myers Squibb Company, Burgundy Merger Sub,
Inc. and Celgene Corporation.
Management   For   For
  2.    Adjournment Proposal: To approve the adjournment from
time to time of the special meeting of the stockholders of
Bristol- Myers Squibb Company if necessary to solicit
additional proxies if there are not sufficient votes at the
time of the special meeting, or any adjournment or
postponement thereof, to approve the Stock Issuance
Proposal.
Management   For   For
  BRISTOL-MYERS SQUIBB COMPANY
  Security 110122108       Meeting Type Contested-Special
  Ticker Symbol BMY                   Meeting Date 12-Apr-2019
  ISIN US1101221083       Agenda 934939654 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    Stock Issuance Proposal: To approve the issuance of
shares of Bristol-Myers Squibb Company common stock
to stockholders of Celgene Corporation in the merger
between Celgene Corporation and Burgundy Merger
Sub, Inc., a wholly-owned subsidiary of Bristol-Myers
Squibb Company, pursuant to the terms and conditions of
the Agreement and Plan of Merger, dated as of January
2, 2019, as it may be amended from time to time, among
Bristol-Myers Squibb Company, Burgundy Merger Sub,
Inc. and Celgene Corporation.
Management   For   For
  2.    Adjournment Proposal: To approve the adjournment from
time to time of the special meeting of the stockholders of
Bristol- Myers Squibb Company if necessary to solicit
additional proxies if there are not sufficient votes at the
time of the special meeting, or any adjournment or
postponement thereof, to approve the Stock Issuance
Proposal.
Management   For   For
  CITIGROUP INC.
  Security 172967424       Meeting Type Annual  
  Ticker Symbol C                     Meeting Date 16-Apr-2019
  ISIN US1729674242       Agenda 934935808 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Michael L. Corbat Management   For   For
  1b.   Election of Director: Ellen M. Costello Management   For   For
  1c.   Election of Director: Barbara J. Desoer Management   For   For
  1d.   Election of Director: John C. Dugan Management   For   For
  1e.   Election of Director: Duncan P. Hennes Management   For   For
  1f.   Election of Director: Peter B. Henry Management   For   For
  1g.   Election of Director: S. Leslie Ireland Management   For   For
  1h.   Election of Director: Lew W. (Jay) Jacobs, IV Management   For   For
  1i.   Election of Director: Renee J. James Management   For   For
  1j.   Election of Director: Eugene M. McQuade Management   For   For
  1k.   Election of Director: Gary M. Reiner Management   For   For
  1l.   Election of Director: Diana L. Taylor Management   For   For
  1m.   Election of Director: James S. Turley Management   For   For
  1n.   Election of Director: Deborah C. Wright Management   For   For
  1o.   Election of Director: Ernesto Zedillo Ponce de Leon Management   For   For
  2.    Proposal to ratify the selection of KPMG LLP as Citi's
independent registered public accounting firm for 2019.
Management   For   For
  3.    Advisory vote to approve Citi's 2018 executive
compensation.
Management   For   For
  4.    Approval of the Citigroup 2019 Stock Incentive Plan. Management   For   For
  5.    Shareholder proposal requesting Shareholder Proxy
Access Enhancement to Citi's proxy access bylaw
provisions.
Shareholder   Abstain   Against
  6.    Shareholder proposal requesting that the Board adopt a
policy prohibiting the vesting of equity-based awards for
senior executives due to a voluntary resignation to enter
government service.
Shareholder   Against   For
  7.    Shareholder proposal requesting that the Board amend
Citi's bylaws to give holders in the aggregate of 15% of
Citi's outstanding common stock the power to call a
special meeting.
Shareholder   Against   For
  THE AES CORPORATION
  Security 00130H105       Meeting Type Annual  
  Ticker Symbol AES                   Meeting Date 18-Apr-2019
  ISIN US00130H1059       Agenda 934938044 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Janet G. Davidson Management   For   For
  1b.   Election of Director: Andres R. Gluski Management   For   For
  1c.   Election of Director: Charles L. Harrington Management   For   For
  1d.   Election of Director: Tarun Khanna Management   For   For
  1e.   Election of Director: Holly K. Koeppel Management   For   For
  1f.   Election of Director: James H. Miller Management   For   For
  1g.   Election of Director: Alain Monie Management   For   For
  1h.   Election of Director: John B. Morse, Jr Management   For   For
  1i.   Election of Director: Moises Naim Management   For   For
  1j.   Election of Director: Jeffrey W. Ubben Management   For   For
  2.    To approve, on an advisory basis, the Company's
executive compensation.
Management   For   For
  3.    To ratify the appointment of Ernst & Young LLP as the
independent auditors of the Company for the fiscal year
2019.
Management   For   For
  GENUINE PARTS COMPANY
  Security 372460105       Meeting Type Annual  
  Ticker Symbol GPC                   Meeting Date 22-Apr-2019
  ISIN US3724601055       Agenda 934938652 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    DIRECTOR Management        
      1 Elizabeth W. Camp       For   For
      2 Paul D. Donahue       For   For
      3 Gary P. Fayard       For   For
      4 Thomas C. Gallagher       For   For
      5 P. Russell Hardin       For   For
      6 John R. Holder       For   For
      7 Donna W. Hyland       For   For
      8 John D. Johns       For   For
      9 Robert C. Loudermilk Jr       For   For
      10 Wendy B. Needham       For   For
      11 E. Jenner Wood III       For   For
  2.    Advisory vote on executive compensation. Management   For   For
  3.    Ratification of the selection of Ernst & Young LLP as the
Company's independent auditor for the fiscal year ending
December 31, 2019 .
Management   For   For
  THE PNC FINANCIAL SERVICES GROUP, INC.
  Security 693475105       Meeting Type Annual  
  Ticker Symbol PNC                   Meeting Date 23-Apr-2019
  ISIN US6934751057       Agenda 934940164 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Joseph Alvarado Management   For   For
  1b.   Election of Director: Charles E. Bunch Management   For   For
  1c.   Election of Director: Debra A. Cafaro Management   For   For
  1d.   Election of Director: Marjorie Rodgers Cheshire Management   For   For
  1e.   Election of Director: William S. Demchak Management   For   For
  1f.   Election of Director: Andrew T. Feldstein Management   For   For
  1g.   Election of Director: Richard J. Harshman Management   For   For
  1h.   Election of Director: Daniel R. Hesse Management   For   For
  1i.   Election of Director: Richard B. Kelson Management   For   For
  1j.   Election of Director: Linda R. Medler Management   For   For
  1k.   Election of Director: Martin Pfinsgraff Management   For   For
  1l.   Election of Director: Toni Townes-Whitley Management   For   For
  1m.   Election of Director: Michael J. Ward Management   For   For
  2.    Ratification of the Audit Committee's selection of
PricewaterhouseCoopers LLP as PNC's independent
registered public accounting firm for 2019.
Management   For   For
  3.    Advisory vote to approve named executive officer
compensation.
Management   For   For
  WELLS FARGO & COMPANY
  Security 949746101       Meeting Type Annual  
  Ticker Symbol WFC                   Meeting Date 23-Apr-2019
  ISIN US9497461015       Agenda 934941584 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: John D. Baker II Management   For   For
  1b.   Election of Director: Celeste A. Clark Management   For   For
  1c.   Election of Director: Theodore F. Craver, Jr. Management   For   For
  1d.   Election of Director: Elizabeth A. Duke Management   For   For
  1e.   Election of Director: Wayne M. Hewett Management   For   For
  1f.   Election of Director: Donald M. James Management   For   For
  1g.   Election of Director: Maria R. Morris Management   For   For
  1h.   Election of Director: Juan A. Pujadas Management   For   For
  1i.   Election of Director: James H. Quigley Management   For   For
  1j.   Election of Director: Ronald L. Sargent Management   For   For
  1k.   Election of Director: C. Allen Parker Management   For   For
  1l.   Election of Director: Suzanne M. Vautrinot Management   For   For
  2.    Advisory resolution to approve executive compensation. Management   For   For
  3.    Approve the Company's Amended and Restated Long-
Term Incentive Compensation Plan.
Management   For   For
  4.    Ratify the appointment of KPMG LLP as the Company's
independent registered public accounting firm for 2019.
Management   For   For
  5.    Shareholder Proposal - Report on Incentive-Based
Compensation and Risks of Material Losses.
Shareholder   Against   For
  6.    Shareholder Proposal - Report on Global Median Gender
Pay Gap.
Shareholder   Abstain   Against
  BANK OF AMERICA CORPORATION
  Security 060505104       Meeting Type Annual  
  Ticker Symbol BAC                   Meeting Date 24-Apr-2019
  ISIN US0605051046       Agenda 934942360 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Sharon L. Allen Management   For   For
  1b.   Election of Director: Susan S. Bies Management   For   For
  1c.   Election of Director: Jack O. Bovender, Jr. Management   For   For
  1d.   Election of Director: Frank P. Bramble, Sr. Management   For   For
  1e.   Election of Director: Pierre J.P. de Weck Management   For   For
  1f.   Election of Director: Arnold W. Donald Management   For   For
  1g.   Election of Director: Linda P. Hudson Management   For   For
  1h.   Election of Director: Monica C. Lozano Management   For   For
  1i.   Election of Director: Thomas J. May Management   For   For
  1j.   Election of Director: Brian T. Moynihan Management   For   For
  1k.   Election of Director: Lionel L. Nowell III Management   For   For
  1l.   Election of Director: Clayton S. Rose Management   For   For
  1m.   Election of Director: Michael D. White Management   For   For
  1n.   Election of Director: Thomas D. Woods Management   For   For
  1o.   Election of Director: R. David Yost Management   For   For
  1p.   Election of Director: Maria T. Zuber Management   For   For
  2.    Approving Our Executive Compensation (an Advisory,
Non- binding "Say on Pay" Resolution)
Management   For   For
  3.    Ratifying the Appointment of Our Independent Registered
Public Accounting Firm for 2019.
Management   For   For
  4.    Amending the Bank of America Corporation Key
Employee Equity Plan.
Management   For   For
  5.    Report Concerning Gender Pay Equity. Shareholder   Abstain   Against
  6.    Right to Act by Written Consent. Shareholder   Against   For
  7.    Enhance Shareholder Proxy Access. Shareholder   Abstain   Against
  JOHNSON & JOHNSON
  Security 478160104       Meeting Type Annual  
  Ticker Symbol JNJ                   Meeting Date 25-Apr-2019
  ISIN US4781601046       Agenda 934938638 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Mary C. Beckerle Management   For   For
  1b.   Election of Director: D. Scott Davis Management   For   For
  1c.   Election of Director: Ian E. L. Davis Management   For   For
  1d.   Election of Director: Jennifer A. Doudna Management   For   For
  1e.   Election of Director: Alex Gorsky Management   For   For
  1f.   Election of Director: Marillyn A. Hewson Management   For   For
  1g.   Election of Director: Mark B. McClellan Management   For   For
  1h.   Election of Director: Anne M. Mulcahy Management   For   For
  1i.   Election of Director: William D. Perez Management   For   For
  1j.   Election of Director: Charles Prince Management   For   For
  1k.   Election of Director: A. Eugene Washington Management   For   For
  1l.   Election of Director: Ronald A. Williams Management   For   For
  2.    Advisory Vote to Approve Named Executive Officer
Compensation.
Management   For   For
  3.    Ratification of Appointment of PricewaterhouseCoopers
LLP as the Independent Registered Public Accounting
Firm for 2019.
Management   For   For
  4.    Shareholder Proposal - Clawback Disclosure Shareholder   Against   For
  5.    Shareholder Proposal - Executive Compensation and
Drug Pricing Risks.
Shareholder   Abstain   Against
  GATX CORPORATION
  Security 361448103       Meeting Type Annual  
  Ticker Symbol GATX                  Meeting Date 29-Apr-2019
  ISIN US3614481030       Agenda 934954024 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.1   Election of Director: Diane M. Aigotti Management   For   For
  1.2   Election of Director: Anne L. Arvia Management   For   For
  1.3   Election of Director: Ernst A. Häberli Management   For   For
  1.4   Election of Director: Brian A. Kenney Management   For   For
  1.5   Election of Director: James B. Ream Management   For   For
  1.6   Election of Director: Robert J. Ritchie Management   For   For
  1.7   Election of Director: David S. Sutherland Management   For   For
  1.8   Election of Director: Stephen R. Wilson Management   For   For
  1.9   Election of Director: Paul G. Yovovich Management   For   For
  2.    ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
Management   For   For
  3.    RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2019
Management   For   For
  INTERNATIONAL BUSINESS MACHINES CORP.
  Security 459200101       Meeting Type Annual  
  Ticker Symbol IBM                   Meeting Date 30-Apr-2019
  ISIN US4592001014       Agenda 934941849 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director for a Term of One Year: M. L. Eskew Management   For   For
  1b.   Election of Director for a Term of One Year: D. N. Farr Management   For   For
  1c.   Election of Director for a Term of One Year: A. Gorsky Management   For   For
  1d.   Election of Director for a Term of One Year: M. Howard Management   For   For
  1e.   Election of Director for a Term of One Year: S. A.
Jackson
Management   For   For
  1f.   Election of Director for a Term of One Year: A. N. Liveris Management   For   For
  1g.   Election of Director for a Term of One Year: M. E. Pollack Management   For   For
  1h.   Election of Director for a Term of One Year: V. M.
Rometty
Management   For   For
  1i.   Election of Director for a Term of One Year: J. R.
Swedish
Management   For   For
  1j.   Election of Director for a Term of One Year: S. Taurel Management   For   For
  1k.   Election of Director for a Term of One Year: P. R. Voser Management   For   For
  1l.   Election of Director for a Term of One Year: F. H.
Waddell
Management   For   For
  2.    Ratification of Appointment of Independent Registered
Public Accounting Firm.
Management   For   For
  3.    Advisory Vote on Executive Compensation. Management   For   For
  4.    Approval of Long-Term Incentive Performance Terms for
Certain Executives for Awards Eligible for Transitional
Relief Pursuant to Section 162(m) of the Internal
Revenue Code
Management   For   For
  5.    Stockholder Proposal on the Right to Act by Written
Consent.
Shareholder   Against   For
  6.    Stockholder Proposal to Have an Independent Board
Chairman
Shareholder   Against   For
  VERIZON COMMUNICATIONS INC.
  Security 92343V104       Meeting Type Annual  
  Ticker Symbol VZ                    Meeting Date 02-May-2019
  ISIN US92343V1044       Agenda 934943261 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Shellye L. Archambeau Management   For   For
  1b.   Election of Director: Mark T. Bertolini Management   For   For
  1c.   Election of Director: Vittorio Colao Management   For   For
  1d.   Election of Director: Melanie L. Healey Management   For   For
  1e.   Election of Director: Clarence Otis, Jr. Management   For   For
  1f.   Election of Director: Daniel H. Schulman Management   For   For
  1g.   Election of Director: Rodney E. Slater Management   For   For
  1h.   Election of Director: Kathryn A. Tesija Management   For   For
  1i.   Election of Director: Hans E. Vestberg Management   For   For
  1j.   Election of Director: Gregory G. Weaver Management   For   For
  2.    Ratification of Appointment of Independent Registered
Public Accounting Firm
Management   For   For
  3.    Advisory Vote to Approve Executive Compensation Management   For   For
  4.    Nonqualified Savings Plan Earnings Shareholder   Against   For
  5.    Independent Chair Shareholder   Against   For
  6.    Report on Online Child Exploitation Shareholder   Abstain   Against
  7.    Cybersecurity and Data Privacy Shareholder   Abstain   Against
  8.    Severance Approval Policy Shareholder   Against   For
  WELLTOWER INC.
  Security 95040Q104       Meeting Type Annual  
  Ticker Symbol WELL                  Meeting Date 02-May-2019
  ISIN US95040Q1040       Agenda 934949720 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Kenneth J. Bacon Management   For   For
  1b.   Election of Director: Thomas J. DeRosa Management   For   For
  1c.   Election of Director: Karen B. DeSalvo Management   For   For
  1d.   Election of Director: Jeffrey H. Donahue Management   For   For
  1e.   Election of Director: Timothy J. Naughton Management   For   For
  1f.   Election of Director: Sharon M. Oster Management   For   For
  1g.   Election of Director: Sergio D. Rivera Management   For   For
  1h.   Election of Director: Johnese M. Spisso Management   For   For
  1i.   Election of Director: Kathryn M. Sullivan Management   For   For
  1j.   Election of Director: R. Scott Trumbull Management   For   For
  1k.   Election of Director: Gary Whitelaw Management   For   For
  2.    The ratification of the appointment of Ernst & Young LLP
as independent registered public accounting firm for the
fiscal year 2019.
Management   For   For
  3.    The approval, on an advisory basis, of the compensation
of our named executive officers as disclosed in the 2019
Proxy Statement.
Management   For   For
  CINCINNATI BELL INC.
  Security 171871403       Meeting Type Annual  
  Ticker Symbol CBBPRB                Meeting Date 02-May-2019
  ISIN US1718714033       Agenda 934950266 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director for one-year term expiring in 2020:
Meredith J. Ching
Management   Abstain   Against
  1b.   Election of Director for one-year term expiring in 2020:
Walter A. Dods, Jr.
Management   Abstain   Against
  1c.   Election of Director for one-year term expiring in 2020:
John W. Eck
Management   Abstain   Against
  1d.   Election of Director for one-year term expiring in 2020:
Leigh R. Fox
Management   Abstain   Against
  1e.   Election of Director for one-year term expiring in 2020:
Jakki L. Haussler
Management   Abstain   Against
  1f.   Election of Director for one-year term expiring in 2020:
Craig F. Maier
Management   Abstain   Against
  1g.   Election of Director for one-year term expiring in 2020:
Russel P. Mayer
Management   Abstain   Against
  1h.   Election of Director for one-year term expiring in 2020:
Theodore H. Torbeck
Management   Abstain   Against
  1i.   Election of Director for one-year term expiring in 2020:
Lynn A. Wentworth
Management   Abstain   Against
  1j.   Election of Director for one-year term expiring in 2020:
Martin J. Yudkovitz
Management   Abstain   Against
  2.    Approval, by a non-binding advisory vote, of our
executive officers' compensation.
Management   For   For
  3.    Ratification of our Audit and Finance Committee's
appointment of our independent registered public
accounting firm for 2019.
Management   For   For
  MUELLER INDUSTRIES, INC.
  Security 624756102       Meeting Type Annual  
  Ticker Symbol MLI                   Meeting Date 02-May-2019
  ISIN US6247561029       Agenda 934963883 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    DIRECTOR Management        
      1 Gregory L. Christopher       For   For
      2 Elizabeth Donovan       For   For
      3 Paul J. Flaherty       For   For
      4 Gennaro J. Fulvio       For   For
      5 Gary S. Gladstein       For   For
      6 Scott J. Goldman       For   For
      7 John B. Hansen       For   For
      8 Terry Hermanson       For   For
      9 Charles P. Herzog, Jr.       For   For
  2.    Approve the appointment of Ernst & Young LLP as the
Company's independent registered public accounting
firm.
Management   For   For
  3.    To approve, on an advisory basis by non-binding vote,
executive compensation.
Management   For   For
  4.    To approve adoption of the Company's 2019 Incentive
Plan.
Management   For   For
  ELI LILLY AND COMPANY
  Security 532457108       Meeting Type Annual  
  Ticker Symbol LLY                   Meeting Date 06-May-2019
  ISIN US5324571083       Agenda 934940215 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of director for three-year term: R. Alvarez Management   For   For
  1b.   Election of director for three-year term: C. R. Bertozzi Management   For   For
  1c.   Election of director for three-year term: J. R. Luciano Management   For   For
  1d.   Election of director for three-year term: K. P. Seifert Management   For   For
  2.    Approval, by non-binding vote, of the compensation paid
to the company's named executive officers.
Management   For   For
  3.    Ratification of Ernst & Young LLP as the principal
independent auditor for 2019.
Management   For   For
  4.    Approve amendments to the Articles of Incorporation to
eliminate the classified board structure.
Management   For   For
  5.    Approve amendments to the Articles of Incorporation to
eliminate all supermajority voting provisions.
Management   For   For
  6.    Shareholder proposal requesting a report regarding direct
and indirect political expenditures.
Shareholder   Abstain   Against
  AMERICAN EXPRESS COMPANY
  Security 025816109       Meeting Type Annual  
  Ticker Symbol AXP                   Meeting Date 07-May-2019
  ISIN US0258161092       Agenda 934951953 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Charlene Barshefsky Management   For   For
  1b.   Election of Director: John J. Brennan Management   For   For
  1c.   Election of Director: Peter Chernin Management   For   For
  1d.   Election of Director: Ralph de la Vega Management   For   For
  1e.   Election of Director: Anne Lauvergeon Management   For   For
  1f.   Election of Director: Michael O. Leavitt Management   For   For
  1g.   Election of Director: Theodore J. Leonsis Management   For   For
  1h.   Election of Director: Stephen J. Squeri Management   For   For
  1i.   Election of Director: Daniel L. Vasella Management   For   For
  1j.   Election of Director: Ronald A. Williams Management   For   For
  1k.   Election of Director: Christopher D. Young Management   For   For
  2.    Ratification of appointment of PricewaterhouseCoopers
LLP as independent registered public accounting firm for
2019.
Management   For   For
  3.    Approval, on an advisory basis, of the Company's
executive compensation.
Management   For   For
  4.    Shareholder proposal relating to action by written
consent.
Shareholder   Against   For
  5.    Shareholder proposal relating to deducting the stock
buyback impact from executive pay.
Shareholder   Against   For
  6.    Shareholder proposal relating to gender pay equity. Shareholder   Abstain   Against
  RYMAN HOSPITALITY PROPERTIES, INC.
  Security 78377T107       Meeting Type Annual  
  Ticker Symbol RHP                   Meeting Date 09-May-2019
  ISIN US78377T1079       Agenda 934975799 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Rachna Bhasin Management   For   For
  1b.   Election of Director: Alvin Bowles Jr. Management   For   For
  1c.   Election of Director: Fazal Merchant Management   For   For
  1d.   Election of Director: Patrick Q. Moore Management   For   For
  1e.   Election of Director: Christine Pantoya Management   For   For
  1f.   Election of Director: Robert S. Prather, Jr. Management   For   For
  1g.   Election of Director: Colin V. Reed Management   For   For
  1h.   Election of Director: Michael I. Roth Management   For   For
  2.    To approve, on an advisory basis, the Company's
executive compensation.
Management   For   For
  3.    To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for fiscal year 2019.
Management   For   For
  STATE STREET CORPORATION
  Security 857477103       Meeting Type Annual  
  Ticker Symbol STT                   Meeting Date 15-May-2019
  ISIN US8574771031       Agenda 934969277 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: K. Burnes Management   For   For
  1b.   Election of Director: P. de Saint-Aignan Management   For   For
  1c.   Election of Director: L. Dugle Management   For   For
  1d.   Election of Director: A. Fawcett Management   For   For
  1e.   Election of Director: W. Freda Management   For   For
  1f.   Election of Director: J. Hooley Management   For   For
  1g.   Election of Director: S. Mathew Management   For   For
  1h.   Election of Director: W. Meaney Management   For   For
  1i.   Election of Director: R. O'Hanley Management   For   For
  1j.   Election of Director: S. O'Sullivan Management   For   For
  1k.   Election of Director: R. Sergel Management   For   For
  1l.   Election of Director: G. Summe Management   For   For
  2.    To approve an advisory proposal on executive
compensation.
Management   For   For
  3.    To ratify the selection of Ernst & Young LLP as State
Street's independent registered public accounting firm for
the year ending December 31, 2019.
Management   For   For
  HERC HOLDINGS INC.
  Security 42704L104       Meeting Type Annual  
  Ticker Symbol HRI                   Meeting Date 16-May-2019
  ISIN US42704L1044       Agenda 934958022 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Herbert L. Henkel Management   For   For
  1b.   Election of Director: Lawrence H. Silber Management   For   For
  1c.   Election of Director: James H. Browning Management   For   For
  1d.   Election of Director: Patrick D. Campbell Management   For   For
  1e.   Election of Director: Nicholas F. Graziano Management   For   For
  1f.   Election of Director: Jean K. Holley Management   For   For
  1g.   Election of Director: Jacob M. Katz Management   For   For
  1h.   Election of Director: Michael A. Kelly Management   For   For
  1i.   Election of Director: Courtney Mather Management   For   For
  1j.   Election of Director: Louis J. Pastor Management   For   For
  1k.   Election of Director: Mary Pat Salomone Management   For   For
  2.    Approval, by a non-binding advisory vote, of the named
executive officers' compensation.
Management   For   For
  3.    Ratification of the selection of PricewaterhouseCoopers
LLP as the Company's independent registered public
accounting firm for 2019.
Management   For   For
  MULTI-COLOR CORPORATION
  Security 625383104       Meeting Type Special
  Ticker Symbol LABL                  Meeting Date 16-May-2019
  ISIN US6253831043       Agenda 934995917 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    Proposal to adopt the Agreement and Plan of Merger,
dated as of February 24, 2019 (as may be amended from
time to time, the "merger agreement") by and among
Multi-Color Corporation, W/S Packaging Holdings, Inc.
and Monarch Merger Corporation
Management   For   For
  2.    Proposal to approve, by a non-binding advisory vote, the
compensation that may be paid or become payable to
Multi-Color Corporation's named executive officers that is
based on or otherwise relates to the merger
contemplated by the merger agreement
Management   For   For
  3.    Proposal to adjourn the special meeting to a later date or
time if necessary or appropriate to solicit additional
proxies in favor of the adoption of the merger agreement
if there are insufficient votes at the time of the special
meeting to adopt the merger agreement
Management   For   For
  AMERICAN INTERNATIONAL GROUP, INC.
  Security 026874784       Meeting Type Annual  
  Ticker Symbol AIG                   Meeting Date 21-May-2019
  ISIN US0268747849       Agenda 934973606 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: W. DON CORNWELL Management   For   For
  1b.   Election of Director: BRIAN DUPERREAULT Management   For   For
  1c.   Election of Director: JOHN H. FITZPATRICK Management   For   For
  1d.   Election of Director: WILLIAM G. JURGENSEN Management   For   For
  1e.   Election of Director: CHRISTOPHER S. LYNCH Management   For   For
  1f.   Election of Director: HENRY S. MILLER Management   For   For
  1g.   Election of Director: LINDA A. MILLS Management   For   For
  1h.   Election of Director: THOMAS F. MOTAMED Management   For   For
  1i.   Election of Director: SUZANNE NORA JOHNSON Management   For   For
  1j.   Election of Director: PETER R. PORRINO Management   For   For
  1k.   Election of Director: AMY L. SCHIOLDAGER Management   For   For
  1l.   Election of Director: DOUGLAS M. STEENLAND Management   For   For
  1m.   Election of Director: THERESE M. VAUGHAN Management   For   For
  2.    To vote, on a non-binding advisory basis, to approve
executive compensation.
Management   For   For
  3.    To vote, on a non-binding advisory basis, on the
frequency of future executive compensation votes.
Management   1 Year   For
  4.    To act upon a proposal to ratify the selection of
PricewaterhouseCoopers LLP as AIG's independent
registered public accounting firm for 2019.
Management   For   For
  5.    To vote on a shareholder proposal to give shareholders
who hold at least 10 percent of AIG's outstanding
common stock the right to call special meetings.
Shareholder   Against   For
  AMERICAN TOWER CORPORATION
  Security 03027X100       Meeting Type Annual  
  Ticker Symbol AMT                   Meeting Date 21-May-2019
  ISIN US03027X1000       Agenda 934978860 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Raymond P. Dolan Management   For   For
  1b.   Election of Director: Robert D. Hormats Management   For   For
  1c.   Election of Director: Gustavo Lara Cantu Management   For   For
  1d.   Election of Director: Grace D. Lieblein Management   For   For
  1e.   Election of Director: Craig Macnab Management   For   For
  1f.   Election of Director: JoAnn A. Reed Management   For   For
  1g.   Election of Director: Pamela D.A. Reeve Management   For   For
  1h.   Election of Director: David E. Sharbutt Management   For   For
  1i.   Election of Director: James D. Taiclet Management   For   For
  1j.   Election of Director: Samme L. Thompson Management   For   For
  2.    To ratify the selection of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for 2019.
Management   For   For
  3.    To approve, on an advisory basis, the Company's
executive compensation.
Management   For   For
  4.    To adopt a policy requiring an independent Board
Chairman.
Shareholder   Against   For
  5.    To require periodic reports on political contributions and
expenditures.
Shareholder   Abstain   Against
  JPMORGAN CHASE & CO.
  Security 46625H100       Meeting Type Annual  
  Ticker Symbol JPM                   Meeting Date 21-May-2019
  ISIN US46625H1005       Agenda 934979088 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Linda B. Bammann Management   For   For
  1b.   Election of Director: James A. Bell Management   For   For
  1c.   Election of Director: Stephen B. Burke Management   For   For
  1d.   Election of Director: Todd A. Combs Management   For   For
  1e.   Election of Director: James S. Crown Management   For   For
  1f.   Election of Director: James Dimon Management   For   For
  1g.   Election of Director: Timothy P. Flynn Management   For   For
  1h.   Election of Director: Mellody Hobson Management   For   For
  1i.   Election of Director: Laban P. Jackson, Jr. Management   For   For
  1j.   Election of Director: Michael A. Neal Management   For   For
  1k.   Election of Director: Lee R. Raymond Management   For   For
  2.    Advisory resolution to approve executive compensation Management   For   For
  3.    Ratification of independent registered public accounting
firm
Management   For   For
  4.    Gender pay equity report Shareholder   Abstain   Against
  5.    Enhance shareholder proxy access Shareholder   Abstain   Against
  6.    Cumulative voting Shareholder   Against   For
  ROYAL DUTCH SHELL PLC
  Security 780259206       Meeting Type Annual  
  Ticker Symbol RDSA                  Meeting Date 21-May-2019
  ISIN US7802592060       Agenda 935000416 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    Receipt of Annual Report & Accounts Management   For   For
  2.    Approval of Directors' Remuneration Report Management   For   For
  3.    Appointment of Neil Carson as a Director of the Company Management   For   For
  4.    Reappointment of Director: Ben van Beurden Management   For   For
  5.    Reappointment of Director: Ann Godbehere Management   For   For
  6.    Reappointment of Director: Euleen Goh Management   For   For
  7.    Reappointment of Director: Charles O. Holliday Management   For   For
  8.    Reappointment of Director: Catherine Hughes Management   For   For
  9.    Reappointment of Director: Gerard Kleisterlee Management   For   For
  10.   Reappointment of Director: Roberto Setubal Management   For   For
  11.   Reappointment of Director: Sir Nigel Sheinwald Management   For   For
  12.   Reappointment of Director: Linda G. Stuntz Management   For   For
  13.   Reappointment of Director: Jessica Uhl Management   For   For
  14.   Reappointment of Director: Gerrit Zalm Management   For   For
  15.   Reappointment of Auditors Management   For   For
  16.   Remuneration of Auditors Management   For   For
  17.   Authority to allot shares Management   For   For
  18.   Disapplication of pre-emption rights (Special Resolution) Management   For   For
  19.   Adoption of new Articles of Association (Special
Resolution)
Management   For   For
  20.   Authority to purchase own shares (Special Resolution) Management   For   For
  21.   Authority to make certain donations and incur
expenditure
Management   For   For
  22.   Shareholder resolution (Special Resolution) Shareholder   Abstain   Against
  MORGAN STANLEY
  Security 617446448       Meeting Type Annual  
  Ticker Symbol MS                    Meeting Date 23-May-2019
  ISIN US6174464486       Agenda 934980423 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Elizabeth Corley Management   For   For
  1b.   Election of Director: Alistair Darling Management   For   For
  1c.   Election of Director: Thomas H. Glocer Management   For   For
  1d.   Election of Director: James P. Gorman Management   For   For
  1e.   Election of Director: Robert H. Herz Management   For   For
  1f.   Election of Director: Nobuyuki Hirano Management   For   For
  1g.   Election of Director: Jami Miscik Management   For   For
  1h.   Election of Director: Dennis M. Nally Management   For   For
  1i.   Election of Director: Takeshi Ogasawara Management   For   For
  1j.   Election of Director: Hutham S. Olayan Management   For   For
  1k.   Election of Director: Mary L. Schapiro Management   For   For
  1l.   Election of Director: Perry M. Traquina Management   For   For
  1m.   Election of Director: Rayford Wilkins, Jr. Management   For   For
  2.    To ratify the appointment of Deloitte & Touche LLP as
independent auditor
Management   For   For
  3.    To approve the compensation of executives as disclosed
in the proxy statement (non-binding advisory vote)
Management   For   For
  4.    Shareholder proposal regarding an annual report on
lobbying expenses
Shareholder   Abstain   Against
  HERTZ GLOBAL HOLDINGS, INC.
  Security 42806J106       Meeting Type Annual  
  Ticker Symbol HTZ                   Meeting Date 24-May-2019
  ISIN US42806J1060       Agenda 934978276 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: David A. Barnes Management   For   For
  1b.   Election of Director: SungHwan Cho Management   For   For
  1c.   Election of Director: Vincent J. Intrieri Management   For   For
  1d.   Election of Director: Henry R. Keizer Management   For   For
  1e.   Election of Director: Kathryn V. Marinello Management   For   For
  1f.   Election of Director: Anindita Mukherjee Management   For   For
  1g.   Election of Director: Daniel A. Ninivaggi Management   For   For
  1h.   Election of Director: Kevin M. Sheehan Management   For   For
  2.    Approval of the amended and restated Hertz Global
Holdings, Inc. 2016 Omnibus Incentive Plan.
Management   Against   Against
  3.    Ratification of the selection of Ernst & Young LLP as the
Company's independent registered certified public
accounting firm for the year 2019.
Management   For   For
  4.    Approval, by a non-binding advisory vote, of the named
executive officers' compensation.
Management   For   For
  MERCK & CO., INC.
  Security 58933Y105       Meeting Type Annual  
  Ticker Symbol MRK                   Meeting Date 28-May-2019
  ISIN US58933Y1055       Agenda 934988328 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Leslie A. Brun Management   For   For
  1b.   Election of Director: Thomas R. Cech Management   For   For
  1c.   Election of Director: Mary Ellen Coe Management   For   For
  1d.   Election of Director: Pamela J. Craig Management   For   For
  1e.   Election of Director: Kenneth C. Frazier Management   For   For
  1f.   Election of Director: Thomas H. Glocer Management   For   For
  1g.   Election of Director: Rochelle B. Lazarus Management   For   For
  1h.   Election of Director: Paul B. Rothman Management   For   For
  1i.   Election of Director: Patricia F. Russo Management   For   For
  1j.   Election of Director: Inge G. Thulin Management   For   For
  1k.   Election of Director: Wendell P. Weeks Management   For   For
  1l.   Election of Director: Peter C. Wendell Management   For   For
  2.    Non-binding advisory vote to approve the compensation
of our named executive officers.
Management   For   For
  3.    Proposal to adopt the 2019 Incentive Stock Plan. Management   For   For
  4.    Ratification of the appointment of the Company's
independent registered public accounting firm for 2019.
Management   For   For
  5.    Shareholder proposal concerning an independent board
chairman.
Shareholder   Against   For
  6.    Shareholder proposal concerning executive incentives
and stock buybacks.
Shareholder   Against   For
  7.    Shareholder proposal concerning drug pricing. Shareholder   Abstain   Against
  EXXON MOBIL CORPORATION
  Security 30231G102       Meeting Type Annual  
  Ticker Symbol XOM                   Meeting Date 29-May-2019
  ISIN US30231G1022       Agenda 934991488 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: Susan K. Avery Management   For   For
  1b.   Election of Director: Angela F. Braly Management   For   For
  1c.   Election of Director: Ursula M. Burns Management   For   For
  1d.   Election of Director: Kenneth C. Frazier Management   For   For
  1e.   Election of Director: Steven A. Kandarian Management   For   For
  1f.   Election of Director: Douglas R. Oberhelman Management   For   For
  1g.   Election of Director: Samuel J. Palmisano Management   For   For
  1h.   Election of Director: Steven S Reinemund Management   For   For
  1i.   Election of Director: William C. Weldon Management   For   For
  1j.   Election of Director: Darren W. Woods Management   For   For
  2.    Ratification of Independent Auditors (page 28) Management   For   For
  3.    Advisory Vote to Approve Executive Compensation (page
30)
Management   For   For
  4.    Independent Chairman (page 58) Shareholder   Against   For
  5.    Special Shareholder Meetings (page 59) Shareholder   Against   For
  6.    Board Matrix (page 61) Shareholder   Abstain   Against
  7.    Climate Change Board Committee (page 62) Shareholder   Against   For
  8.    Report on Risks of Gulf Coast Petrochemical Investments
(page 64)
Shareholder   Abstain   Against
  9.    Report on Political Contributions (page 66) Shareholder   Abstain   Against
  10.   Report on Lobbying (page 67) Shareholder   Abstain   Against
  CHEVRON CORPORATION
  Security 166764100       Meeting Type Annual  
  Ticker Symbol CVX                   Meeting Date 29-May-2019
  ISIN US1667641005       Agenda 934993088 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1a.   Election of Director: W. M. Austin Management   For   For
  1b.   Election of Director: J. B. Frank Management   For   For
  1c.   Election of Director: A. P. Gast Management   For   For
  1d.   Election of Director: E. Hernandez, Jr. Management   For   For
  1e.   Election of Director: C. W. Moorman IV Management   For   For
  1f.   Election of Director: D. F. Moyo Management   For   For
  1g.   Election of Director: D. Reed-Klages Management   For   For
  1h.   Election of Director: R. D. Sugar Management   For   For
  1i.   Election of Director: I. G. Thulin Management   For   For
  1j.   Election of Director: D. J. Umpleby III Management   For   For
  1k.   Election of Director: M. K. Wirth Management   For   For
  2.    Ratification of Appointment of PwC as Independent
Registered Public Accounting Firm
Management   For   For
  3.    Advisory Vote to Approve Named Executive Officer
Compensation
Management   For   For
  4.    Report on Human Right to Water Shareholder   Abstain   Against
  5.    Report on Reducing Carbon Footprint Shareholder   Abstain   Against
  6.    Create a Board Committee on Climate Change Shareholder   Against   For
  7.    Adopt Policy for an Independent Chairman Shareholder   Against   For
  8.    Set Special Meeting Threshold at 10% Shareholder   Against   For
  BRISTOL-MYERS SQUIBB COMPANY
  Security 110122108       Meeting Type Annual  
  Ticker Symbol BMY                   Meeting Date 29-May-2019
  ISIN US1101221083       Agenda 935021458 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1A.   Election of Director: Peter J. Arduini Management   For   For
  1B.   Election of Director: Robert Bertolini Management   For   For
  1C.   Election of Director: Giovanni Caforio, M.D. Management   For   For
  1D.   Election of Director: Matthew W. Emmens Management   For   For
  1E.   Election of Director: Michael Grobstein Management   For   For
  1F.   Election of Director: Alan J. Lacy Management   For   For
  1G.   Election of Director: Dinesh C. Paliwal Management   For   For
  1H.   Election of Director: Theodore R. Samuels Management   For   For
  1I.   Election of Director: Vicki L. Sato, Ph.D. Management   For   For
  1J.   Election of Director: Gerald L. Storch Management   For   For
  1K.   Election of Director: Karen H. Vousden, Ph.D. Management   For   For
  2.    Advisory vote to approve the compensation of our Named
Executive Officers
Management   For   For
  3.    Ratification of the appointment of an independent
registered public accounting firm
Management   For   For
  4.    Shareholder Proposal on Right to Act by Written Consent Shareholder   Against   For
  WABCO HOLDINGS INC.
  Security 92927K102       Meeting Type Annual  
  Ticker Symbol WBC                   Meeting Date 30-May-2019
  ISIN US92927K1025       Agenda 934995020 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    DIRECTOR Management        
      1 Jacques Esculier       For   For
      2 Thomas S. Gross       For   For
      3 Henry R. Keizer       For   For
  2.    Ratify the selection of Ernst & Young Bedrijfsrevisoren
BCVBA/Reviseurs d'Entreprises SCCRL as the
Company's independent registered public accounting firm
for the year ending December 31, 2019.
Management   For   For
  3.    Approve, on an advisory basis, the compensation paid to
the Company's named executive officers ("Say-on-Pay").
Management   For   For
  T-MOBILE US, INC.
  Security 872590104       Meeting Type Annual  
  Ticker Symbol TMUS                  Meeting Date 13-Jun-2019
  ISIN US8725901040       Agenda 935011130 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    DIRECTOR Management        
      1 Srikant M. Datar       For   For
      2 Srini Gopalan       For   For
      3 Lawrence H. Guffey       For   For
      4 Timotheus Höttges       For   For
      5 Christian P. Illek       For   For
      6 Bruno Jacobfeuerborn       For   For
      7 Raphael Kübler       For   For
      8 Thorsten Langheim       For   For
      9 John J. Legere       For   For
      10 G. Michael Sievert       For   For
      11 Teresa A. Taylor       For   For
      12 Kelvin R. Westbrook       For   For
  2.    Ratification of the Appointment of
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting Firm for Fiscal
Year 2019.
Management   For   For
  3.    Stockholder Proposal for Limitations on Accelerated
Vesting of Equity Awards in the Event of a Change of
Control.
Shareholder   Against   For
  WABCO HOLDINGS INC.
  Security 92927K102       Meeting Type Special
  Ticker Symbol WBC                   Meeting Date 27-Jun-2019
  ISIN US92927K1025       Agenda 935038249 - Management
                         
  Item Proposal Proposed
by
  Vote For/Against
Management
  1.    To adopt the Agreement and Plan of Merger (as it may
be amended from time to time), dated as of March 28,
2019 (the "Merger Agreement"), by and among WABCO
Holdings Inc., ZF Friedrichshafen AG and Verona Merger
Sub Corp.
Management   For   For
  2.    To approve, by means of a non-binding, advisory vote,
compensation that will or may become payable to the
named executive officers of WABCO Holdings Inc. in
connection with the merger.
Management   For   For
  3.    To approve one or more adjournments or postponements
of the special meeting to a later date or dates, if
necessary or appropriate, to solicit additional proxies if
there are insufficient votes to adopt the Merger
Agreement at the then- scheduled date and time of the
special meeting.
Management   For   For

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant The Gabelli Convertible and Income Securities Fund Inc.

 

By (Signature and Title)* /s/ Bruce N. Alpert
  Bruce N. Alpert, Principal Executive Officer

 

Date August 23, 2019

 

*Print the name and title of each signing officer under his or her signature.